Tsai, Alfred Chi Kwong 蔡致光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-02 | Rep | Advising on securities | 2003-07-02 | Rep | Asset management | 2003-07-02 | Rep | Dealing in securities | 2003-07-02 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-02 | Rep | Advising on securities | 2003-07-02 | Rep | Asset management | 2003-07-02 | Rep | Dealing in securities | 2010-06-27 |
| 3 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2010-07-02 | 2012-01-01 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2012-01-17 | 2014-03-19 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-27 | 2014-03-19 | Rep | Dealing in securities | 2014-08-13 | 2017-08-01 |
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