Wong, Arthur Chi To 黃志滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-05-12 | 2017-09-29 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-10-06 | 2019-03-01 |
| 3 | Liquidnet Asia Limited | Rep | Dealing in securities | 2019-03-21 | Rep | Automated trading services | 2019-04-03 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-23 | 2008-09-15 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-20 | 2008-09-15 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2008-09-17 | 2014-04-30 |
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