Lee, Sophia Shuk Woon 李淑媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-29 | 2006-03-02 |
| 2 | Elixir Capital Management Limited | RO | Asset management | 2009-02-18 | 2023-07-31 |
| 3 | Moliyo (Hong Kong) Limited | Rep | Advising on securities | 2004-12-15 | 2005-03-31 |
| 4 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Advising on securities | 2004-05-06 |
| 5 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2004-05-07 | 2004-12-03 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-21 | 2006-11-04 | Rep | Advising on securities | 2006-04-10 | 2006-11-04 |
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