Mok, Wai Yip 莫偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2022-01-28 | |
2 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-10-25 | 2012-09-18 |
3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-11-16 | 2015-02-01 |
4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-11-16 | 2015-02-01 |
5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-02-10 | 2015-03-16 |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-02-10 | 2015-03-16 |
7 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-30 | 2015-08-06 |
8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-30 | 2015-08-06 |
9 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2015-09-08 | 2017-05-31 |
10 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-08 | 2017-05-31 |
11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-09-08 | 2017-05-31 |
12 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-09-08 | 2017-05-31 |
13 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-11 | 2017-07-31 |
14 | JS SECURITIES LIMITED (HK) | Rep | Advising on securities | 2017-07-11 | 2020-02-28 |
15 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-07-11 | 2020-02-28 |
16 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-07-31 | 2020-12-31 |
17 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-12-31 | 2022-01-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy