Chu, Joanna Lai Wa 朱麗華

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Automated trading services 2003-07-29 2004-06-08
Rep Dealing in securities 2003-07-29 2004-08-17
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2003-07-28
Rep Asset management 2003-07-28
Rep Dealing in futures contracts 2004-08-17
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RO Advising on corporate finance 2003-07-28
RO Advising on securities 2003-07-28
RO Asset management 2003-07-28
RO Automated trading services 2004-06-08
RO Dealing in securities 2004-08-17
Rep Dealing in securities 2004-08-17 2004-08-17
4 Guosen Securities (HK) Brokerage Company, Limited RO Advising on securities 2010-02-26 2019-02-20
RO Dealing in securities 2010-02-26 2019-02-20
RO Advising on futures contracts 2011-03-14 2019-02-20
RO Dealing in futures contracts 2011-03-14 2019-02-20
Rep Advising on futures contracts 2019-02-20 2019-02-20
Rep Advising on securities 2019-02-20 2019-02-20
Rep Dealing in futures contracts 2019-02-20 2019-02-20
Rep Dealing in securities 2019-02-20 2019-02-20
5 SINOPAC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-09-30 2004-11-26
RO Dealing in futures contracts 2004-11-26 2009-10-30
Rep Advising on futures contracts 2006-06-08 2006-08-16
RO Advising on futures contracts 2006-08-16 2009-10-30
6 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-09-30 2004-11-26
RO Advising on securities 2004-11-26 2009-10-30
RO Dealing in securities 2004-11-26 2009-10-30

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