SFC bans Joanna Chu Lai Wa, ex-RO of Guosen Securities, for 1 year
SFC, 23-Jun-2020
For turning a blind eye to third-party deposits into client accounts.

• Orgs
  • Guosen Securities (HK) Brokerage Company, Limited
  • Guosen Securities (HK) Financial Holdings Company, Limited
  • Guosen Securities Company Limited