Siu, Wai Kit (SFC:AFM549) 蕭偉杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-05-29 | 2009-01-10 | Rep | Dealing in securities | 2007-06-29 | 2009-01-10 |
| 2 | China United Merchants Asset Management Company Limited | Rep | Advising on securities | 2022-09-13 | 2023-10-30 | Rep | Asset management | 2022-09-13 | 2023-10-30 | Rep | Dealing in securities | 2022-09-13 | 2023-10-30 | RO | Advising on securities | 2023-10-30 | RO | Asset management | 2023-10-30 | RO | Dealing in securities | 2023-10-30 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-01-18 | 2007-05-11 |
| 4 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-06-01 | 2007-03-22 | RO | Advising on corporate finance | 2007-03-22 | 2007-05-11 |
| 5 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-16 | 2006-05-19 |
| 6 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2012-03-22 | 2013-10-15 | Rep | Dealing in securities | 2012-03-22 | 2013-10-15 | Rep | Advising on corporate finance | 2016-11-01 | 2017-02-17 | Rep | Dealing in securities | 2016-11-01 | 2017-02-17 | RO | Advising on corporate finance | 2017-02-17 | 2022-01-14 | RO | Dealing in securities | 2017-02-17 | 2022-01-14 |
| 7 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-01-02 | 2014-01-21 | RO | Asset management | 2014-01-21 | 2016-08-04 | RO | Advising on securities | 2014-07-11 | 2016-08-04 | Rep | Advising on corporate finance | 2014-12-11 | 2016-08-04 |
| 8 | Joy Silver Limited | Rep | Advising on corporate finance | 2009-08-07 | 2009-11-19 | Rep | Dealing in securities | 2009-08-07 | 2009-11-19 | RO | Advising on corporate finance | 2009-11-19 | 2009-12-23 | RO | Dealing in securities | 2009-11-19 | 2009-12-23 |
| 9 | KAISEN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-04-28 | 2010-08-06 | RO | Asset management | 2010-08-06 | 2012-01-31 |
| 10 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-09 | Rep | Advising on securities | 2003-04-09 | Rep | Asset management | 2003-04-09 |
| 11 | Sino-Rich Securities & Futures Limited | Rep | Advising on corporate finance | 2009-06-15 | 2009-06-30 | Rep | Dealing in securities | 2009-06-15 | 2009-06-30 |
| 12 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-29 | 2004-09-15 | Rep | Dealing in securities | 2003-07-29 | 2004-09-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy