Yiu, Shing Wai 姚盛慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | RO | Advising on securities | 2018-04-12 | 2019-11-02 |
| 2 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-10 | Goldin Equities Limited | Rep | 2010-06-15 | 2010-08-11 | Goldin Equities Limited | RO | 2010-08-11 | 2011-09-04 | Goldin Equities Limited | RO | 2016-10-25 | 2018-03-02 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-26 | 2010-06-10 | Goldin Equities Limited | Rep | 2010-06-15 | 2011-09-04 | SANSTON FINANCIAL GROUP LIMITED | RO | 2011-09-06 | 2016-08-21 | Goldin Equities Limited | RO | 2016-08-31 | 2018-03-02 | FT Securities Limited | Rep | 2018-03-26 | 2018-04-12 | FT Securities Limited | RO | 2018-04-12 | 2019-11-02 | Yellow River Securities Limited | Rep | 2020-02-03 | 2020-02-13 | Yellow River Securities Limited | RO | 2020-02-13 |
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