Fong, Raymond Wai Lok 方偉諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2009-03-30 | 2011-12-30 | RO | Dealing in securities | 2009-03-30 | 2011-12-30 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2012-01-11 | 2016-12-10 | RO | Dealing in securities | 2012-01-11 | 2016-12-10 | RO | Advising on securities | 2012-03-19 | 2016-12-10 | Rep | Asset management | 2013-07-25 | 2016-12-10 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in futures contracts | 2005-04-19 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-14 | Rep | Advising on securities | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in securities | 2005-04-19 | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2005-04-19 |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-04 | 2018-01-29 | Rep | Advising on securities | 2017-12-04 | 2018-06-15 | RO | Dealing in securities | 2018-01-29 | 2018-06-15 |
| 6 | I Win Asset Management Limited | RO | Advising on securities | 2021-01-25 | RO | Asset management | 2021-01-25 |
| 7 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-29 | 2018-10-25 | RO | Dealing in securities | 2018-10-25 |
| 8 | iTrade Securities Investment Limited | RO | Dealing in securities | 2016-12-28 | 2017-04-30 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-03 | 2005-06-01 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-03 | 2005-06-01 |
| 11 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2008-05-13 | 2009-03-26 |
| 12 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-13 | 2009-03-26 |
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