CINDA INTERNATIONAL SECURITIES LIMITED 信達國際證券有限公司
Court dismisses challenge to SFC's investigative powers
SFC, 18-Feb-2020
The judgment reveals ongoing SFC investigations involving China Agri-Products Exchange (0149) and Skyfame Realty (0059). Directors of both are suspected of acting against the interests of shareholders, issuing bonds at deep discounts to shell companies in placings via Anglo Chinese. The bonds were resold to applicants for HK residency under the since-suspended Capital Investment Entrant Scheme, There is also an investigation into parties behind Aeso (8341).
SFC, 18-Feb-2020
The judgment reveals ongoing SFC investigations involving China Agri-Products Exchange (0149) and Skyfame Realty (0059). Directors of both are suspected of acting against the interests of shareholders, issuing bonds at deep discounts to shell companies in placings via Anglo Chinese. The bonds were resold to applicants for HK residency under the since-suspended Capital Investment Entrant Scheme, There is also an investigation into parties behind Aeso (8341).
Connie Ng Chiu Mui & Law Kai Yee v Robertsons, solicitors
HK Court of First Instance, 3-Nov-2014
"The Plaintiffs’ claims were mostly concocted. They have utterly failed to prove any factual basis of breach of duty of care and standard of care on the part of Robertsons."
HK Court of First Instance, 3-Nov-2014
"The Plaintiffs’ claims were mostly concocted. They have utterly failed to prove any factual basis of breach of duty of care and standard of care on the part of Robertsons."
Connie Ng Chiu Mui & Law Kai Yee v Shum Lik Keung & Lo Cho Yan
HK Court of First Instance, 22-Aug-2011
The judge rules that the content of SFC compulsory interviews under Section 183 of the SFO are subject to absolute privilege, so an interviewee cannot be sued for alleged libel, slander or false and malicious statements.
HK Court of First Instance, 22-Aug-2011
The judge rules that the content of SFC compulsory interviews under Section 183 of the SFO are subject to absolute privilege, so an interviewee cannot be sued for alleged libel, slander or false and malicious statements.
Fins Development Ltd & Hong Kong Huaming Co Ltd v Elke Tang Yuen Ting
HK Court of First Instance, 18-Mar-2011
This case involves possible abuse of funds from a wholly-owned subsidiary of Jingwei Textile (0350) which purportedly were intended to be routed into leveraged foreign exchange accounts held in the names of two of its staff at Cosmos Hantec Investment (NZ) Ltd, an unlicensed entity. The defendant was declared bankrupt after being fined by the SFC last year.
HK Court of First Instance, 18-Mar-2011
This case involves possible abuse of funds from a wholly-owned subsidiary of Jingwei Textile (0350) which purportedly were intended to be routed into leveraged foreign exchange accounts held in the names of two of its staff at Cosmos Hantec Investment (NZ) Ltd, an unlicensed entity. The defendant was declared bankrupt after being fined by the SFC last year.
SFC disciplines trio for unlicensed leveraged forex trading
SFC, 2-Jun-2009
Note: Elke Tang was subsequently made bankrupt in HCB 2421/2010 on 26-May-2010, so we don't know whether she ever paid the fine.
SFC, 2-Jun-2009
Note: Elke Tang was subsequently made bankrupt in HCB 2421/2010 on 26-May-2010, so we don't know whether she ever paid the fine.
SFC suspends Mr Rico Wong Kwok Fan for account opening failings and aiding & abetting unlicensed dealing
SFC, 28-Apr-2005
SFC, 28-Apr-2005
SFC reprimands Hantec International Finance Group Ltd for poor internal controls and staff supervision
SFC, 14-Sep-2004
SFC, 14-Sep-2004
SFC suspends Ms Kwan Wai Fong for 4 weeks for misconduct in handling client accounts
SFC, 5-May-2003
SFC, 5-May-2003
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