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SFC fines Chang Chyi of Core Pacific - Yamaichi HK$50k

SFC, 6-Jan-2017

No, clients cannot sell rights shares until the rights issue has become unconditional, even if settlement will be 2 days after that.

Organisations

• China Agri-Products Exchange Limited 中國農產品交易有限公司
• CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 京華山一國際(香港)有限公司
• CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 京華山一期貨(香港)有限公司

People

• Chang, Chyi 張奇

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