Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 9M Stone Capital Limited Duo, Yuan 朵元 +Rep 2024-06-18
2 AA Investment Management Limited Ho, Chun Man (SFC:ARJ714) 何振文 -Rep 2022-06-06 2024-06-15
3 ABN AMRO Clearing Hong Kong Limited Chan, Tsz Chung (SFC:BUD905) 陳子聰 -Rep 2023-10-05 2024-06-20
4 abrdn Hong Kong Limited Chan, Yuk King (SFC:ACQ204) 陳玉琼 +Rep 2024-06-12
5 Aden Financial Group Limited Qi, Le 齊樂 -Rep 2023-07-10 2024-06-19
6 Admiralty Harbour Capital Limited Chan, Edwin (SFC:BVC222) 陳彥維 +Rep 2024-06-24
7   Zhu, Jiacheng (SFC:BVA680) 朱嘉程 +Rep 2024-06-19
8 Ahead Asset Management Limited Yang, Dong (SFC:APR493) 楊棟 +RO 2024-06-25
9 AJ Asset Management Limited Liang, Shiming (SFC:BAA904) 梁詩鳴 -Rep 2023-03-28 2024-06-18
10   Yu, Ching Yat 于正一 -Rep 2019-01-31 2024-06-17
11 AJ Securities Limited Liang, Shiming (SFC:BAA904) 梁詩鳴 -Rep 2020-06-16 2024-06-18
12   Yu, Ching Yat 于正一 -RO 2018-04-18 2024-06-17
13 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Yang, Zijian (SFC:BHF423) 楊子健 -Rep 2021-01-05 2024-06-13
14 ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED Lin, Xiao Xiao 林瀟瀟 -Rep 2023-05-02 2024-06-20
15     +RO 2024-06-20
16 Alpha Win Capital Limited Zhang, Yelin 張叶麟 -Rep 2022-04-29 2024-06-14
17 Alpine Investment Management Limited Liu, Zheng (SFC:BEC508) 劉崢 +Rep 2024-06-13
18 ALTRUIST FINANCIAL GROUP LIMITED Kwok, Ka Hing 郭家興 -Rep 2005-01-06 2024-06-24
19     +RO 2024-06-24
20 AMPLE CAPITAL LIMITED Wong, Matthew Ka Chun 黃家俊 -RO 2023-12-13 2024-06-13
21 Amundi Hong Kong Limited Andriamanjato, Fabrice Rado +Rep 2024-06-19
22   Tang, Ka Nam 鄧嘉南 +Rep 2024-06-14
23   Wong, Yu Lam 黃裕琳 -Rep 2021-06-29 2024-06-25
24 Anli Securities Limited Yuan, Weijun 袁偉鈞 -Rep 2024-03-14 2024-06-21
25 AOP Capital Limited Upton, Adam Boyd -RO 2017-10-13 2024-06-26
26     -Rep 2024-06-26 2024-06-28
27 AP Capital Limited Leung, Wai Yin (SFC:AZG790) 梁偉賢 +Rep 2024-06-12
28   Yeung, Yin Cheung Adrian 楊彥璋 +Rep 2024-06-26
29 APG Investments Asia Limited Lee, Hwa Shin +Rep 2024-06-25
30   Zhao, Mengran 趙梦然 +Rep 2024-06-19
31 Apollo Asset Management Limited (HK) Chan, Yue Yuen 陳裕源 -RO 2024-03-28 2024-06-18
32 Apollo Management Asia Pacific Limited So, Samuel Chun Yiu 蘇俊堯 +Rep 2024-06-25
33 Arcadia Fund Management Group Asia Limited Tai, Pak Kin (SFC:ACE795) 戴伯乾 +Rep 2024-06-26
34 Arrowpoint Investment Partners (Hong Kong) Limited Huang, Junwei (SFC:AVM453) 黃君煒 +RO 2024-06-21
35   Koo, Dawson 古道信 +Rep 2024-06-26
36   Lo, Hok Yan Elizabeth 盧學欣 +Rep 2024-06-26
37   Min, Brett Jae +Rep 2024-06-26
38   Sinpraseuth, Christopher +Rep 2024-06-26
39   Xiong, Jonathan Hua Jun +RO 2024-06-21
40 Arta Asset Management Limited Huang, Henan 黃赫男 +Rep 2024-06-26
41 ARTE Capital Management Limited Guo, Shihai 郭世海 -Rep 2024-05-29 2024-06-25
42     +RO 2024-06-25
43 AS CAPITAL LIMITED Mishra, Rishi -RO 2023-10-24 2024-06-20
44 ASSET MANAGEMENT GROUP LIMITED Kan, Sze Wan 簡思韻 +Rep 2024-06-14
45   Lo, Kam Cheung 羅金祥 +Rep 2024-06-12
46 Atlantic Asset Management Limited Weng, Kai 翁愷 +Rep 2024-06-12
47   Yuen, Kit Wai (SFC:BUB900) 阮傑偉 +Rep 2024-06-17
48 ATLANTIS INVESTMENT MANAGEMENT LIMITED Jiang, Peiyi 姜沛易 +Rep 2024-06-18
49 Atta Securities Limited Zhao, Limei 赵丽梅 +Rep 2024-06-25
50 Avantua Capital Management Limited Ruan, Wenjun 阮文駿 -Rep 2023-10-11 2024-06-20
51 Awaken Thunder Capital Limited Ding, Xiaoming (SFC:BUX312) 丁晓明 +Rep 2024-06-19
52 AXA IM Select Asia Limited Lee, Shuk Ling (SFC:BVB355) 李淑玲 +Rep 2024-06-24
53 AXA Investment Managers Asia Limited Bos, Jeroen -Rep 2024-06-07 2024-06-14
54 Balyasny Asset Management (Hong Kong) Limited Nandi, Arnab -Rep 2022-12-15 2024-06-13
55   Parekh, Pramey Rajesh (SFC:BVB487) +Rep 2024-06-14
56   Tau, Weihua Robert -Rep 2021-02-03 2024-06-21
57 BANDS Financial Limited Liu, Yanhong (SFC:BVB402) 劉妍宏 +Rep 2024-06-26
58 BARCLAYS CAPITAL ASIA LIMITED Fang, Yiren 方怡人 +Rep 2024-06-26
59   Xu, Siyuan (SFC:BTB335) 徐思遠 -Rep 2023-02-02 2024-06-14
60   Zhou, Sijia 周偲嘉 -Rep 2019-08-27 2024-06-14
61 BARING ASSET MANAGEMENT (ASIA) LIMITED Liu, Yusi (SFC:BPJ516) 劉語絲 +Rep 2024-06-26
62 BCT Financial Limited Wong, Sum Yee 王森怡 -Rep 2024-01-24 2024-06-21
63 BDA PARTNERS (HK) LIMITED Zhou, Hang (SFC:BRP267) 周杭 -Rep 2021-12-28 2024-06-21
64 Beagle Asset Management Company Limited Tang, David Yuk Wah 鄧育華 +Rep 2024-06-17
65 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Hsu, Ka Kwan 許加滾 +Rep 2024-06-17
66 BFAM Partners (Hong Kong) Limited Dameracharla, Prithvi Raj -Rep 2019-01-02 2024-06-25
67 BGC SECURITIES (HONG KONG) LLC Hua, Weifeng 華偉丰 +Rep 2024-06-17
68 Blackhorn Wealth Management Limited Chan, Siu Cheong (SFC:AOR822) 陳兆昌 +Rep 2024-06-13
69   Ho, Wun San 何煥新 +Rep 2024-06-20
70 BlackRock Asset Management North Asia Limited Dominguez Ordonez, Carlos Andres +Rep 2024-06-14
71   Li, Ying (SFC:BUY748) +Rep 2024-06-14
72   Ng, Yuk Lam (SFC:BUY550) 伍育霖 +Rep 2024-06-14
73 BLACKSTONE GROUP (HK) LIMITED (THE) Lee, Hee Won (SFC:AYV602) +Rep 2024-06-14
74   Liao, Xian Hao Jonathan 廖先浩 -Rep 2022-05-10 2024-06-21
75 BLUE POOL CAPITAL LIMITED Chen, Xinxuan 陳心璇 +Rep 2024-06-17
76 BLVSIN CAPITAL LIMITED Li, Ho Fung 李可鋒 -Rep 2024-05-22 2024-06-13
77     +RO 2024-06-13
78 BNY Mellon Investment Management Hong Kong Limited Whiteley, Adam Andrew (SFC:BUX437) -Rep 2024-06-17 2024-06-21
79 BOCI ASIA LIMITED Li, Lingli 李玲麗 -Rep 2018-02-27 2024-06-18
80   Liew, Shan Hock 劉善學 -Rep 2010-11-08 2024-06-21
81     +RO 2024-06-21
82   Xie, Zhengkun 謝正琨 -Rep 2021-07-06 2024-06-12
83     +RO 2024-06-12
84 BOCI RESEARCH LIMITED Cheng, Manjiang 程漫江 -RO 2018-03-07 2024-06-20
85   Guan, Ziting 管紫庭 -Rep 2022-08-04 2024-06-18
86 BOCI SECURITIES LIMITED Jin, Hongmei 金紅梅 +Rep 2024-06-21
87   Liew, Shan Hock 劉善學 -Rep 2021-01-14 2024-06-21
88     +RO 2024-06-21
89   Min, Caiqin 閔采勤 -Rep 2023-08-09 2024-06-12
90   Xia, Yang (SFC:BGB713) 夏揚 +Rep 2024-06-21
91 BOSC International Asset Management Limited Liu, Ting (SFC:BUI727) 劉婷 -Rep 2024-02-02 2024-06-14
92     +RO 2024-06-14
93 Bosera Asset Management (International) Co., Limited Zheng, Kangbo 鄭康渤 +Rep 2024-06-19
94 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Ng, Ka Lok (SFC:BTY198) 吳家樂 -Rep 2023-07-20 2024-06-21
95   Tsang, Wai Yuen 曾偉元 -Rep 2022-02-18 2024-06-17
96 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Ng, Ka Lok (SFC:BTY198) 吳家樂 -Rep 2023-07-20 2024-06-21
97   Tsang, Wai Yuen 曾偉元 -Rep 2021-10-28 2024-06-17
98 Brilliance Asset Management Limited Liu, Ziyi (SFC:BRY524) 刘梓艺 +Rep 2024-06-20
99 Brookfield Advisors (Hong Kong) Limited Wong, Vincent Keng Hoe -Rep 2023-09-01 2024-06-14
100 BTIG Hong Kong Limited Shah, Pritish Hitesh +Rep 2024-06-24
101 C CAPITAL INVESTMENT MANAGEMENT LIMITED Cheng, Yin Pan 鄭彥斌 +Rep 2024-06-13
102 Caitong International Asset Management Co., Limited Tam, Yan Wang 譚恩泓 +Rep 2024-06-19
103 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Lee, Ka Ki (SFC:AVT065) 李家祺 -Rep 2022-06-15 2024-06-17
104     +RO 2024-06-17
105   Tam, Yan Wang 譚恩泓 +Rep 2024-06-19
106 Cambium Grove Partners Limited Wen, Cyrus Jun Ming 聞俊銘 -RO 2019-12-11 2024-06-18
107 Canaan Global Capital Management Limited Hsiao, Shen-Hung 蕭盛弘 +RO 2024-06-20
108   Wang, Ning (SFC:BRE810) 王宁 +RO 2024-06-20
109 CANTERBURY CAPITAL LIMITED (HK) Yao, Yanyan (SFC:BSJ759) 姚艷艷 -Rep 2024-05-22 2024-06-17
110     +RO 2024-06-17
111 CAPITAL GLOBAL MANAGEMENT LIMITED Lam, Kang Hung 林鏡洪 +Rep 2024-06-24
112 Capstone Capital Management Limited Dong, Xinyue 董馨悦 +Rep 2024-06-18
113   Tang, Yichun 湯逸純 -Rep 2024-06-12 2024-07-08
114 Capstone Investment Advisors (HK) Limited Jakelic, Davor +Rep 2024-06-12
115 Capula Investment Management Asia Limited Chao, Zi Hoe Alvin 曹志浩 +Rep 2024-06-24
116   Griffin, Gerard (SFC:BUV638) +RO 2024-06-21
117 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED Choe, Kyung Ho -Rep 2023-10-06 2024-06-12
118     +RO 2024-06-12
119   Ma, Sai (SFC:BRJ245) 馬賽 +Rep 2024-06-26
120 Carnegie Hill Capital Partners Limited Cheung, Lai Ha (SFC:BQU113) -Rep 2024-06-17 2024-06-26
121 CASH Wealth Management Limited Kwong, Man Cheong 鄺泯錩 -Rep 2024-01-29 2024-06-14
122 CATHAY SECURITIES (HONG KONG) LIMITED Tsui, Ka Chun 徐家駿 +Rep 2024-06-25
123 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Zhang, Jiarui (SFC:BRV148) 張家瑞 -Rep 2021-10-25 2024-06-21
124 CCB INTERNATIONAL CAPITAL LIMITED Wang, Huan (SFC:BRJ896) 王歡 -Rep 2021-07-07 2024-06-17
125   Zhao, Yiru 趙乙入 -Rep 2022-07-04 2024-06-17
126 CCB INTERNATIONAL SECURITIES LIMITED Chen, Yan (SFC:BTT087) 陈艳 -Rep 2024-06-24 2024-06-28
127 CEB International Capital Corporation Limited Li, Kun-Chih 李坤致 -RO 2022-03-28 2024-06-21
128   Yang, Quanquan 楊荃荃 -Rep 2023-11-08 2024-06-20
129   Ye, Tian (SFC:BUS869) 葉田 -Rep 2024-03-12 2024-06-24
130     +RO 2024-06-24
131 CELESTIAL COMMODITIES LIMITED Wong, Raymond Wai Nang 黃偉能 -Rep 2014-07-04 2024-06-20
132 CELESTIAL SECURITIES LIMITED Kwong, Man Cheong 鄺泯錩 -Rep 2024-01-29 2024-06-14
133   Wong, Raymond Wai Nang 黃偉能 -Rep 2014-07-04 2024-06-20
134 CES Commodities (HK) Limited Wong, Hang Fok 黃亨福 -Rep 2024-01-16 2024-06-12
135   Zhan, Chen 展晨 +Rep 2024-06-12
136 CG Asset Management Limited Chen, Yingbo 陳映波 +RO 2024-06-14
137 CGL IM Financial Management Limited Zhang, Lei (SFC:BVA327) 張磊 +Rep 2024-06-24
138 Changjiang Asset Management (HK) Limited Liu, Hao (SFC:BTE089) 劉豪 -Rep 2022-12-09 2024-06-21
139 Changjiang Securities Brokerage (HK) Limited Cheung, Choi Hing (SFC:ANY134) 張珹畯 +Rep 2024-06-24
140   Lyu, Wanlin 呂宛霖 -Rep 2022-03-14 2024-06-25
141   Wang, Hejia 王賀嘉 +Rep 2024-06-14
142   Yu, Bo (SFC:BUX667) 于博 +Rep 2024-06-14
143   Yu, Haining (SFC:BUX641) 于海寧 +Rep 2024-06-14
144   Zhao, Chao (SFC:BUY139) 趙超 +Rep 2024-06-14
145   Zong, Jianshu 宗建樹 +Rep 2024-06-14
146 CHINA EVERBRIGHT RESEARCH LIMITED Cheng, Xinxing 程新星 -Rep 2020-05-25 2024-06-17
147 China Galaxy International Futures (Hong Kong) Co., Limited Cheung, Ka Ping 張嘉平 +Rep 2024-06-12
148 China Galaxy International Securities (Hong Kong) Co., Limited Hu, Xiaojun (SFC:BOM157) 胡霄俊 +Rep 2024-06-12
149   Ruan, Cheng 阮晟 +Rep 2024-06-17
150   Shen, Yuan (SFC:BQM392) 沈源 +Rep 2024-06-12
151   Tian, Dan (SFC:BOP614) 田聃 +Rep 2024-06-12
152   Wang, Jingwen (SFC:BOK894) 王菁文 +Rep 2024-06-12
153 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Yin, Hongqiang 殷洪强 -RO 2019-08-01 2024-06-26
154 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Han, Feng (SFC:BSU539) 韓峰 -Rep 2023-03-14 2024-06-14
155 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -Rep 2022-08-03 2024-06-14
156   Li, Chen (SFC:BSR408) 李忱 -Rep 2022-06-28 2024-06-14
157 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Chen, Yunjian 陳雲劍 -Rep 2023-02-24 2024-06-21
158   Feng, Zhe (SFC:BSJ146) 馮哲 -Rep 2022-04-28 2024-06-21
159   Han, Feng (SFC:BSU539) 韓峰 -Rep 2022-08-03 2024-06-14
160   He, Chen (SFC:BUB236) 何晨 -Rep 2023-09-22 2024-06-21
161   Huang, Jialun 黃家倫 -Rep 2021-08-31 2024-06-25
162   Li, Chen (SFC:BSR408) 李忱 -Rep 2022-06-28 2024-06-14
163   Li, Yanjun (SFC:BTO442) 李妍君 -Rep 2023-03-27 2024-06-18
164   Liu, Shuolin 劉爍林 -Rep 2023-01-17 2024-06-26
165   Luo, Xuan (SFC:AQS758) 羅烜 +Rep 2024-06-14
166   Pu, Han (SFC:BNR210) -Rep 2018-10-11 2024-06-21
167   Sun, Lei (SFC:BTM878) 孫雷 -Rep 2023-06-05 2024-06-21
168   Wu, Jiabao (SFC:BVA441) 吳家寶 +Rep 2024-06-14
169   Zhang, Xinyi (SFC:BVA321) 張新怡 +Rep 2024-06-20
170   Zhu, Han (SFC:BRQ030) 朱晗 -Rep 2021-08-24 2024-06-12
171 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Liu, Xiaodong (SFC:BPC065) 刘晓东 -RO 2020-04-21 2024-06-17
172 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Ling, Wai Kwun 凌惠君 -Rep 2024-03-04 2024-06-19
173 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED   -Rep 2020-10-12 2024-06-19
174   Wong, Johnny Kin Man 黃建文 -Rep 2020-09-17 2024-06-14
175   Yin, Li (SFC:BGH202) 殷犁 -Rep 2015-09-30 2024-06-23
176 China Orient International Asset Management Limited Zhang, Zhi (SFC:BUY001) 張摯 +Rep 2024-06-26
177 China PA Securities (Hong Kong) Company Limited Liu, Haodong (SFC:BSG733) 刘昊冬 -Rep 2022-04-14 2024-06-13
178   Pan, Yu (SFC:BRA844) 潘宇 -Rep 2022-05-26 2024-06-20
179 China Renaissance Securities (Hong Kong) Limited Deng, Wing Cheong 鄧永昌 -Rep 2021-06-29 2024-06-14
180   Jiang, Jiayan 蔣嘉芫 -Rep 2020-01-23 2024-06-18
181 China Securities (International) Brokerage Company Limited Tsui, Yuk Ming 徐鈺明 +Rep 2024-06-18
182 China Securities (International) Corporate Finance Company Limited Wang, Yinqiu 王吟秋 +Rep 2024-06-21
183 China United Merchants Asset Management Company Limited Leung, Wai Bong 梁偉邦 -Rep 2020-12-07 2024-06-25
184     +RO 2024-06-25
185 China-Hong Kong Connect International Securities Limited Chui, Sin Ying 徐倩瑩 +Rep 2024-06-18
186 CHONG HING SECURITIES LIMITED Li, Chi Hang (SFC:AWK766) 李智恆 -Rep 2010-12-08 2024-06-16
187 CIF Asset Management Limited Ma, Zhongshu 馬中恕 -RO 2020-07-31 2024-06-12
188 CINDA INTERNATIONAL SECURITIES LIMITED Lau, Chi Chung (SFC:BRG508) 劉智聰 -Rep 2021-07-15 2024-06-25
189 Citadel Asia Limited Xie, Jing (SFC:APA939) 謝婧 +Rep 2024-06-13
190 Citadel Securities (Hong Kong) Limited Chang, Michelle -Rep 2021-12-08 2024-06-25
191 CITIC Securities (Hong Kong) Limited Bai, Ningxin 白宁鑫 +Rep 2024-06-21
192   Chen, Kaimin 陳楷民 +Rep 2024-06-21
193   Chen, Lingxian 陈凌宪 +Rep 2024-06-21
194   Chen, Nan (SFC:BUH932) 陈楠 -Rep 2023-12-15 2024-06-17
195   Dong, Fan (SFC:BUY249) 董凡 +Rep 2024-06-21
196   Li, Shu (SFC:BUW084) 李舒 +Rep 2024-06-18
197   Lin, Maotong 林懋桐 +Rep 2024-06-20
198   Lu, Weiwei 卢炜玮 +Rep 2024-06-19
199   Qian, Shangyong 錢商勇 -Rep 2022-01-10 2024-06-13
200   Qiu, Jiajie 裘佳杰 +Rep 2024-06-25
201   Qu, da 屈達 -Rep 2022-12-15 2024-06-20
202   Song, Chun Ming 宋春鳴 -Rep 2021-10-12 2024-06-24
203     +RO 2024-06-24
204   Sun, Jingtian 孙经天 -Rep 2022-05-17 2024-06-13
205   Tang, Rundong 湯潤東 -Rep 2021-08-09 2024-06-17
206   Tang, Yuchao 唐于朝 -Rep 2022-01-10 2024-06-13
207   Wu, Tianchi 吴天驰 -Rep 2022-06-29 2024-06-21
208   Xie, Liyuan 谢立元 +Rep 2024-06-21
209   Yang, Chengyun 杨成云 +Rep 2024-06-19
210 CITIC Securities Brokerage (HK) Limited Chan, Ying Kit (SFC:ACQ149) 陳英傑 -Rep 2003-10-20 2024-06-25
211   Hui, Hung Wa 許鴻華 -Rep 2011-04-11 2024-06-20
212   Lui, Chun Hay Joey 呂駿晞 -Rep 2021-08-25 2024-06-21
213 CITIC Securities Futures (HK) Limited Chan, Ying Kit (SFC:ACQ149) 陳英傑 -Rep 2003-10-20 2024-06-25
214   Lui, Chun Hay Joey 呂駿晞 -Rep 2021-08-25 2024-06-21
215 CITIC Securities International Global Markets Limited Wu, Zhengzhe 吴正哲 +Rep 2024-06-18
216 Citigroup Global Markets Asia Limited Agarwal, Vismaya -Rep 2024-06-25 2024-06-28
217   Barus, Felicia Asrinanda -Rep 2024-06-21 2024-06-27
218   Evans, Alexander James (SFC:BVA701) -Rep 2024-06-07 2024-06-14
219   Hayes, David Michael (SFC:BTT182) -Rep 2024-06-21 2024-06-28
220   Hu, Xunyuan 胡迅源 -Rep 2024-06-21 2024-06-28
221   Kanodia, Ashish -Rep 2024-06-25 2024-06-28
222   Lau, Chi Ying (SFC:BTE262) 劉沚螢 -Rep 2022-11-09 2024-06-15
223   Lee, Kai An -Rep 2024-06-21 2024-06-27
224   Lee, Sei Cheol -Rep 2024-06-07 2024-06-15
225   Miki, Masashi -Rep 2024-06-21 2024-06-27
226   Naysmith, Harold Douglas -Rep 2024-06-24 2024-06-27
227   Quek, Jonathan Shiou Yong -Rep 2024-06-24 2024-06-27
228   Rao, Weinan 饒蔚楠 -Rep 2024-06-21 2024-06-28
229   Sharma, Arvind (SFC:BOA566) -Rep 2024-06-07 2024-06-15
230   Sirisansaneeyawong, Sureeporn -Rep 2024-06-21 2024-06-27
231   Sun, Yue (SFC:BUD979) 孫玥 -Rep 2023-09-25 2024-06-13
232   Watanabe, Shino -Rep 2024-06-25 2024-06-28
233   Yang, Seungjoon -Rep 2024-06-07 2024-06-15
234   Yoshida, Arifumi -Rep 2024-06-14 2024-06-20
235   Zhang, Yuandi 張远迪 -Rep 2021-11-26 2024-06-20
236 Cityline Securities Limited Ho, Kelvin Khai Man 何凱文 -Rep 2023-06-05 2024-06-14
237 CLSA LIMITED Bai, Ningxin 白宁鑫 +Rep 2024-06-21
238   Chen, Kaimin 陳楷民 +Rep 2024-06-21
239   Chen, Lingxian 陈凌宪 +Rep 2024-06-21
240   Chen, Nan (SFC:BUH932) 陈楠 -Rep 2023-12-15 2024-06-17
241   Dong, Fan (SFC:BUY249) 董凡 +Rep 2024-06-21
242   Hou, Xingyu 侯星宇 -Rep 2023-03-17 2024-06-26
243   Indriani, Chelene -Rep 2023-08-17 2024-06-13
244   Lakhotia, Tarun -Rep 2023-09-07 2024-06-19
245   Li, Shu (SFC:BUW084) 李舒 +Rep 2024-06-18
246   Lin, Maotong 林懋桐 +Rep 2024-06-20
247   Lu, Weiwei 卢炜玮 +Rep 2024-06-19
248   Qian, Shangyong 錢商勇 -Rep 2022-01-10 2024-06-13
249   Qiu, Jiajie 裘佳杰 +Rep 2024-06-25
250   Qu, da 屈達 -Rep 2022-12-15 2024-06-20
251   Song, Chun Ming 宋春鳴 -Rep 2021-10-12 2024-06-24
252     +RO 2024-06-24
253   Sun, Jingtian 孙经天 -Rep 2022-05-17 2024-06-13
254   Tang, Rundong 湯潤東 -Rep 2021-08-09 2024-06-17
255   Tang, Yuchao 唐于朝 -Rep 2022-01-10 2024-06-13
256   Woo, Ricky Ka Wing 胡家榮 +Rep 2024-06-17
257   Wu, Tianchi 吴天驰 -Rep 2022-06-29 2024-06-21
258   Xie, Liyuan 谢立元 +Rep 2024-06-21
259   Yang, Chengyun 杨成云 +Rep 2024-06-19
260 CMB INTERNATIONAL FUTURES LIMITED Xu, Chen (SFC:BSR063) 徐宸 +Rep 2024-06-19
261 CMB International Securities Limited Zheng, Yuan (SFC:BSM230) 鄭圓 -Rep 2022-05-17 2024-06-19
262     +RO 2024-06-19
263 CMBC ASSET MANAGEMENT COMPANY LIMITED Zhang, Xuecong (SFC:BRG367) 張雪驄 -Rep 2021-06-07 2024-06-25
264 CMBC International Capital Limited Zhang, Jinhui (SFC:AMU874) 張金暉 +Rep 2024-06-13
265 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Lin, Hoi Ching 連凱晴 +Rep 2024-06-19
266 CMBC SECURITIES COMPANY LIMITED   +Rep 2024-06-19
267   Zhang, Xuecong (SFC:BRG367) 張雪驄 -Rep 2021-06-07 2024-06-25
268 CNCB (Hong Kong) Capital Limited Hou, Jie (SFC:BCS549) 侯捷 -Rep 2022-10-25 2024-06-20
269 COFCO Asset Management (International) Company Limited Xu, Hao (SFC:BVA476) 徐顥 +Rep 2024-06-20
270 Complus Asset Management Limited Xiao, Jianan (SFC:BOT814) 肖嘉男 -Rep 2022-04-21 2024-06-25
271 CPPIB PE Investments Asia Limited Feng, Simiao 馮思淼 -Rep 2022-03-22 2024-06-21
272 CR Wealth and Asset Management Limited Jiang, Jiayan 蔣嘉芫 -Rep 2020-01-23 2024-06-18
273 Credit Suisse (Hong Kong) Limited Ip, Tsz Man Mandy 葉子文 -Rep 2021-11-02 2024-06-23
274 Crosby Securities Limited Leung, Shing Yam 梁城鑫 -Rep 2022-05-03 2024-06-22
275 CSC FUTURES (HK) LIMITED Chang, Tun Fu 張敦富 -RO 2021-06-30 2024-06-21
276 CSC SECURITIES (HK) LIMITED   -RO 2017-07-14 2024-06-21
277 CSOP Asset Management Limited Tan, Mi 譚米 +Rep 2024-06-26
278   Zhang, Yana (SFC:BVB026) 張亞娜 +Rep 2024-06-14
279 CSPI Credit Ratings Company Limited Pan, Lu (SFC:BVB701) 潘露 +Rep 2024-06-24
280 Da Shi Tong Securities Limited Yin, Geheng 尹戈亨 -Rep 2024-05-17 2024-06-25
281     +RO 2024-06-25
282 DAGONG GLOBAL HONG KONG LIMITED Jia, Ziyi 賈子儀 +Rep 2024-06-19
283 Daiwa Capital Markets Hong Kong Limited Iokibe, Jiro +Rep 2024-06-24
284 Davidson Kempner Asia Limited Mah, Seng Chai -Rep 2019-12-12 2024-06-21
285 DELTA ASIA SECURITIES LIMITED Cheung, Paul Wai Chiu 張偉釗 -Rep 2023-12-13 2024-06-15
286   Tai, Yvonne Tak Yee 戴德宜 -Rep 2021-04-26 2024-06-21
287 DEUTSCHE SECURITIES ASIA LIMITED Hillhouse, Craig Jon -Rep 2024-01-19 2024-06-25
288     +RO 2024-06-25
289   Qian, Linjing 錢琳菁 -Rep 2021-06-11 2024-06-26
290 DL Digital Family Office (HK) Limited Tang, Youdong 唐由東 +Rep 2024-06-24
291   Ye, Guofeng (SFC:AXG034) 葉國鋒 -Rep 2024-06-14 2024-07-09
292 DRAGON BRIGHT HOLDINGS LIMITED (HK) Chiu, Lee An 邱理安 +RO 2024-06-14
293   Law, Fong Yuen 羅方圓 +RO 2024-06-14
294   Mo, Mei Ling (SFC:AZY143) 巫美玲 +RO 2024-06-14
295 Dragon Legend Capital Limited Tang, Lik Man 鄧力文 -Rep 2023-11-28 2024-06-25
296 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 -Rep 2024-05-14 2024-06-14
297     +RO 2024-06-14
298   Liu, Sai Kwong 廖世光 -RO 2022-09-22 2024-06-17
299 DWS Investments Hong Kong Limited Fung, Yuen Fun 馮婉芬 -Rep 2023-05-23 2024-06-14
300 Dymon Asia Capital (HK) Limited Shangguan, Yuqian 上官煜乾 +Rep 2024-06-21
301 EAST ASIA FUTURES LIMITED Chung, Chi Yau 鍾志由 -Rep 2021-11-25 2024-06-23
302 EAST ASIA SECURITIES COMPANY LIMITED   -Rep 2021-10-05 2024-06-23
303 Eastspring Investments (Hong Kong) Limited Godwin, Richard Maxwell (SFC:ALW546) -Rep 2024-06-17 2024-06-28
304   Tay, Le Sann Jamie -Rep 2024-06-25 2024-06-27
305 Easy Fund Management Company Limited Tong, Bizhan Modarressi (SFC:BOR349) +RO 2024-06-12
306 EDDID CAPITAL LIMITED Cheung, Barry Kwok Wing 張國榮 -RO 2020-05-06 2024-06-24
307     +Rep 2024-06-24
308 Eddid Securities and Futures Limited   -RO 2016-12-14 2024-06-24
309     +Rep 2024-06-24
310   Leung, Yiu Pan (SFC:BRN886) 梁耀彬 -Rep 2023-02-20 2024-06-23
311   Zheng, Yuzheng 鄭雨征 -RO 2023-02-24 2024-06-14
312 EFM ASSET MANAGEMENT LIMITED Heyler, Daniel Andrew +Rep 2024-06-25
313 Emperor Asset Management Limited Chau, Yin 周研 -Rep 2024-05-08 2024-06-20
314 Enlightenment Capital Investment Management Limited Chen, Ning (SFC:BUI942) 陳寧 +Rep 2024-06-14
315   Huang, Yiming (SFC:BUO557) 黃一洺 +RO 2024-06-14
316   Jin, Zengxiang 金增祥 +RO 2024-06-14
317 Equities First Holdings Hong Kong Limited Lee, Ying Kin 李英健 -Rep 2023-08-07 2024-06-19
318 Essence Corporate Finance (Hong Kong) Limited Lai, Adam Ching Yuet 勵正樾 +Rep 2024-06-18
319   Liu, Jieyu (SFC:BRS257) 劉洁玉 -Rep 2021-09-24 2024-06-13
320 EVER-LONG SECURITIES COMPANY LIMITED Wong, Fong Ki 黃芳琪 -Rep 2021-09-21 2024-06-24
321     +RO 2024-06-24
322 Everbright Securities Investment Services (HK) Limited Chan, Ling Hei 陳領希 +Rep 2024-06-20
323   Chan, Sing Ho (SFC:BVB361) 陳星豪 +Rep 2024-06-18
324   Chan, Yuen Lam (SFC:BSH324) 陳琬琳 +Rep 2024-06-24
325   Hsu, Yung Yung 許蓉蓉 +Rep 2024-06-24
326   Ip, Wing Fung 葉永峯 +Rep 2024-06-20
327   Lam, Sze Wai (SFC:BJG780) 林思慧 +Rep 2024-06-24
328   Tam, Sum Yin 譚心賢 +Rep 2024-06-24
329   Wong, Hang Fok 黃亨福 -Rep 2024-01-16 2024-06-12
330   Wong, Wai Yi (SFC:AOA561) 黃惠儀 +Rep 2024-06-20
331 EverCrest Capital Limited Lau, Kam Lin 劉金蓮 +Rep 2024-06-25
332   Zheng, Cheng (SFC:BVB157) 鄭鋮 +Rep 2024-06-12
333 EVERGREEN SECURITIES LIMITED Ho, Chak Sum 何澤森 -Rep 2024-03-14 2024-06-21
334 FCS Capital Limited Zhang, Weiqun 張衛群 -Rep 2024-04-18 2024-06-17
335     +RO 2024-06-17
336 Fengye Asset Management Limited Chim, Yiu Ping 詹耀平 +RO 2024-06-17
337   Yip, Min Wa 葉勉華 +RO 2024-06-17
338 FIL Investment Advisors Tse, Joseph Chun Pong 謝振邦 -Rep 2013-04-09 2024-06-21
339 FIL Investment Management (Hong Kong) Limited Liu, Sai Kit 廖世傑 -Rep 2018-06-01 2024-06-14
340   Tse, Joseph Chun Pong 謝振邦 -Rep 2013-04-09 2024-06-21
341 First Sentier Investors (Hong Kong) Limited Nagai, Ryoei -Rep 2022-02-07 2024-06-21
342 FIRST SHANGHAI SECURITIES LIMITED Li, Yige (SFC:BUM132) 李宜格 +Rep 2024-06-20
343   Wong, Kwok Wing (SFC:BBH901) 黃國榮 +Rep 2024-06-13
344 Flow Capital (HK) Limited Chung, Chun Yin 鍾俊賢 -RO 2022-11-29 2024-06-17
345 FLOW TRADERS HONG KONG LIMITED Zheng, Hui (SFC:BKB004) -Rep 2022-11-21 2024-06-26
346 Fortune Max International Asset Management Limited Zhao, Ziyu (SFC:BTV494) 趙子雨 +RO 2024-06-13
347 Fosun International Securities Limited Wan, Qing (SFC:BUX694) 万青 +Rep 2024-06-24
348 FountainVest Capital Limited Liu, Mingchen (SFC:BUZ441) 劉明辰 +Rep 2024-06-17
349 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Tong, Tsang Fai 唐崢輝 -RO 2023-11-21 2024-06-20
350     +Rep 2024-06-20
351 FULBRIGHT FUTURES LIMITED Huang, Ling Kwan 黃凌群 +Rep 2024-06-25
352 FULBRIGHT SECURITIES LIMITED   +Rep 2024-06-25
353 Futu Securities International (HONG KONG) Limited He, Xiaoshen 賀晓深 +Rep 2024-06-21
354   Wang, Xuemin (SFC:BVA990) 王学敏 +Rep 2024-06-26
355   Yu, Shek Lun 余石麟 +Rep 2024-06-24
356 Future Securities Limited (HK) Yeung, Hoi Keung 楊海強 -Rep 2024-03-19 2024-06-21
357 Garvis Capital Management Limited Chiu, Chi Yuen 趙志遠 +Rep 2024-06-12
358 GET NICE ASSET MANAGEMENT LIMITED Fong, Ngan Alice 馮雁 +Rep 2024-06-26
359 GF Capital (Hong Kong) Limited Tong, Tong (SFC:BSD819) 童同 -Rep 2022-03-21 2024-06-12
360 GF International Investment Management Limited Wang, Qi (SFC:BAK287) 王琪 -Rep 2021-11-26 2024-06-24
361   Wang, Zitong (SFC:BVB625) 王子童 +Rep 2024-06-21
362 GF Securities (Hong Kong) Brokerage Limited Ng, Tsang Chak 吳增澤 -Rep 2022-12-15 2024-06-22
363   Tong, Tong (SFC:BSD819) 童同 -Rep 2022-03-21 2024-06-12
364   Woo, Ricky Ka Wing 胡家榮 -Rep 2023-12-11 2024-06-14
365   Xu, Ke (SFC:BUY008) 许可 +Rep 2024-06-24
366 GFI (HK) SECURITIES L.L.C. Kho, Garrett Tristan Arnaldo -Rep 2019-05-02 2024-06-19
367   Salonga, Benjamin Iii Puzon 施樂家 -Rep 2019-05-02 2024-06-19
368 GLOBAL INVESTMENT ADVISORS LIMITED Yeung, Cheuk Fung 楊卓峰 -Rep 2008-05-26 2024-06-12
369 GLY CAPITAL MANAGEMENT LIMITED Lee, Chun Ki (SFC:BRI481) 李雋祺 -Rep 2023-09-15 2024-06-26
370 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Mak, Hiu Ying 麥曉瑩 -Rep 2024-02-29 2024-06-18
371 GOLDMAN SACHS (ASIA) L.L.C. Chow, Lok Yim 周樂炎 -Rep 2021-06-30 2024-06-22
372   Drake-Brockman, Robert David -Rep 2022-11-15 2024-06-26
373     +RO 2024-06-26
374   Lam, Chak Long 林澤朗 -Rep 2022-05-20 2024-06-26
375   Liu, Fan (SFC:BBS208) 劉帆 +Rep 2024-06-26
376   Morse Jr, Edward Gary -RO 2016-02-03 2024-06-15
377   Murray, Craig Richard -RO 2019-05-22 2024-06-26
378     +Rep 2024-06-26
379   Sami, Muhammad Talha -Rep 2019-12-20 2024-06-19
380   Shek, Cheuk Kan 石卓謹 +Rep 2024-06-21
381   So, Samuel Chun Yiu 蘇俊堯 -Rep 2021-11-03 2024-06-15
382   Walker, Adam David Michael -Rep 2024-06-18 2024-06-24
383   Wang, Tina -Rep 2024-06-17 2024-06-24
384   Wang, Xinling (SFC:BVB992) 王馨聆 +Rep 2024-06-21
385   Wong, Kyle Kwan Lun 黃鈞麟 -Rep 2016-03-23 2024-06-22
386   Yang, Cheng (SFC:BDT049) 楊誠 -Rep 2016-06-06 2024-06-15
387   Yang, Jihoon +Rep 2024-06-14
388   Zhao, Ruiwen (SFC:BVC165) 赵睿文 +Rep 2024-06-25
389   Zhong, Hao (SFC:BHX264) 鍾昊 -Rep 2018-04-10 2024-06-12
390 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Drake-Brockman, Robert David -Rep 2022-11-15 2024-06-26
391     +RO 2024-06-26
392   Liu, Fan (SFC:BBS208) 劉帆 +Rep 2024-06-26
393   Sami, Muhammad Talha -Rep 2019-12-20 2024-06-19
394   Shek, Cheuk Kan 石卓謹 +Rep 2024-06-21
395   Walker, Adam David Michael -Rep 2024-06-18 2024-06-24
396   Wang, Tina -Rep 2024-06-17 2024-06-24
397   Wang, Xinling (SFC:BVB992) 王馨聆 +Rep 2024-06-21
398 Goldman Sachs Asset Management (Hong Kong) Limited Su, Rui (SFC:BUO523) 蘇睿 +Rep 2024-06-20
399   Tong, Xuying 童旭莹 -Rep 2023-02-07 2024-06-19
400 GPTX Investment Management Limited Zhou, Yi (SFC:BUY699) 周依 +Rep 2024-06-13
401 Grand China Securities Limited Lau, Wing Yin (SFC:BUZ244) 劉穎賢 +Rep 2024-06-21
402   Lee, Lok Ching (SFC:BKW666) 李洛? +Rep 2024-06-13
403 Grand Moore Capital Limited Poon, Albert Kwok Hing 潘國興 -RO 2015-12-22 2024-06-21
404 GRANDLY FINANCIAL SERVICES LIMITED Chiu, Kit 趙杰 +Rep 2024-06-20
405 Great Honour Asset Management Limited Fung, Hei Wa 馮希樺 +RO 2024-06-13
406 Greater Bay Area Development Fund Management Limited Lai, Qiaochu 賴翹楚 -Rep 2019-10-21 2024-06-19
407   Li, Yang (SFC:BRR192) 李洋 -Rep 2021-09-28 2024-06-23
408 Guardians Asset Management Limited Ong, Kelvin Hsao Fung 王曉峰 -Rep 2024-05-29 2024-06-19
409     +RO 2024-06-19
410 Guolian Securities International Capital Co., Limited Yang, Lingxiu 楊灵修 -Rep 2024-01-08 2024-06-19
411     +RO 2024-06-19
412 Guosen Securities (HK) Brokerage Company, Limited Wang, Guojian (SFC:BTN309) 王国键 +Rep 2024-06-24
413 GUOTAI JUNAN ASSETS (ASIA) LIMITED Song, Yunzhe 宋云喆 +Rep 2024-06-18
414   Xiong, Linan 熊立南 +Rep 2024-06-17
415 GUOTAI JUNAN CAPITAL LIMITED Gao, Dong (SFC:BVA819) 高冬 +Rep 2024-06-14
416   Kang, Anran 康安然 +Rep 2024-06-26
417   Wu, Yueyue 吴越悦 +Rep 2024-06-26
418 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Ding, Jiayi 丁嘉熠 +Rep 2024-06-24
419   Song, Cheng (SFC:BQL512) 宋誠 +Rep 2024-06-18
420   Zhang, Dake 張大可 +Rep 2024-06-18
421 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chen, Mingdong (SFC:BVB899) 陳銘東 +Rep 2024-06-24
422   Ding, Jiayi 丁嘉熠 +Rep 2024-06-24
423   Lei, Anran 雷安然 +Rep 2024-06-26
424 Hafoo Futures Limited Wang, Yue (SFC:BIY657) 王玥 -Rep 2023-05-19 2024-06-12
425     +RO 2024-06-12
426 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Wang, Yiqin 王禕秦 +Rep 2024-06-25
427 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED   +Rep 2024-06-25
428 HAITONG INTERNATIONAL RESEARCH LIMITED Kang, Baichuan 康百川 -Rep 2023-06-26 2024-06-17
429 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Jiang, Wen (SFC:BLU082) 江文 -RO 2023-05-05 2024-06-26
430     +Rep 2024-06-26
431 HANG SENG INVESTMENT MANAGEMENT LIMITED Song, Jing (SFC:BUY670) 宋菁 +Rep 2024-06-12
432 HANSUI CAPITAL COMPANY LIMITED Hu, Qizhen 胡启楨 -Rep 2024-05-22 2024-06-13
433   Hui, Yat Kit 許溢傑 -Rep 2023-03-06 2024-06-21
434 Hao Advisors Management Limited Siu, Michael Cheuk Hung 蕭卓雄 -Rep 2021-05-28 2024-06-18
435 Hash Blockchain Limited Zheng, Guanjiong 郑观炯 -Rep 2023-12-18 2024-06-21
436 HBM Partners Hong Kong Limited Chen, Steve Shuo 陳碩 -RO 2021-01-07 2024-06-14
437   Guo, Muqing 郭牧青 -Rep 2021-11-03 2024-06-18
438     +RO 2024-06-18
439 HCHP Management Limited He, Qing (SFC:BVA296) 何清 +Rep 2024-06-13
440 Hectoron Global Capital Management Limited Lam, Ping Fung (SFC:BUY346) 林炳峰 +Rep 2024-06-24
441 Hel Ved Capital Management Limited Yang, Yang (SFC:BVA709) 楊阳 +Rep 2024-06-17
442 HERMES SECURITIES LIMITED Cheng, Wu Long 鄭武隆 +Rep 2024-06-18
443 Hillhouse Investment Management Limited Chan, William Woon Yew 曾煥耀 -Rep 2023-03-17 2024-06-25
444     +RO 2024-06-25
445 Holly International Financial Holdings Limited Lee, Jacqueline Ka Yee 李家怡 +Rep 2024-06-25
446 HONGKONG NEW PORT FUND MANAGEMENT LIMITED See, Reason Lee Seng 史理生 +RO 2024-06-18
447   Yu, Ching Yat 于正一 +RO 2024-06-18
448 HongShan Capital Advisors (Hong Kong) Limited Lee, Wan Ying 李韻瑩 +Rep 2024-06-18
449 HONOR CAPITAL (HK) LIMITED Chou, Chun Lam 周俊林 +RO 2024-06-17
450 HPS Investment Partners (HK), Limited Leung, Ming Hin (SFC:BRK304) 梁銘軒 +Rep 2024-06-12
451 HSBC BROKING FOREX (ASIA) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2022-05-23 2024-06-14
452   Wong, Po Kit 黃譜傑 -RO 2023-01-03 2024-06-12
453   Wong, Stephanie Man Ching 黃曼晴 -Rep 2020-11-02 2024-06-24
454 HSBC BROKING FUTURES (ASIA) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2021-11-17 2024-06-14
455   Wong, Po Kit 黃譜傑 -RO 2018-10-29 2024-06-12
456   Wong, Stephanie Man Ching 黃曼晴 -Rep 2020-11-02 2024-06-24
457 HSBC BROKING SECURITIES (ASIA) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2021-11-17 2024-06-14
458   Wong, Po Kit 黃譜傑 -RO 2018-10-29 2024-06-12
459   Wong, Stephanie Man Ching 黃曼晴 -Rep 2020-11-02 2024-06-24
460 HSBC BROKING SECURITIES (HONG KONG) LIMITED Chan, Kin Ying 陳建瑛 -Rep 2021-11-17 2024-06-14
461   Wong, Po Kit 黃譜傑 -RO 2018-10-29 2024-06-12
462 HSBC Corporate Finance (Hong Kong) Limited Chung, Chi Kit (SFC:BOE388) 鍾志傑 -Rep 2022-01-07 2024-06-14
463   Kwong, Emily Ho Kei 鄺可琪 -Rep 2021-02-03 2024-06-25
464   Yan, Kun (SFC:BUW338) 閻堃 +Rep 2024-06-25
465 HSBC Global Asset Management (Hong Kong) Limited Wong, Brenda Yuen Ting -RO 2023-05-02 2024-06-14
466 HSBC Global Asset Management Holdings (Bahamas) Limited   -RO 2023-11-09 2024-06-14
467 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED   -RO 2023-05-02 2024-06-14
468 HSBC SECURITIES BROKERS (ASIA) LIMITED Chan, Kit Ho 陳傑浩 +Rep 2024-06-21
469   Chau, Chun Yiu (SFC:AMU492) 周振堯 -Rep 2014-09-23 2024-06-20
470   de Rocquigny Du Fayel, Thibaut Marie L -Rep 2022-10-27 2024-06-19
471 HUAJIN RESEARCH (INTERNATIONAL) LIMITED Choi, Kaiser Wing Kai 蔡榮楷 -RO 2016-06-13 2024-06-17
472 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Deng, Wangchen 邓望晨 +Rep 2024-06-24
473   Ji, Lihua 季李华 +Rep 2024-06-24
474   Sun, Bo (SFC:BQF186) 孫博 +Rep 2024-06-24
475   Xiao, Jiasong 肖家嵩 +Rep 2024-06-19
476   Yang, Ke (SFC:BVA440) 楊可 +Rep 2024-06-19
477   Yeung, Sze Ho 楊思豪 +Rep 2024-06-24
478   Yu, Yin (SFC:BID593) 余音 -Rep 2021-07-15 2024-06-17
479   Zhou, Yongxin 周永鑫 +Rep 2024-06-24
480 HUIJIN SECURITIES INTERNATIONAL LIMITED Hu, Bin (SFC:BUV117) 胡濱 +RO 2024-06-21
481 Hywin Asset Management (Hong Kong) Limited Jen, Hsiao Hsien +Rep 2024-06-25
482 I Win Asset Management Limited Shum, Sammy Ngan 沈顏 -Rep 2021-09-09 2024-06-21
483     +RO 2024-06-21
484   Tang, Haiwei (SFC:BRH241) 唐海偉 -Rep 2021-06-17 2024-06-20
485 ICAP Securities Hong Kong Limited Forrest, Richard William -Rep 2024-04-02 2024-06-25
486     +RO 2024-06-25
487   Valansot, Pascal -RO 2022-07-07 2024-06-26
488 ICBC INTERNATIONAL CAPITAL LIMITED Xie, Yong (SFC:BVA953) 謝勇 +Rep 2024-06-18
489 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chai, Erdong 柴尔棟 -Rep 2017-07-07 2024-06-19
490 ICBC INTERNATIONAL SECURITIES LIMITED Xie, Yong (SFC:BVA953) 謝勇 +Rep 2024-06-18
491 iFAST Global Markets (HK) Limited Cheng, Suet Kwan Shirley 鄭雪君 +Rep 2024-06-20
492 INFINI CAPITAL MANAGEMENT LIMITED Liang, Yunzhang 梁芸章 +Rep 2024-06-17
493 INFINITY ASSET MANAGEMENT LIMITED Ma, Xinyu 馬鑫昱 +Rep 2024-06-24
494 Inheritance Asset Management Limited Wong, Chun Wah (SFC:AAA213) 王俊華 -RO 2023-05-30 2024-06-15
495 INSTINET PACIFIC LIMITED Zeng, Weiquan -Rep 2024-06-17 2024-06-22
496 Interactive Brokers Hong Kong Limited Lam, Matthew (SFC:BVB168) 林柏鏗 +Rep 2024-06-17
497 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED Park, Seong Hwan +Rep 2024-06-26
498 INVESCO HONG KONG LIMITED Au, Chi Bun 區志斌 -RO 2019-04-02 2024-06-14
499   Khan, Wajid Ismail +Rep 2024-06-17
500   Man, Ka Fai (SFC:BPD726) -Rep 2024-06-13 2024-06-21
501   Yang, Huiyan (SFC:ANB375) 楊慧妍 -Rep 2013-09-23 2024-06-26
502   Yeung, Chui Ying 楊翠盈 -Rep 2019-10-18 2024-06-17
503 J-Stone Capital Limited Huang, Sining (SFC:BVC344) 黃嗣宁 +Rep 2024-06-21
504 J.P. MORGAN BROKING (HONG KONG) LIMITED Laidler, Ruth Elizabeth Joe 黎樂怡 +Rep 2024-06-25
505 Jain Global (Hong Kong) Limited Kellie-Smith, Sam Anthony +RO 2024-06-24
506   Smith, Ian Micheal Corfield +RO 2024-06-24
507   Thatcher, Mark Anthony (SFC:APG515) 戴卓爾 +RO 2024-06-24
508 Jefferies Hong Kong Limited Moulder, Anthony Bruce +Rep 2024-06-24
509   Oiwa, Ken +Rep 2024-06-26
510   Yip, Pui Yee (SFC:ASY648) 葉佩兒 -Rep 2019-12-27 2024-06-12
511 JOYFUL CAPITAL HK LIMITED Fong, Hoi Ching (SFC:BLO368) 方鎧青 +Rep 2024-06-24
512 JPMorgan Asset Management (Asia Pacific) Limited Zhang, Xiaotong (SFC:BRZ922) 張小桐 +Rep 2024-06-12
513 JVSakk Asset Management Limited Chu, Ody Ting Ting 朱婷婷 -Rep 2018-07-19 2024-06-12
514 Kanzun Venture Limited Wong, Shing Yip 王成業 -RO 2023-10-27 2024-06-13
515 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 -Rep 2024-05-06 2024-06-24
516   Lin, En-Tzu 林恩慈 +Rep 2024-06-21
517   Yee, Laurie Chat Hoong -Rep 2017-10-03 2024-06-12
518 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 -Rep 2024-05-06 2024-06-24
519 KINGKEY ASSET MANAGEMENT LIMITED Law, Darrell King Yung 羅敬融 -Rep 2022-02-14 2024-06-25
520   Ma, Xinyu 馬鑫昱 -Rep 2022-08-01 2024-06-23
521 KKR Capital Markets Asia II Limited Chan, Kwan Ho (SFC:APN775) 陳鈞浩 +Rep 2024-06-19
522   Cheng, Hoi Tung Jamie 鄭凱彤 +Rep 2024-06-21
523   Ge, Guanhong +Rep 2024-06-25
524   Hyde, Nicholas J +Rep 2024-06-21
525   Ko, Jae Il +Rep 2024-06-19
526   Lam, Reine Wing Yee 林泳兒 +Rep 2024-06-19
527   Liu, Xiaohan (SFC:BUO462) 刘潇涵 +Rep 2024-06-12
528   Wang, Chun-Kai (SFC:AVY700) 王俊凱 +Rep 2024-06-12
529   Wang, Huiying (SFC:BBR332) 王薈瑩 +Rep 2024-06-19
530   Yeung, Irene (SFC:BAH984) 楊寶貞 +Rep 2024-06-12
531   Yuen, Man Kiu Alvina 袁敏翹 +Rep 2024-06-25
532   Zhang, Xiaoyue (SFC:BCI792) 張瀟月 +Rep 2024-06-25
533 KKR CAPITAL MARKETS ASIA LIMITED Chan, Kwan Ho (SFC:APN775) 陳鈞浩 -Rep 2023-02-22 2024-06-18
534   Cheng, Hoi Tung Jamie 鄭凱彤 -Rep 2022-12-19 2024-06-20
535   Ge, Guanhong -Rep 2022-10-10 2024-06-24
536   Hyde, Nicholas J -Rep 2020-09-08 2024-06-20
537   Ko, Jae Il -Rep 2016-08-24 2024-06-18
538   Lam, Reine Wing Yee 林泳兒 -Rep 2022-11-18 2024-06-18
539   Wang, Huiying (SFC:BBR332) 王薈瑩 -Rep 2023-02-22 2024-06-18
540   Yu, Ho Man Horace 余浩文 -Rep 2024-06-14 2024-06-27
541   Yuen, Man Kiu Alvina 袁敏翹 -Rep 2022-11-04 2024-06-24
542   Zhang, Xiaoyue (SFC:BCI792) 張瀟月 -Rep 2015-12-21 2024-06-24
543 LaSalle Investment Management Hong Kong Limited Loh, Terence Paul Keng Ann 羅慶安 +Rep 2024-06-25
544 LAZARD ASIA (HONG KONG) LIMITED Zhang, Qian (SFC:AXF705) 張倩 -Rep 2014-09-01 2024-06-21
545     +RO 2024-06-21
546 Leo Asset Management Limited Lai, Kwok Keung 黎國強 -Rep 2024-06-17 2024-07-03
547 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Cheng, Tak Cheung 鄭德彰 -Rep 2009-12-22 2024-06-24
548   Ho, Beatrice Lap Sze 何立思 -Rep 2017-06-05 2024-06-24
549   Lin, Chun Hung (SFC:BUX749) 林俊宏 +Rep 2024-06-19
550   Mok, Michael (SFC:AHO797) 莫永恩 -Rep 2019-06-28 2024-06-24
551   To, Wing Cheung 杜永祥 -Rep 2017-06-09 2024-06-24
552   Wong, Suet Yee (SFC:ABS855) 王雪儀 -Rep 2017-06-07 2024-06-24
553   Yong, Hoo 容浩 -Rep 2012-08-15 2024-06-24
554 Light & Salt Capital Management Limited Yeung, Chun Kit (SFC:AQU429) 楊竣傑 +Rep 2024-06-18
555 Lion Asset Management Limited (HK) Yang, Tao (SFC:BFD115) 楊濤 +Rep 2024-06-26
556 Lion Global Financial Limited Chan, Wai Ki (SFC:BFP688) 陳偉基 +Rep 2024-06-26
557   Zhou, Haigen 周海根 +RO 2024-06-13
558 LOMBARD ODIER (HONG KONG) LIMITED Woods, John William Huia (SFC:BGQ356) -Rep 2024-01-16 2024-06-25
559     +RO 2024-06-25
560 Long Bridge HK Limited Lee, Tak Shing (SFC:BLW937) 李德誠 +Rep 2024-06-19
561   Liu, Congmei 關聰美 -Rep 2021-10-04 2024-06-17
562 Long Hill Capital Management Company Limited Shen, Jun (SFC:AYP961) 沈隽 -RO 2022-06-29 2024-06-21
563 LONGEVITY INVESTMENT MANAGEMENT HONG KONG LIMITED Zhang, Chao (SFC:BAK268) 張超 -RO 2021-01-05 2024-06-15
564 Longitude Asia Limited Lin, Yangliu 林杨柳 -Rep 2021-06-18 2024-06-13
565 LOTUS ASSET MANAGEMENT LIMITED Zhu, Lei (SFC:BUU993) 朱磊 +RO 2024-06-25
566 LQ Pacific Partners Limited Dong, Shuai (SFC:BUY276) 董帥 +Rep 2024-06-19
567 LUK FOOK FUTURES (HK) LIMITED Zheng, Linhong 鄭林鴻 +Rep 2024-06-26
568 LUK FOOK SECURITIES (HK) LIMITED Kwan, Man Leung 關文亮 +Rep 2024-06-12
569   Lo, Tsz Chun 勞子俊 +Rep 2024-06-17
570   Yu, Pui Tak 余沛德 +Rep 2024-06-25
571 Lux Aeterna Capital Limited Chung, Chun Yin 鍾俊賢 +Rep 2024-06-18
572 Luxence Capital Limited Wong, Calvin Chee Jun 王梓隽 -Rep 2020-08-03 2024-06-25
573     +RO 2024-06-25
574 LW Asset Management Advisors Limited Wong, Andy Yiu Chung (SFC:AXV027) 黃耀宗 -Rep 2024-03-11 2024-06-13
575 M Science Hong Kong Limited Foo, Mao Kai Jonathan 符懋恺 +Rep 2024-06-26
576   Jiang, Jinyi 姜錦儀 +Rep 2024-06-18
577   Mu, Qiuzhu 牟秋竹 +Rep 2024-06-17
578 MACQUARIE CAPITAL LIMITED Chen, Xi (SFC:AXY946) 陳曦 +Rep 2024-06-24
579   Teo, Yin Chian - +Rep 2024-06-26
580   Yun, Austin +Rep 2024-06-21
581 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Zhang, Jiayi (SFC:BVA964) 張嘉益 +Rep 2024-06-14
582 MaiCapital Limited Tian, Yu (SFC:BDX197) 田雨 +Rep 2024-06-24
583 Manulife Investment Management (Hong Kong) Limited Chan, Hon Kai 陳漢佳 -Rep 2014-02-07 2024-06-18
584   Kwok, Yau Lung Anthony 郭猶龍 +Rep 2024-06-14
585   Kwong, Ho Yee 鄺可兒 +Rep 2024-06-14
586   Lam, Ho Cheung (SFC:BCB787) 林浩祥 +Rep 2024-06-20
587   Xu, Yixin (SFC:BUY549) 許藝馨 +Rep 2024-06-14
588   Yip, Kwan Tak 葉君德 +Rep 2024-06-14
589   Yuan, Yuan (SFC:BUZ347) 袁园 +Rep 2024-06-14
590   Zhao, Xinyuan (SFC:BUZ179) 趙欣遠 +Rep 2024-06-14
591 Maplefield Capital Limited Ng, Wai Kie 吳慧琪 -Rep 2020-11-09 2024-06-18
592     +RO 2024-06-18
593 MARCO POLO PURE ASSET MANAGEMENT LIMITED Huang, Chen (SFC:BFJ991) 黃晨 -Rep 2016-10-28 2024-06-13
594 Marex Hong Kong Limited Hsu, Yung Haow 徐永昊 +Rep 2024-06-17
595 Market Securities (Hong Kong) Limited Kim, Min Jung (SFC:BNC085) 金玟貞 +Rep 2024-06-12
596 Mason Securities Limited Lau, Chung Hei 劉仲熙 +Rep 2024-06-21
597 MCM Asia Limited Bhagwati, Jahnavi (SFC:BOB064) +Rep 2024-06-19
598 Merrill Lynch (Asia Pacific) Limited Boukhari, Adnane +Rep 2024-06-20
599   Cabana, Mark Oliver -Rep 2024-06-26 2024-06-27
600   Chua, Minguang Donald -Rep 2024-06-14 2024-06-21
601   Dhaloomal, Ali -Rep 2024-06-14 2024-06-18
602   Kulkarni, Amit Chandramohan +Rep 2024-06-24
603   Landais, Francois Michel Florent +Rep 2024-06-20
604   Mamegano, Koichi -Rep 2024-06-07 2024-06-14
605   Manpuria, Neha -Rep 2024-06-14 2024-06-18
606   Mathur, Aditya -Rep 2024-06-21 2024-06-28
607   Mignard, Christophe Nicolas Philippe -Rep 2024-06-14 2024-06-20
608   Nishizawa, Arashi 西澤嵐 -Rep 2024-06-14 2024-06-21
609   Pandya, Bhavik Manohar -Rep 2023-09-04 2024-06-24
610     +RO 2024-06-24
611   Prithyani, Gunjan -Rep 2024-06-14 2024-06-21
612   Saliba, Jean Michel -Rep 2024-06-14 2024-06-18
613   Singla, Anuj -Rep 2024-06-14 2024-06-21
614   Subramanian, Bharat Sriraman -Rep 2024-06-26 2024-06-28
615   Swaminathan, Anand -Rep 2024-06-07 2024-06-14
616   Tang, Lai Ming Eli 鄧麗銘 +Rep 2024-06-20
617   Van Der Walt, Reinhardt -Rep 2024-06-25 2024-06-28
618   Wurtz, Gregory Aaron -Rep 2024-06-14 2024-06-18
619   Yan, Ruijie (SFC:BSS345) 嚴睿杰 -Rep 2022-07-11 2024-06-19
620 Merrill Lynch Far East Limited Mignard, Christophe Nicolas Philippe -Rep 2024-06-14 2024-06-20
621   Wurtz, Gregory Aaron -Rep 2024-06-14 2024-06-18
622 MESSIS CAPITAL LIMITED Wan, Wing Yui 溫永銳 +Rep 2024-06-17
623 MetaNano Asset Management Limited Yu, Lien Wei 余連瑋 -Rep 2023-06-14 2024-06-26
624     +RO 2024-06-26
625 METLIFE INVESTMENTS ASIA LIMITED Lau, Vincent 劉理健 -Rep 2023-09-26 2024-06-23
626 MFG Limited (HK) Leung, Ho Hon 梁浩漢 -Rep 2019-03-01 2024-06-12
627 MFS International (Hong Kong) Limited Dwan, Kevin Michael -RO 2012-05-03 2024-06-12
628   Thomson, Jeanine Louise +RO 2024-06-12
629 MIDLAND WEALTH MANAGEMENT LIMITED Wong, Ka Yan (SFC:BOM903) 黃嘉恩 +Rep 2024-06-26
630 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Chang, Vincent (SFC:BPK234) 張傑陽 +Rep 2024-06-25
631   Cheong, Winston Jin Cheng +Rep 2024-06-13
632   Pang, Kenneth Kwok Kit 彭國傑 +RO 2024-06-18
633   Turcan-Jouve, Clement Gislain +Rep 2024-06-25
634   Yang, Jing (SFC:BGQ911) 杨菁 -Rep 2022-06-09 2024-06-12
635 Mirae Asset Securities (HK) Limited Shishkov, Svetoslav Dimitrov +Rep 2024-06-12
636   Tung, Chuen Hei -Rep 2022-12-28 2024-06-21
637   Wong, Wai Lung (SFC:BAB062) 黃偉龍 +Rep 2024-06-19
638 MIZUHO SECURITIES ASIA LIMITED Adamczyk, Alexis Thomas David -Rep 2024-03-20 2024-06-25
639     +RO 2024-06-25
640   Kawai, Fukiko +Rep 2024-06-25
641   Lau, Chi Choi (SFC:BVA749) 劉智才 +Rep 2024-06-17
642   Lee, Pui Ying 李珮凝 +Rep 2024-06-24
643   Leung, Chun Kit (SFC:BVC355) 梁俊傑 +Rep 2024-06-24
644   Sato, Naoto (SFC:BVB762) +Rep 2024-06-17
645   Wong, Po Yin 黃寶賢 +Rep 2024-06-24
646   Yashiro, Yuichiro 八代有一郎 +Rep 2024-06-18
647 Monex Boom Securities (H.K.) Limited Cheung, Tak To 張德滔 -Rep 2016-06-07 2024-06-21
648 Mont Avenir Capital Limited Wong, Wun Yuen 黃煥沅 -Rep 2024-05-21 2024-06-25
649     +RO 2024-06-25
650 Moody's Investors Service Hong Kong Limited Kim, Se Hyung +Rep 2024-06-17
651 Morgan Stanley Asia Limited Agrawal, Rohan (SFC:BVD291) -Rep 2024-06-25 2024-06-28
652   Berry, Lauren Anne -Rep 2024-06-25 2024-06-30
653   Chan, Simon (SFC:BCT212) 陳鋈鋆 -Rep 2024-06-25 2024-06-30
654   Chen, Jizong 陳繼宗 -Rep 2021-03-04 2024-06-14
655   Cheong, Yong Qiang -Rep 2024-06-13 2024-06-14
656   Cheung, Chit Hei 張哲熙 -Rep 2024-06-25 2024-07-03
657   Chung, Ming Hung 鍾岷宏 -Rep 2017-05-15 2024-06-13
658   Deng, Yixuan 邓轶轩 +Rep 2024-06-14
659   Durkay, Laurel Beth +Rep 2024-06-21
660   Foong, Pek Tim Desmond -Rep 2024-06-21 2024-06-28
661   Goldsmith, Christian Guy -Rep 2024-06-12 2024-06-17
662   Ho, Angeline Soo Keat -Rep 2024-06-21 2024-06-28
663   Hwang, Seung Hyun 黃升炫 -Rep 2024-06-14 2024-06-21
664   Jusman, Selvie -Rep 2024-06-17 2024-06-20
665   Li, Anni (SFC:BNS382) 李安妮 -Rep 2020-05-26 2024-06-21
666   Li, Boyao 李柏瑶 -Rep 2022-09-06 2024-06-14
667   Miyake, Takayuki -Rep 2024-06-18 2024-06-21
668   Moore Jr, Joseph Lawrence -Rep 2024-06-20 2024-06-22
669   Nakanishi, Hitoshi -Rep 2024-06-14 2024-06-22
670   O'Brien, Stephen Edward -Rep 2015-08-31 2024-06-19
671   Qu, Yawen 瞿雅雯 -Rep 2024-06-25 2024-06-28
672   Rajamani, Vivek -Rep 2024-06-17 2024-06-21
673   Ruppert-Felsot, Jori Elan -Rep 2024-06-14 2024-06-21
674   Shin, Hyun Soo 辛鉉洙 -Rep 2007-08-22 2024-06-19
675   Simpson, Lee John (SFC:BVC389) -Rep 2024-06-20 2024-06-21
676   Singh, Gaurav (SFC:BVB197) -Rep 2024-06-14 2024-06-21
677   Smalley, Grace Lydia -Rep 2024-06-12 2024-06-13
678   Smerin, Richard Oliver Henry -Rep 2009-06-22 2024-06-14
679     +RO 2024-06-14
680   Sugihara, Shohei -Rep 2024-06-14 2024-06-21
681   Tan, James Seng Yee 陳胂餘 -Rep 2020-06-17 2024-06-26
682   Tuttelman, Ross Brent -Rep 2008-06-16 2024-06-18
683   Wang, Ziming (SFC:BPJ797) 王子銘 -Rep 2021-09-02 2024-06-17
684   Wong, Dzi Hin 黃子軒 +Rep 2024-06-13
685   Xia, Yuxuan -Rep 2023-08-11 2024-06-18
686   Xu, Kuan 许宽 -Rep 2024-06-07 2024-06-21
687   Yamagiwa, Shinji -Rep 2024-06-14 2024-06-21
688   Zhou, Xiaobin (SFC:BVB622) 周小彬 +Rep 2024-06-14
689   Zhu, Jiamin (SFC:BPK324) 朱佳敏 -Rep 2020-02-17 2024-06-20
690 Morgan Stanley Hong Kong Securities Limited Agrawal, Rohan (SFC:BVD291) -Rep 2024-06-25 2024-06-28
691   Chen, Jizong 陳繼宗 -Rep 2021-03-04 2024-06-14
692   Li, Boyao 李柏瑶 -Rep 2022-09-06 2024-06-14
693   Miyake, Takayuki -Rep 2024-06-18 2024-06-21
694   Nakanishi, Hitoshi -Rep 2024-06-14 2024-06-22
695   O'Brien, Stephen Edward -Rep 2015-08-31 2024-06-19
696   Qu, Yawen 瞿雅雯 -Rep 2024-06-25 2024-06-28
697   Ruppert-Felsot, Jori Elan -Rep 2024-06-14 2024-06-21
698   Shin, Hyun Soo 辛鉉洙 -Rep 2010-12-06 2024-06-19
699   Singh, Gaurav (SFC:BVB197) -Rep 2024-06-14 2024-06-21
700   Smerin, Richard Oliver Henry -Rep 2009-06-22 2024-06-14
701     +RO 2024-06-14
702   Sugihara, Shohei -Rep 2024-06-14 2024-06-21
703   Wong, Dzi Hin 黃子軒 +Rep 2024-06-13
704   Xu, Kuan 许宽 -Rep 2024-06-07 2024-06-21
705 MORGANS (HONG KONG) LIMITED Ryan, Matthew James (SFC:BUZ164) +Rep 2024-06-25
706 NATIXIS ASIA LIMITED Davoust, Arnaud Yves Roger +Rep 2024-06-18
707 NBC Financial Markets Asia Limited Wong, Yiu 黃瑤 +Rep 2024-06-14
708 Neuberger Berman Asia Limited Hui, Alvin Joyue 許祖裕 +RO 2024-06-21
709 Neutral Financial Holding Company Limited Feng, Xiao (SFC:BOA927) 馮笑 -RO 2019-09-27 2024-06-18
710 New China Asset Management (Hong Kong) Limited Gu, Haiyun 古海云 -Rep 2014-09-30 2024-06-21
711     +RO 2024-06-21
712 New Harvest Wealth Securities Company Limited Shang, Ruichen 商瑞辰 +Rep 2024-06-24
713 NFH Securities and Futures Limited Law, Siu Cheong 羅肇昌 -RO 2023-04-13 2024-06-20
714     +Rep 2024-06-20
715   Lee, Ho Yin (SFC:BDI687) 李浩然 -Rep 2024-01-19 2024-06-20
716 NH INVESTMENT & SECURITIES (H.K.) LIMITED Ahn, Soo Yong 安秀鏞 -Rep 2019-08-28 2024-06-22
717 NOAH HOLDINGS (HONG KONG) LIMITED Chan, Chiu Wun Leonard 陳招煥 +Rep 2024-06-26
718   Lam, Kwong Sing (SFC:BVB071) 林廣星 +Rep 2024-06-21
719   Leung, Chun Yip (SFC:BVA924) 梁振業 +Rep 2024-06-18
720   Liu, Haiyang (SFC:BVB298) 劉海洋 +Rep 2024-06-20
721   Liu, Yuheng 劉禹衡 +Rep 2024-06-26
722   Lun, Choi Yee 倫彩儀 +Rep 2024-06-25
723 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Stephanie Shuk Yee 陳淑兒 -Rep 2015-12-02 2024-06-26
724   Eskin, Natan -Rep 2024-06-06 2024-06-17
725   Grave, Yumi Natasha -Rep 2021-12-23 2024-06-26
726   Hung, Janet Yi Kui 熊伊逵 -Rep 2008-10-10 2024-06-19
727   Kahloon, Hamzah Ahmad -Rep 2023-12-05 2024-06-18
728     +RO 2024-06-18
729   Lam, Ada Lok Yee 林洛宜 -Rep 2022-06-15 2024-06-26
730   Lin, Hsueh Wei 林學偉 -Rep 2015-06-30 2024-06-26
731   Matsui, Masahiko -Rep 2024-06-20 2024-06-29
732   Murotani, Mizuna -Rep 2022-09-23 2024-06-26
733   Nakagawa, Kazuya +Rep 2024-06-14
734   Ogasawara, Rei -Rep 2022-11-29 2024-06-24
735   Raina, Sumit -Rep 2015-12-02 2024-06-26
736   Tabira, Taikei +Rep 2024-06-19
737   Tiwari, Abhishek (SFC:AOR602) -Rep 2008-10-10 2024-06-18
738     +RO 2024-06-18
739   Wang, Duo (SFC:BTE134) 王鐸 -Rep 2022-11-14 2024-06-21
740 North Rock Capital Management (HK) Limited Vasko, Michael Joseph +Rep 2024-06-26
741 Oaktree Capital (Hong Kong) Limited Yang, Sensen 楊森森 +Rep 2024-06-21
742 Octo Rivers Asset Management (HK) Limited Zhou, Meixiang 周美香 +Rep 2024-06-24
743 Oneday Asset Management Limited Zhao, Yuheng 趙禹衡 -Rep 2021-11-12 2024-06-19
744   Zhu, Difei 朱迪菲 -Rep 2021-09-09 2024-06-19
745 OnePlatform Asset Management Limited Chan, Boris Yip Wai 陳業煒 -Rep 2013-10-18 2024-06-22
746   Chau, Yue Man 周裕文 +Rep 2024-06-24
747   Cheng, Pui Shan (SFC:BJV196) 鄭珮珊 -Rep 2022-10-10 2024-06-16
748   Ding, Dorothy Mei Ling 丁美伶 -Rep 2016-09-09 2024-06-19
749   Ho, Pui Ki (SFC:BRQ498) 何珮琪 -Rep 2021-09-01 2024-06-16
750   Hui, Chak Ling 許澤玲 -Rep 2013-03-08 2024-06-16
751   Hui, King Chiu 許景朝 -RO 2017-03-20 2024-06-16
752   Ip, Sai Cheung 葉世璋 -Rep 2006-04-25 2024-06-15
753   Keung, Yuen Yuen 姜元元 -Rep 2017-11-28 2024-06-15
754   Lai, Shuk Fan 黎淑芬 -Rep 2022-09-07 2024-06-19
755   Lam, Elsa Suk Fan 林淑芬 -Rep 2005-01-04 2024-06-15
756   Leung, Hoi Yung 梁凱榕 -Rep 2021-02-17 2024-06-13
757   Li, Chuen Ho 李傳浩 -Rep 2015-09-09 2024-06-15
758   Luk, Philip Wai Keung 陸偉強 -Rep 2016-07-29 2024-06-15
759   Ly, Lili 李君諾 -Rep 2004-12-16 2024-06-23
760   Oong, Mei Fong 翁美芳 -Rep 2020-01-10 2024-06-19
761   Qian, Min (SFC:BPM265) 錢敏 -Rep 2020-04-27 2024-06-19
762   So, Chi Pun 蘇智斌 -Rep 2006-12-20 2024-06-19
763   To, Wing Yan 陶詠欣 -Rep 2007-02-16 2024-06-15
764   Tsoi, Katy Kam Lui 蔡金蕾 -Rep 2010-09-07 2024-06-15
765   Wan, Kenny Kwok Lam 溫國林 -Rep 2007-07-18 2024-06-22
766   Wong, Ming Wai (SFC:ASX096) 黃銘慧 -Rep 2009-06-03 2024-06-16
767   Wong, Tracy Yuen Kwan 黃琬君 -Rep 2008-12-29 2024-06-16
768   Yip, Alex Cheuk Lok 葉卓躒 -Rep 2014-07-25 2024-06-15
769   Yung, Richard Jr. 榮文淵 -Rep 2013-08-14 2024-06-15
770 Ontario Teachers' Pension Plan (Asia) Limited Chen, Peng (SFC:BGG974) 陳鵬 -Rep 2021-06-21 2024-06-17
771   Lin, Jing (SFC:AZQ419) 林菁 -Rep 2021-03-15 2024-06-17
772   Sun, Hui (SFC:BTD696) 孙晖 -Rep 2022-11-15 2024-06-17
773   Yu, Kelvin Ken Ling 余根灵 -RO 2022-05-13 2024-06-17
774 Optimas Capital Limited Chiang, Ian Ki Chun 蔣騏駿 +Rep 2024-06-14
775 OPTIVER TRADING HONG KONG LIMITED Chung, Tsun Kee 鍾浚棋 -Rep 2022-04-25 2024-06-25
776     +RO 2024-06-25
777 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED Ji, Wenxiu 姬文秀 +Rep 2024-06-14
778 ORIENT FUTURES (HONG KONG) LIMITED Wang, Dingxin 王鼎新 +Rep 2024-06-25
779   Xie, Yinglei 謝瑛鐳 -Rep 2023-11-16 2024-06-19
780 ORIENT SECURITIES (HONG KONG) LIMITED Chan, Kwok On 陳國安 +Rep 2024-06-25
781   Li, Calvin Wing Chung 李穎聰 +Rep 2024-06-19
782   Li, Yongguang 李永广 +Rep 2024-06-20
783   See-To, Susanna Wai Ning 司徒慧玲 +Rep 2024-06-19
784   Wang, Dingxin 王鼎新 +Rep 2024-06-25
785   Wu, Yunfei 伍云飞 +Rep 2024-06-19
786   Xie, Yinglei 謝瑛鐳 -Rep 2023-11-16 2024-06-19
787 ORIX Asia Asset Management Limited Wang, Yanhan 王彥涵 +Rep 2024-06-21
788 OSL Asset Management Limited So, Ying Wai 蘇英煒 +RO 2024-06-14
789 OSL Digital Securities Limited Ng, Jonathan (SFC:BRK509) 伍麟凱 +Rep 2024-06-18
790 OTCex Hong Kong Limited Rayane, Mehdi (SFC:BSI652) -Rep 2022-05-11 2024-06-13
791 Panda Securities Company Limited Lin, Xinyang 林昕陽 -Rep 2024-04-08 2024-06-24
792 Pando Finance Limited Ng, Ean Kiam 黃延謙 -Rep 2024-02-29 2024-06-21
793     +RO 2024-06-21
794 Partners Group (Hong Kong) Private Limited Chui, Henry Kar-Kea 徐家傑 +RO 2024-06-17
795   Yick, Vicky Wai Sze 易煒思 +RO 2024-06-17
796 Pathway Capital Management (HK) Limited Lau, Ka Yu (SFC:BSV210) 劉珈余 -Rep 2022-09-21 2024-06-24
797 Pearl International Securities Limited Lo, Tak Wai 盧德偉 +RO 2024-06-17
798   Wong, Ho Tim 黃河添 -RO 2023-07-21 2024-06-14
799 PERPETUUM WEALTH MANAGEMENT LIMITED Chow, Joel Chin Hang 周展恆 +RO 2024-06-18
800 PGIM (Hong Kong) Limited Wong, Duncan Wing Fai 黃榮輝 +Rep 2024-06-21
801 PHILLIP SECURITIES (HONG KONG) LIMITED Wong, Hok Sun 黃學新 -Rep 2012-08-21 2024-06-20
802 Pictet Asset Management (Hong Kong) Limited Lee, Da Seul +Rep 2024-06-24
803   Quinn, Niall Michael (SFC:BVA765) -Rep 2024-06-21 2024-06-28
804   Wigley, Mary-Therese (SFC:BTF440) -Rep 2024-06-21 2024-06-28
805 PINESTONE SECURITIES LIMITED Fung, Wing Hang 馮穎行 +Rep 2024-06-18
806 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Yong, Huixian 永恵嫻 +Rep 2024-06-24
807 Ping An of China Capital (Hong Kong) Company Limited Liu, Haodong (SFC:BSG733) 刘昊冬 -Rep 2022-04-14 2024-06-13
808 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Nie, Yifeng 聶義鋒 -Rep 2014-09-30 2024-06-18
809 Planetree Asset Management Limited (HK) Mack, Andrew Kar Lung 麥嘉龍 +Rep 2024-06-24
810 Planetree Discount Lending Limited   +Rep 2024-06-24
811 Planetree Futures Limited   +Rep 2024-06-24
812 Planetree Research Limited   +Rep 2024-06-24
813 Planetree Securities Limited   +Rep 2024-06-24
814 Point72 Hong Kong Limited Chen, Qinkai 陈钦开 +Rep 2024-06-18
815   Wang, Fang (SFC:BRK746) 汪方 -Rep 2021-08-13 2024-06-26
816   Zhang, Yuting (SFC:BBB735) 張雨婷 +Rep 2024-06-17
817 Poly Treasure Holdings Limited Chiu, Man Kit (SFC:BER403) 趙文傑 -RO 2022-01-26 2024-06-12
818 Polymer Capital Management (HK) Limited Chen, Hao (SFC:BVC359) 陳浩 +Rep 2024-06-24
819 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Li, Yichao (SFC:BCX226) 李軼超 +Rep 2024-06-25
820 Poseidon Capital Limited (HK) Chen, Zian 陳梓安 -Rep 2022-12-06 2024-06-14
821 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED West, Kenneth Kirk -RO 2021-11-22 2024-06-21
822 PrincipleOne Securities Limited Zhang, Chu (SFC:BVA949) 張楚 +Rep 2024-06-24
823 PRIORITY ASSET MANAGEMENT GROUP LIMITED Wong, Timmy Tin Wai 黃天偉 +Rep 2024-06-24
824 Privium Fund Management (HK) Limited Woo, Elliott Tak On 胡德安 +Rep 2024-06-12
825 PROFIT ACCESS INVESTMENTS LIMITED Yi, Ao 易奧 +RO 2024-06-24
826 Prominence Investment Management Limited Chen, Xia (SFC:BQI717) 陳夏 +Rep 2024-06-12
827 PSI Capital Asia Limited Lin, Hang (SFC:BSZ215) +Rep 2024-06-12
828 PSP Investments Asia Limited Takiguchi, Taku +Rep 2024-06-24
829 Public Financial Securities Limited Cheung, Hin Sing 張顯聲 +RO 2024-06-26
830   Chiu, Chik Shang 趙織霜 +RO 2024-06-26
831 Quantbot Technologies (HK), Limited Wilbert, Caine +Rep 2024-06-25
832 Redstone Asset Management Limited Liang, Junqing 梁俊青 +RO 2024-06-26
833 Regent Securities Limited (HK) Chow, Wesley Bowah +Rep 2024-06-14
834   Jiang, Ziqi 蔣子祺 -RO 2021-11-05 2024-06-17
835 Rhine Asset Management Company Limited Fan, Eddy Chun Wah 范俊華 -RO 2024-05-28 2024-06-21
836 Richwood International Management Limited Luk, Mun Tak 陸民德 -Rep 2024-03-08 2024-06-14
837 Risen Family Office Limited Luo, Jingyu (SFC:BPX012) 羅靜雨 +Rep 2024-06-13
838   Shin, I-Lin 辛依霖 +Rep 2024-06-13
839 River Capital Limited (HK) He, Bin (SFC:BGT073) 何彬 -RO 2016-03-22 2024-06-12
840 ROC Capital Management Limited Tang, Chenjing 唐晨竞 +RO 2024-06-24
841 ROCKPOOL CAPITAL LIMITED Zhang, Jing (SFC:BSZ343) 張靖 +Rep 2024-06-24
842 Roofer Asset Management Limited Guo, Sijing 郭思靜 +Rep 2024-06-18
843 ROOFER SECURITIES LIMITED   +Rep 2024-06-18
844 S&P Global Ratings Hong Kong Limited Tay, Eileen -Rep 2024-05-07 2024-06-14
845   Teh, Kim Yuan -Rep 2024-05-07 2024-06-14
846 Samsung Asset Management (Hong Kong) Limited Leung, Shu Ting 梁舒婷 -Rep 2023-03-02 2024-06-16
847 Sanford C. Bernstein (Hong Kong) Limited Cui, Zheng (SFC:BVB464) 崔政 +Rep 2024-06-18
848   Fong, Leong Sing 方亮升 +Rep 2024-06-25
849 SBI China Capital Financial Services Limited Kwan, Ringo Cheukkai 關卓啟 +RO 2024-06-18
850 SBI E2-Capital Securities Limited Lim, King Hean Jonathan 林镜贤 +Rep 2024-06-21
851 Schonfeld Strategic Advisors (Hong Kong) Limited Li, Zhenghong 黎政宏 +Rep 2024-06-24
852   Liu, Yang (SFC:BFC549) 劉洋 +Rep 2024-06-17
853 Segantii Capital Management Limited Dong, Yinfei 董寅斐 -Rep 2020-05-05 2024-06-13
854   Guo, Hui (SFC:BSB883) 郭薈 -Rep 2022-01-11 2024-06-21
855   Ramakrishnan, Kaushik -Rep 2022-12-12 2024-06-12
856 SG SECURITIES (HK) LIMITED Lazaar, Ali +Rep 2024-06-17
857   Liu, Yiheng (SFC:BTO183) 刘以恒 -Rep 2023-03-10 2024-06-24
858   Park, Jooyoung -Rep 2023-03-10 2024-06-14
859   Zebouni, Philippe Nadim +Rep 2024-06-12
860 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Cheuk, Kam Fai (SFC:AOW764) 卓錦輝 +Rep 2024-06-25
861   Lo, Ying Fan 盧影芬 +Rep 2024-06-24
862   Tse, Fung Chiu 謝豐照 +Rep 2024-06-24
863 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Ho, Chun Man (SFC:AVK567) 何振文 -Rep 2010-08-20 2024-06-24
864 Shikhara Capital (Hong Kong) Private Limited Chandrawat, Saniel +RO 2024-06-14
865   Kothari, Aditya +RO 2024-06-14
866   Song, Se Han +RO 2024-06-14
867 Shinhan Investment Asia Limited Im, Jinseon -Rep 2023-12-27 2024-06-18
868     +RO 2024-06-18
869 Silver Spring Capital Management Limited Ho, Hsiang Ming 賀象民 +Rep 2024-06-26
870 Sino Partner Capital Limited Kwan, Po Shan 關寶珊 +RO 2024-06-24
871   Tang, Kin Chor 鄧建初 +RO 2024-06-24
872 Sino-Rich Securities & Futures Limited Xiao, Linzi 肖林子 +Rep 2024-06-21
873 Sinohope Asset Management (Hong Kong) Limited Wu, Meilin 吳美霖 +Rep 2024-06-13
874   Zhu, Yahua 朱亞驊 +RO 2024-06-18
875 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Shen, Yue (SFC:APK242) 沈越 +Rep 2024-06-12
876 SINOPAC SECURITIES (ASIA) LIMITED Shum, Chung Yin 岑仲賢 -Rep 2019-11-22 2024-06-21
877   Wang, Fang (SFC:BJI158) 王放 +Rep 2024-06-17
878 SMBC Nikko Securities (Hong Kong) Limited Okamoto, Yuki +Rep 2024-06-18
879   Sato, Hiromi (SFC:ANS087) 佐藤弘美 -RO 2020-05-21 2024-06-14
880   Takahashi(kakugawa), Naoko +Rep 2024-06-14
881 SoFi Securities (Hong Kong) Limited Lau, Siu Chit 劉韶哲 -RO 2018-11-15 2024-06-18
882 Solaro Advisors Limited Wong, Kong Wa (SFC:BVA261) 黃江華 +Rep 2024-06-21
883 Soliton Capital Management Limited Lok, Ho Cheong 駱可昌 +Rep 2024-06-24
884 Soliton Securities Limited   +Rep 2024-06-24
885 Somerley Capital Limited Hesse, Jakob Fabian -Rep 2024-04-29 2024-06-25
886     +RO 2024-06-25
887 Soochow Securities International Brokerage Limited Yip, Chin Ho 葉展灝 -RO 2020-04-29 2024-06-19
888 Soochow Securities International Futures Limited   -RO 2020-04-29 2024-06-19
889 SOUTH CHINA COMMODITIES LIMITED Tang, Fu Chung 鄧富中 -Rep 2018-04-11 2024-06-17
890 SOUTH CHINA SECURITIES LIMITED   -Rep 2018-03-02 2024-06-17
891 SPDB International Capital Limited Chan, Man Kam (SFC:BNH075) 陳文錦 -Rep 2021-11-11 2024-06-18
892 SPDB International Investment Management Limited Chen, Bijun (SFC:BOA182) 陳碧君 -RO 2022-11-10 2024-06-13
893   Suo, Lina (SFC:BUW335) 索丽娜 -Rep 2024-05-07 2024-06-18
894     +RO 2024-06-18
895 Standard Chartered Securities (Hong Kong) Limited Tan, John Ming Kiu 陳銘僑 -RO 2017-02-24 2024-06-24
896 State Street Securities Hong Kong Limited Wu, Yao (SFC:BQE051) 吳嶢 -Rep 2021-10-15 2024-06-17
897 Stonepeak (Hong Kong) Limited Hsu, Eric Lejong +Rep 2024-06-18
898 Success Securities Limited Lee, Yin Wai Eudora 李妍慧 -Rep 2010-09-16 2024-06-24
899   Tang, Chung Shing 鄧仲成 -RO 2008-11-14 2024-06-13
900     +Rep 2024-06-13
901 Sun Hung Kai Capital Partners Limited Yeh, Lincoln Peng Lim -Rep 2022-11-09 2024-06-24
902 SUN SECURITIES LIMITED Ng, Don Yiu Alexander 吳敦堯 -Rep 2017-08-28 2024-06-24
903 SW Capital Management Limited Yuen, George Pui Kwong 袁沛光 +Rep 2024-06-18
904 T. Rowe Price Hong Kong Limited Bardhan Ray, Ambarish -RO 2019-11-01 2024-06-15
905 Taiping Securities (HK) Co Limited Chan, Kwok On 陳國安 -Rep 2024-06-15
906   Chua, Heung Fei 蔡香菲 -Rep 2007-09-27 2024-06-20
907   Sze, Tin Chee 施天賜 -Rep 2006-02-14 2024-06-24
908   Wong, Chun Wah (SFC:AVN105) 黃振華 -Rep 2010-09-13 2024-06-14
909   Wong, Ngai Wai 黃毅偉 -Rep 2003-04-24 2024-06-18
910 TARGET CAPITAL MANAGEMENT LIMITED (HK) Chu, Kwok On 朱國安 +Rep 2024-06-18
911 Target Securities International Limited Du, Pei 杜培 +Rep 2024-06-20
912 TCA Investments (Hong Kong) Limited Chan, Alex King Fai 陳敬輝 -RO 2021-12-08 2024-06-25
913   Chin, En Leong 陳恩良 -RO 2019-10-15 2024-06-25
914 TFI Securities and Futures Limited Bark, Wilhelmus Albertus Joseph +Rep 2024-06-19
915   Wan, Chun Man (SFC:ATY752) 尹俊文 +Rep 2024-06-26
916 THORNBURG INVESTMENT MANAGEMENT (ASIA) LIMITED Zhang, Yong (SFC:BFN289) 張勇 -RO 2020-10-20 2024-06-14
917 Tora Trading Services Limited (HK) Ducker, James Keith -RO 2008-11-14 2024-06-12
918 Toroa Management (HK) Limited Okada, Yuma +Rep 2024-06-17
919 TR Advisors Limited Zhang, Xinyi (SFC:BVB566) 張新怡 +Rep 2024-06-24
920 TRANSASIA PRIVATE CAPITAL LIMITED Jang, Jae Hee 張在喜 +Rep 2024-06-17
921 TSSP Hong Kong (A) Limited Gloel, Markus Andreas (SFC:BOP425) -RO 2019-11-29 2024-06-24
922   Haggart, Ahsha Merson +RO 2024-06-17
923 UBP ASSET MANAGEMENT ASIA LIMITED Cai, Yiling 蔡依玲 +Rep 2024-06-25
924 UBS Asset Management (Hong Kong) Limited Set, Augustus -Rep 2024-06-20 2024-06-21
925 UBS SECURITIES ASIA LIMITED Abrams, Randy I -Rep 2024-05-24 2024-06-17
926   Arora, Rohit (SFC:ART681) -Rep 2024-06-18 2024-06-24
927   Aujla, Sanjeet Singh -Rep 2024-06-11 2024-06-17
928   Chinnery, Michelle Anne -Rep 2024-06-24 2024-06-28
929   Groux, Florian Rene Alexis -Rep 2021-02-03 2024-06-17
930   Le Roux, Nicolas Roland Joseph -Rep 2024-06-07 2024-06-17
931   Liu, Yu-Chiao 劉宇喬 -Rep 2024-06-07 2024-06-17
932   Narain, Manik -Rep 2024-06-18 2024-06-24
933   Omura, Shunta -Rep 2024-06-21 2024-06-27
934   Russell, Scott Gerald -Rep 2024-06-17 2024-06-21
935   Rustagi, Amit -Rep 2024-06-24 2024-06-27
936   Sakai, Fumiyoshi -Rep 2024-06-24 2024-06-27
937   Shimizu, Yasunori (SFC:BJF243) -Rep 2024-06-21 2024-06-29
938   Suzuki, Kasumi -Rep 2024-06-21 2024-06-27
939   Wong, Clinton James Luke -Rep 2024-06-24 2024-06-28
940 UBS SECURITIES HONG KONG LIMITED Groux, Florian Rene Alexis -Rep 2021-02-03 2024-06-17
941   Shimizu, Yasunori (SFC:BJF243) -Rep 2024-06-21 2024-06-29
942 UOB KAY HIAN (HONG KONG) LIMITED Lau, Joseph Tat Kit 劉達傑 -Rep 2018-09-10 2024-06-14
943   Tang, William (SFC:AZL390) 鄧煒霖 +Rep 2024-06-25
944 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Lau, Joseph Tat Kit 劉達傑 -Rep 2018-09-10 2024-06-14
945 UPBEST ASSETS MANAGEMENT LIMITED Thong, Hiu Chong 唐曉鐘 -Rep 2014-03-07 2024-06-24
946 UPBEST SECURITIES COMPANY LIMITED   -Rep 2014-03-07 2024-06-24
947 VALUABLE ASSET MANAGEMENT LIMITED Cai, Weitong +Rep 2024-06-17
948 VALUABLE CAPITAL LIMITED Li, Ka Fai (SFC:BMM593) 李家輝 -Rep 2022-07-15 2024-06-25
949   Yelipaer, Tuergan 叶力帕尔·吐尔干 -Rep 2023-11-23 2024-06-26
950 VALUE PARTNERS HONG KONG LIMITED Chang, Tat Sean 鄭達成 -Rep 2023-02-03 2024-06-14
951     +RO 2024-06-14
952 VALUE PARTNERS LIMITED   -Rep 2023-02-03 2024-06-14
953     +RO 2024-06-14
954 Value Partners Private Equity Limited   -Rep 2023-02-03 2024-06-14
955     +RO 2024-06-14
956 Vantum Asset Management Limited Leung, Yu Hin (SFC:AZX593) 梁宇軒 +Rep 2024-06-26
957 VC BROKERAGE LIMITED Tsui, Dick Yee Daisy 徐狄怡 -Rep 2024-05-20 2024-06-25
958 Victory Securities (Global) Limited Leung, Kai Fung 梁繼丰 +Rep 2024-06-17
959 VICTORY SECURITIES COMPANY LIMITED Chen, Si (SFC:BUY450) 陳思 +Rep 2024-06-17
960   Chong, Shu Tat 莊樹達 -Rep 2022-08-08 2024-06-26
961   Keung, Kai Yiu 姜棨耀 +Rep 2024-06-24
962   Zhao, Yan (SFC:BRG358) 赵妍 -Rep 2024-03-18 2024-06-12
963 Viipark Corporate Finance Co., Limited Chiu, Sherman Hin Fung 趙衍鋒 +Rep 2024-06-26
964 Visdom Investment Management (Hong Kong) Limited Zhang, Junyong (SFC:ALL467) 張軍勇 -RO 2011-09-26 2024-06-20
965 VMS Securities Limited Cheung, Elton Man Chor 張文礎 -Rep 2021-07-29 2024-06-14
966     +RO 2024-06-14
967 Vontobel (Hong Kong) Limited Fok, Silas Chun Wan 霍浚泓 +Rep 2024-06-19
968   Tay, Shawn Han Cong 鄭翰聰 +Rep 2024-06-17
969 VP Wealth Management (Hong Kong) Limited Zhou, Yong (SFC:APG180) 周勇 +Rep 2024-06-14
970 VS Partners (Hong Kong) Co., Limited Liu, Liyuan (SFC:BUY554) 劉力元 +Rep 2024-06-17
971 Waton Securities International Limited Chu, Ping Cheung 朱秉將 -Rep 2018-01-08 2024-06-21
972   Du, Pei 杜培 -Rep 2024-03-15 2024-06-12
973 Wealth Harbour Investment & Management Co., Limited Tan, Tian (SFC:BFZ369) 譚天 -Rep 2023-06-05 2024-06-18
974     +RO 2024-06-18
975   Tong, Brian Ching Lim 湯正廉 -Rep 2023-06-05 2024-06-18
976     +RO 2024-06-18
977 WealthMate Asset Management Limited He, Bin (SFC:BGT073) 何彬 +RO 2024-06-21
978   Li, Zhan (SFC:BUM576) 李湛 +RO 2024-06-21
979   Tse, Ming Pong 謝明邦 +RO 2024-06-21
980 WealthTac Global Asset Management Limited Li, Vic Yung Yee 李鎔而 +Rep 2024-06-18
981 Wealthy Securities Limited Lam, Benny Chi Wai 林志偉 -RO 2024-04-10 2024-06-20
982 WEBULL SECURITIES LIMITED Liu, Kwun Kiu 廖冠僑 +Rep 2024-06-26
983 Welkin Capital Management (Asia) Limited Chow, Wilson Wing Cheong 周永昌 -Rep 2016-04-01 2024-06-18
984 Well Link International Securities Limited Yuan, Chongze 袁崇澤 -RO 2023-10-12 2024-06-21
985 WeShare Asset Management Limited Zhang, Fan (SFC:AWE514) 張帆 +Rep 2024-06-17
986 Win Securities Limited Cheung, Tak To 張德滔 -Rep 2021-07-20 2024-06-21
987 WING ON SECURITIES LIMITED Lau, Sin Ching 劉倩清 -Rep 2024-06-21
988   Lui, Ming (SFC:ADI427) 雷鳴 -Rep 2024-06-21
989   Wong, Ka Kuen (SFC:ACC182) 黃家權 -Rep 2024-06-21
990 Winner Zone Asset Management Limited Siu, Sze Ying 蕭思映 +Rep 2024-06-19
991 Wisdom Asset Management Limited (HK) Chan, Yin Cheung (SFC:BUY648) 陳嬿嬙 +Rep 2024-06-24
992   Yang, En-Hui 楊恩惠 -Rep 2023-03-30 2024-06-19
993 WRise Prestige Asset Management Limited Liu, Tai Hung (SFC:AIU530) 廖大熊 +Rep 2024-06-20
994   Tam, Hadassah Chi Ching 譚紫清 +Rep 2024-06-20
995 WRise Prestige Securities Limited Liu, Tai Hung (SFC:AIU530) 廖大熊 +Rep 2024-06-20
996   Tam, Hadassah Chi Ching 譚紫清 +Rep 2024-06-20
997 Wuzhen Capital (Hong Kong) Limited Cai, Xiaosheng 蔡晓生 +RO 2024-06-21
998   Sun, Yi (SFC:BJL880) 孫毅 +RO 2024-06-21
999   Yang, Ruijing 楊蕊菁 +RO 2024-06-21
1000 XHarbour Limited Wong, Jeffrey Chun 黃臻 -RO 2022-10-06 2024-06-19
1001 XHK Limited Fok, Siu Pong (SFC:AME216) 霍少邦 -Rep 2024-04-29 2024-06-25
1002     +RO 2024-06-25
1003   Yeung, Anthony Yiu Bong 楊燿邦 -Rep 2024-04-18 2024-06-25
1004     +RO 2024-06-25
1005 Yuanta Securities (Hong Kong) Company Limited Gan, Yuqi 甘鈺琪 -Rep 2024-06-11 2024-06-21
1006   Li, Xiaoyao 黎晓瑶 +Rep 2024-06-14
1007 Yuet Sheung International Securities Limited Chong, Lok Man 莊樂文 -Rep 2024-06-14 2024-06-27
1008 Z Capital Global Limited Wong, Wai (SFC:APL830) 黃偉 -RO 2023-09-26 2024-06-17
1009 ZENITH INNOVATION FINANCIAL GROUP LIMITED Sun, Chit Nam 孫喆楠 -Rep 2024-03-28 2024-06-20
1010 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Choy, Siu Kwan 蔡小軍 -Rep 2022-03-29 2024-06-19
1011 Zhongfu International Futures Co., Limited Leung, Yun Fuk 梁潤福 -Rep 2024-03-15 2024-06-14
1012 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Jing, Kai 井凱 -Rep 2023-02-08 2024-06-19
1013     +RO 2024-06-19

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