This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days.
A licensee is either a Responsible Officer (RO) or Representative (Rep).
We treat a person who holds both roles (in different activities) as
an RO. We query the SFC database and update the tables regularly. A
licensee is not necessarily a full-time employee and may have roles in more than
1 firm.
Some data are hidden to fit your display. Rotate?
| Row |
Firm |
Licensee |
Role |
Appointed |
Ceased |
| 1 |
3 Capital Partners Limited |
Low, Hao Yi Benedict 劉浩益 |
+Rep |
2021-01-04 |
|
| 2 |
9M Stone Capital Limited |
Tian, Ye (SFC:AWZ521) 田野 |
-RO |
2020-08-06 |
2020-12-31 |
| 3 |
A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED |
Jin, Xiaobin (1954) 金曉斌 |
-RO |
2018-02-12 |
2021-01-01 |
| 4 |
A. H. INTERNATIONAL LIMITED |
Ota, Takamaru |
-RO |
2011-04-07 |
2020-12-31 |
| 5 |
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED |
Chong, Chi Meng 鍾志明 |
-Rep |
2018-05-29 |
2020-12-31 |
| 6 |
ABCI ASSET MANAGEMENT LIMITED |
Lee, Yat Chun (SFC:API186) 李逸俊 |
-RO |
2015-02-10 |
2021-01-08 |
| 7 |
ABCI Securities Company Limited |
Chan, Sau Han 陳秀嫻 |
-Rep |
2017-03-17 |
2021-01-04 |
| 8 |
|
Poon, Man Kit (SFC:AOQ607) 潘文傑 |
-Rep |
2016-07-22 |
2020-12-31 |
| 9 |
ACTELLIGENT CAPITAL MANAGEMENT LIMITED |
Schollum, Myo Wai |
-Rep |
2020-12-31 |
2021-03-12 |
| 10 |
ActusRayPartners Limited |
Tjhin, Ting 陳婷 |
+Rep |
2021-01-07 |
|
| 11 |
Adamas Asset Management (HK) Limited |
Heffner, Paul Lincoln 韓福南 |
-RO |
2013-02-20 |
2021-01-01 |
| 12 |
|
Kok, Chi Ho 郭智豪 |
-RO |
2020-11-27 |
2021-01-05 |
| 13 |
|
Milovidova, Daria |
-Rep |
2019-06-20 |
2021-01-05 |
| 14 |
ADMIS Hong Kong Limited |
Chan, Kevin Siu Pong 陳兆邦 |
-Rep |
2016-01-11 |
2021-01-08 |
| 15 |
Advent Securities (Hong Kong) Limited |
Wong, Vivian Yick Lam 黃翊琳 |
-Rep |
2020-04-03 |
2021-01-04 |
| 16 |
Afflux Securities Limited |
Chan, Man Yuen (SFC:APX122) 陳文源 |
-Rep |
2020-09-21 |
2021-01-10 |
| 17 |
AJ Securities Limited |
Leung, Wang Ngai 梁弘毅 |
-Rep |
2020-12-30 |
2021-04-16 |
| 18 |
All-Stars Investment Limited |
Chuen, Jeanine Jing Yin 全正言 |
-Rep |
2021-01-11 |
2023-09-30 |
| 19 |
Alliance Capital Partners Limited (HK) |
Ma, Kaibing 馬開兵 |
-Rep |
2017-05-12 |
2020-12-31 |
| 20 |
AllianceBernstein Hong Kong Limited |
Chen, Wei Yi (SFC:BAH886) 陳葳頤 |
-Rep |
2012-10-19 |
2020-12-30 |
| 21 |
|
Yu, Wing Hei Sharon 俞穎熹 |
-Rep |
2015-10-07 |
2020-12-31 |
| 22 |
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) |
Phua, Joo Han Adam 潘裕翰 |
-Rep |
2018-10-31 |
2020-12-31 |
| 23 |
|
Yang, Zijian (SFC:BHF423) 楊子健 |
-Rep |
2021-01-05 |
2024-06-13 |
| 24 |
Alpha Financial Group Limited |
Man, Julian Kee Yang 文紀陽 |
-Rep |
2021-01-04 |
2021-12-31 |
| 25 |
Alpha Win Capital Limited |
Tao, Nina Chih-Yu 陶芝宇 |
-Rep |
2021-01-11 |
2022-07-23 |
| 26 |
ALTUS CAPITAL LIMITED |
Yuen, Ryan Aaron 阮永皓 |
-Rep |
2020-11-10 |
2021-01-13 |
| 27 |
ALTUS INVESTMENTS LIMITED (HK) |
|
-Rep |
2020-11-10 |
2021-01-13 |
| 28 |
Amasse Asset Management Limited |
Loong, Kwok Chueng 龍國聰 |
-Rep |
2020-10-30 |
2020-12-31 |
| 29 |
Amasse Capital Limited |
|
-RO |
2017-11-03 |
2020-12-31 |
| 30 |
Amoeba Capital Advisors Limited |
Lam, Kwai Yip Janet 林桂葉 |
-Rep |
2021-01-12 |
2024-03-31 |
| 31 |
AMPLE CAPITAL LIMITED |
Man, Julian Kee Yang 文紀陽 |
-Rep |
2016-03-23 |
2020-12-31 |
| 32 |
Amrita Capital Limited (b2015-08-24) |
Sze-To, Hang 司徒恆 |
-Rep |
2019-03-22 |
2020-12-31 |
| 33 |
ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) |
Yu, Benjamin Tak Ming 余德明 |
+Rep |
2021-01-11 |
|
| 34 |
Annum Asset Management (Hong Kong) Limited |
Fang, Chih To 方志鐸 |
-Rep |
2021-01-11 |
2024-06-30 |
| 35 |
AP Capital Management (Hong Kong) Limited |
Yan, Leo Kei Shui 甄祺瑞 |
-Rep |
2020-02-17 |
2021-01-04 |
| 36 |
ApaH Capital Management Limited |
Ma, Gavin See Yin 馬思賢 |
+Rep |
2021-01-11 |
|
| 37 |
Apollo Capital Management Limited |
Liu, Hui (SFC:BNC679) 劉慧 |
-Rep |
2020-06-17 |
2020-12-31 |
| 38 |
ARCH Capital Management Co. Limited |
Leung, Jaime Verntaine 梁菀婷 |
-Rep |
2021-01-06 |
2021-05-08 |
| 39 |
ARCH Capital Property Advisors Co. Limited |
|
-Rep |
2021-01-06 |
2021-05-08 |
| 40 |
Arcus Investment Asia Limited |
Yamane, Masaaki 山根正明 |
-Rep |
2015-10-09 |
2020-12-31 |
| 41 |
|
|
-RO |
2020-12-31 |
2023-09-30 |
| 42 |
Ares Management Asia (Hong Kong) Limited |
Samuel, Jacob |
-Rep |
2017-05-26 |
2021-01-01 |
| 43 |
Arete Capital Asia Limited |
Cockell, Janny 郭珍妮 |
-Rep |
2020-12-31 |
2023-09-04 |
| 44 |
ARTE Capital Management Limited |
Tang, Kwan Yue 鄧鈞裕 |
-Rep |
2021-01-08 |
2021-02-24 |
| 45 |
AS CAPITAL LIMITED |
Kiu, Ah 喬婭 |
-Rep |
2021-01-08 |
2021-08-01 |
| 46 |
ASIA INVESTMENT MANAGEMENT LIMITED |
Lam, Wai Tong 林瑋瑭 |
-Rep |
2020-01-17 |
2020-12-31 |
| 47 |
ASIA PACIFIC INVESTMENT ADVISORS LIMITED |
White, Christopher James (SFC:ACS947) |
+Rep |
2021-01-12 |
|
| 48 |
ASSET MANAGEMENT GROUP LIMITED |
Yu, Vivien Wei Sung 余惠心 |
-Rep |
2017-10-30 |
2021-01-12 |
| 49 |
Asset Management One Hong Kong Limited |
Leung, Ka Wai (SFC:AOK606) 梁家瑋 |
-Rep |
2021-01-12 |
2022-01-26 |
| 50 |
ATHENA WEALTH MANAGEMENT LIMITED |
Chan, Pan (SFC:AXH683) 陳彬 |
-Rep |
2014-08-04 |
2020-12-30 |
| 51 |
|
Ho, Tak Yee 何德兒 |
-Rep |
2012-09-24 |
2020-12-30 |
| 52 |
|
Lok, Wai Yi 駱慧儀 |
-Rep |
2011-07-18 |
2020-12-30 |
| 53 |
|
Yeung, Adrian (SFC:AMF303) 楊尚樽 |
-Rep |
2014-09-08 |
2020-12-30 |
| 54 |
|
Yuen, Caren Ka Man 袁嘉雯 |
-Rep |
2015-07-03 |
2020-12-30 |
| 55 |
ATLANTIS INVESTMENT MANAGEMENT LIMITED |
Zhang, Fan (SFC:BKS625) 張帆 |
+Rep |
2021-01-11 |
|
| 56 |
Atta Capital Limited |
Cheung, Hoi Ting (SFC:BHM242) 張凱婷 |
-Rep |
2019-07-30 |
2020-12-31 |
| 57 |
Augment Wealth Advisors Limited |
Bansal, Amit (SFC:APB433) |
+RO |
2021-01-13 |
|
| 58 |
|
Ho, Ricky Shui Fai 何瑞輝 |
-RO |
2021-01-13 |
2021-06-17 |
| 59 |
AUGUSTINE ASSET MANAGEMENT LIMITED |
Lee, Patrick Maung |
-Rep |
2019-01-11 |
2020-12-31 |
| 60 |
Aurora Borealis Investment Services Limited |
He, Dingding 賀丁丁 |
-Rep |
2018-03-08 |
2021-01-11 |
| 61 |
AUSPICIOUS CAPITAL MANAGEMENT LIMITED |
Xu, Chenxi (SFC:BPD421) 胥晨曦 |
-Rep |
2019-12-24 |
2021-01-02 |
| 62 |
AVANTA INVESTMENT MANAGEMENT LIMITED |
Lam, Chick Leung 林植良 |
-RO |
2021-01-05 |
2023-10-17 |
| 63 |
Avantua Capital Management Limited |
Li, Ying (SFC:BQN192) 李瑩 |
-Rep |
2021-01-13 |
2021-04-27 |
| 64 |
Avenue Asset Management Limited (HK) |
Cheung, Ting Yan 張庭欣 |
-Rep |
2017-02-07 |
2020-12-31 |
| 65 |
Avenue Family Office Limited |
|
-Rep |
2017-03-22 |
2020-12-31 |
| 66 |
AVENUE INVESTMENT MANAGEMENT LIMITED |
Tam, Clarence Man Yung 譚文勇 |
-Rep |
2021-01-13 |
2023-10-30 |
| 67 |
AXA Investment Managers Asia Limited |
Yuen, Kin Chung 袁健聰 |
-Rep |
2018-08-23 |
2021-01-05 |
| 68 |
Babel Asset Management (HK) Limited |
Ma, Sing (SFC:ALY498) 馬昇 |
-Rep |
2021-01-12 |
2022-05-18 |
| 69 |
Balyasny Asset Management (Hong Kong) Limited |
Lin, Shu-Wei 林書緯 |
-Rep |
2019-01-24 |
2021-01-08 |
| 70 |
|
Winsley, David Benjamin |
+Rep |
2021-01-04 |
|
| 71 |
BARCLAYS CAPITAL ASIA LIMITED |
Tian, Yingyu 田颖毓 |
-Rep |
2019-02-04 |
2021-01-08 |
| 72 |
BARING ASSET MANAGEMENT (ASIA) LIMITED |
Do, Khiem Trong |
-RO |
|
2020-12-31 |
| 73 |
Basel Capital Limited |
Hui, Joseph Chi Kong 許志光 |
-Rep |
2020-11-09 |
2021-01-05 |
| 74 |
BCT Financial Limited |
Chan, Miu Yin (SFC:BQQ272) 陳妙賢 |
-Rep |
2021-01-12 |
2021-05-27 |
| 75 |
|
Cheung, Siu Hei 張兆禧 |
-Rep |
2021-01-06 |
2021-06-13 |
| 76 |
|
Wu, Siu Kwan 胡小君 |
-Rep |
2021-01-06 |
2021-08-29 |
| 77 |
Beevest Fortune Asset Management Limited |
See, Reason Lee Seng 史理生 |
-RO |
2019-05-02 |
2021-01-11 |
| 78 |
BETA INTERNATIONAL SECURITIES LIMITED |
Sze, Kin Fai 施健輝 |
-Rep |
2020-04-17 |
2021-01-12 |
| 79 |
|
Zhou, Qinyi 周沁艺 |
-Rep |
2021-01-13 |
2022-06-11 |
| 80 |
BFAM Partners (Hong Kong) Limited |
Cohen, Adrien Aaron |
-Rep |
2019-08-12 |
2020-12-31 |
| 81 |
BG Capital Management (Asia) Limited |
Fung, Chi Hang (SFC:AMK097) 馮志恆 |
-RO |
2020-04-22 |
2020-12-31 |
| 82 |
BlackRock Asset Management North Asia Limited |
Agrawal, Prasoon |
-Rep |
2020-12-30 |
2022-07-01 |
| 83 |
|
Wong, Angel Wai Man 黃蔚敏 |
-Rep |
2020-12-30 |
2022-08-01 |
| 84 |
Blackwell Global Asset Management Limited |
Wang, Shiao Ling |
-Rep |
2019-08-21 |
2020-12-31 |
| 85 |
Blackwell Global Securities Limited |
|
-Rep |
2019-08-21 |
2020-12-31 |
| 86 |
BLVSIN CAPITAL LIMITED |
Luk, Michael Wai Hoe |
-Rep |
2020-11-23 |
2021-01-07 |
| 87 |
|
|
-RO |
2021-01-07 |
2023-08-31 |
| 88 |
|
Wong, Choi Mei (SFC:ABT161) 王彩美 |
-Rep |
2019-07-22 |
2021-01-01 |
| 89 |
BNP PARIBAS SECURITIES (ASIA) LIMITED |
Monard, Thomas Nicolas |
-Rep |
2010-07-08 |
2021-01-08 |
| 90 |
|
Zhao, Yujie (SFC:BPI672) 赵雨杰 |
-Rep |
2020-01-21 |
2020-12-31 |
| 91 |
BOCI ASIA LIMITED |
Deng, Yunyi 鄧云逸 |
+Rep |
2021-01-12 |
|
| 92 |
|
Yao, Yang (SFC:BPO892) 姚煬 |
-Rep |
2020-06-08 |
2020-12-30 |
| 93 |
BOCI COMMODITIES & FUTURES LIMITED |
Lung, Wing Cheung 龍永彰 |
+Rep |
2021-01-13 |
|
| 94 |
BOCI SECURITIES LIMITED |
Lau, Kit Ling 劉潔玲 |
-Rep |
2021-01-13 |
2021-09-24 |
| 95 |
|
Lee, Pak Shing 李百成 |
-Rep |
2015-06-01 |
2021-01-05 |
| 96 |
|
Liu, Taisheng 柳太勝 |
+Rep |
2021-01-13 |
|
| 97 |
|
Wang, Guan (SFC:BBN532) 王冠 |
-Rep |
2021-01-13 |
2021-07-05 |
| 98 |
|
Xu, Yue (SFC:BFE156) 徐悅 |
+Rep |
2021-01-13 |
|
| 99 |
|
Yip, Sunny Kai Sun 葉啟燊 |
+Rep |
2021-01-13 |
|
| 100 |
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED |
Cheung, Christina Ka Man 張嘉雯 |
-Rep |
2011-05-17 |
2021-01-01 |
| 101 |
|
So, Man Na 蘇敏娜 |
-Rep |
2021-01-11 |
2021-07-10 |
| 102 |
BOCOM International (Asia) Limited |
Li, Zeran 李澤冉 |
-Rep |
2018-04-06 |
2021-01-03 |
| 103 |
BOCOM International Securities Limited |
Chan, Kam Yun (SFC:AAE200) 陳錦潤 |
-Rep |
2012-11-14 |
2020-12-31 |
| 104 |
|
Li, Zeran 李澤冉 |
-Rep |
2018-04-06 |
2021-01-03 |
| 105 |
|
Liang, Wanli 梁萬里 |
-Rep |
2021-01-12 |
2023-10-27 |
| 106 |
|
Zhou, Zhe 周喆 |
-Rep |
2017-03-03 |
2021-01-03 |
| 107 |
BOCOM MPF & Financial Services Company Limited |
Yu, Sin Ting 余倩婷 |
-Rep |
2021-01-07 |
2022-06-19 |
| 108 |
Boman Capital (Hong Kong) Limited |
Tang, Yi Ting 鄧懿婷 |
-Rep |
2021-01-04 |
2021-06-30 |
| 109 |
Bosera Asset Management (International) Co., Limited |
Lu, Yang (SFC:BPJ266) 陸晹 |
-Rep |
2021-01-05 |
2023-08-14 |
| 110 |
|
Luo, Lingxiao 羅淩霄 |
-Rep |
2020-12-31 |
2023-10-27 |
| 111 |
Bowman and Fitzhugh Asset Management Limited |
Stadelmann, Cedric Pierre Andre |
-RO |
2020-10-21 |
2021-01-01 |
| 112 |
Bright Fund Management Limited |
Anfilogoff, George Alexander Nicholas |
-Rep |
2018-09-20 |
2020-12-31 |
| 113 |
|
Liu, Zhenhua (SFC:BHT759) 劉振華 |
-Rep |
2019-03-15 |
2020-12-31 |
| 114 |
|
Walsh, Simon Hastings Patrick |
-RO |
2019-07-24 |
2020-12-31 |
| 115 |
Bright Point International Futures Limited |
Ongko, Frederick Kesuma |
-Rep |
2018-11-08 |
2021-01-04 |
| 116 |
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED |
Tso, Kin Man (SFC:BQP094) 曹健民 |
-Rep |
2021-01-05 |
2022-04-30 |
| 117 |
Brookfield Advisors (Hong Kong) Limited |
Tam, Chun Chiu 譚焌釗 |
-Rep |
2020-09-04 |
2021-01-06 |
| 118 |
|
|
-RO |
2021-01-06 |
2022-08-31 |
| 119 |
Campbell Lutyens Asia Pacific Limited |
McLean, Erik Alexander 麥克雷 |
-Rep |
2021-01-06 |
2024-03-08 |
| 120 |
|
Yoon, Dong Hyuk |
-RO |
2015-09-22 |
2020-12-31 |
| 121 |
CAPITAL GLOBAL MANAGEMENT LIMITED |
Chen, Po-Liang 陳柏良 |
-Rep |
2019-04-15 |
2021-01-13 |
| 122 |
|
|
+RO |
2021-01-13 |
|
| 123 |
|
Chou, Shih-Chun 周士淳 |
-Rep |
2020-06-09 |
2021-01-01 |
| 124 |
Capula Investment Management Asia Limited |
Anantharam, Vishweshwar |
-Rep |
2020-12-30 |
2021-07-05 |
| 125 |
|
Hau, William Chun Wai 侯振威 |
-Rep |
2021-01-04 |
2021-07-05 |
| 126 |
|
Law, Peyron Yiu Pong 羅耀邦 |
-Rep |
2016-01-11 |
2021-01-01 |
| 127 |
|
Striesow, Christopher |
-Rep |
2013-04-02 |
2021-01-11 |
| 128 |
|
|
-RO |
2021-01-11 |
2021-07-26 |
| 129 |
CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED |
Lee, Hwan Hee 李桓熙 |
+Rep |
2021-01-06 |
|
| 130 |
Carnegie Hill Capital Partners Limited |
Hung, Wai Lun 洪偉倫 |
-Rep |
2017-06-28 |
2021-01-06 |
| 131 |
CASH Wealth Management Limited |
Yang, Kwai Leung 楊桂良 |
-Rep |
2020-04-06 |
2021-01-05 |
| 132 |
CATHAY SECURITIES (HONG KONG) LIMITED |
Huang, Siyang (SFC:BQP743) 黃思楊 |
-Rep |
2021-01-07 |
2023-08-22 |
| 133 |
|
Lien, Hsiang Pu 連祥甫 |
-Rep |
2019-09-19 |
2020-12-31 |
| 134 |
Cavalry Management Asia, Limited |
Frank, Geoffrey Campbell |
-RO |
2021-01-12 |
2024-08-01 |
| 135 |
|
Yun, Chong-Long 雲從龍 |
-RO |
2021-01-12 |
2022-04-07 |
| 136 |
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED |
Mu, Zejun 牟澤軍 |
-Rep |
2019-01-29 |
2020-12-31 |
| 137 |
CCB INTERNATIONAL CAPITAL LIMITED |
Lee, Clement Lok Hin 李洛軒 |
-Rep |
2019-01-28 |
2020-12-31 |
| 138 |
|
Ning, Qianyang 宁千洋 |
+Rep |
2021-01-05 |
|
| 139 |
CCB INTERNATIONAL SECURITIES LIMITED |
Lam, Hok Hoi 林學海 |
-RO |
2015-01-29 |
2020-12-31 |
| 140 |
|
Li, Yue (SFC:BIN442) 李悅 |
-Rep |
2017-11-16 |
2020-12-31 |
| 141 |
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED |
Shang, Xiaojun 商曉君 |
-RO |
2011-09-27 |
2020-12-31 |
| 142 |
CEB International Capital Corporation Limited |
Sun, Jie (SFC:BBY954) 孫婕 |
-Rep |
2017-09-27 |
2021-01-08 |
| 143 |
CELESTIAL COMMODITIES LIMITED |
Chau, Chin Pang 周展鵬 |
-Rep |
|
2020-12-31 |
| 144 |
CELESTIAL SECURITIES LIMITED |
|
-Rep |
|
2020-12-31 |
| 145 |
|
Nip, Yau Ming 聶幼明 |
-Rep |
2004-04-07 |
2020-12-31 |
| 146 |
Central China International Futures Company Limited |
Dai, Luqian 代露茜 |
-Rep |
2018-08-02 |
2021-01-11 |
| 147 |
Central China International Securities Co., Limited |
|
-Rep |
2018-08-02 |
2021-01-11 |
| 148 |
|
Sun, Kangning 孫康宁 |
-Rep |
2016-09-01 |
2021-01-10 |
| 149 |
Central Universe Futures Limited |
Li, Hui (SFC:AYY608) 李輝 |
-Rep |
2021-01-05 |
2021-06-07 |
| 150 |
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED |
Lau, Wun Shan |
-Rep |
2020-12-31 |
2021-03-03 |
| 151 |
Cephei Capital Management (Hong Kong) Limited |
Wang, Yi (SFC:BBC899) 王一 |
-RO |
2018-01-05 |
2021-01-06 |
| 152 |
|
Wu, Andrew Kai 吳凱 |
-RO |
2019-08-15 |
2021-01-06 |
| 153 |
CES Commodities (HK) Limited |
Wong, Patrick Kwok Hing 黃國興 |
-RO |
2018-06-20 |
2020-12-31 |
| 154 |
|
Zhang, Jianjiao 張健嬌 |
+Rep |
2021-01-08 |
|
| 155 |
Changchun Securities Limited |
Chen, Chang (SFC:BQC233) 陳暢 |
-Rep |
2020-10-12 |
2020-12-31 |
| 156 |
CHIEF SECURITIES LIMITED |
Ma, Chun Ki 馬駿琪 |
-Rep |
2020-07-07 |
2021-01-08 |
| 157 |
|
Mok, Wai Fan 莫惠芬 |
+Rep |
2021-01-12 |
|
| 158 |
China Asset Management (Hong Kong) Limited |
Chow, Apollo Chung 周聰 |
-Rep |
2019-03-15 |
2021-01-06 |
| 159 |
|
Huang, Hengheng 黃衡衡 |
-RO |
2017-10-04 |
2020-12-31 |
| 160 |
|
Wang, Haili (SFC:BQQ575) 王海力 |
+Rep |
2021-01-13 |
|
| 161 |
CHINA EVERBRIGHT SECURITIES (HK) LIMITED |
Ip, Ka Yeung 葉家楊 |
+Rep |
2021-01-13 |
|
| 162 |
|
Ma, Kai (SFC:ANU813) 馬凱 |
-Rep |
2021-01-12 |
2021-03-25 |
| 163 |
|
Wong, William Koon Wei 黃觀威 |
-Rep |
2021-01-04 |
2021-04-28 |
| 164 |
|
Zhang, Jianjiao 張健嬌 |
+Rep |
2021-01-08 |
|
| 165 |
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED |
Ma, Kai (SFC:ANU813) 馬凱 |
-Rep |
2021-01-12 |
2021-03-25 |
| 166 |
China Finance KAB Limited |
Zeng, Yanling 曾燕玲 |
+Rep |
2021-01-04 |
|
| 167 |
China Galaxy International Futures (Hong Kong) Co., Limited |
Chau, Chin Pang 周展鵬 |
+Rep |
2021-01-06 |
|
| 168 |
China Galaxy International Securities (Hong Kong) Co., Limited |
|
+Rep |
2021-01-06 |
|
| 169 |
China Gather Wealth Financial Company Limited |
Lee Au, Lai Ming 李區麗明 |
-Rep |
2005-04-01 |
2020-12-30 |
| 170 |
CHINA GLORY SECURITIES COMPANY LIMITED |
Yeung, Ho Lin Colin 楊皓年 |
-Rep |
2020-09-30 |
2021-01-12 |
| 171 |
|
|
-RO |
2021-01-12 |
2021-07-09 |
| 172 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED |
Chan, Yin Fan (SFC:BKZ663) 陳燕芬 |
-Rep |
2017-09-18 |
2021-01-04 |
| 173 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED |
Chong, Peter Ping Leong 莊秉量 |
-Rep |
2017-06-22 |
2020-12-31 |
| 174 |
|
Fu, Joanne Shuk Man 符淑雯 |
-Rep |
2018-10-19 |
2020-12-31 |
| 175 |
|
Huang, Wenjun (SFC:AUT504) 黃文君 |
-Rep |
2018-06-19 |
2020-12-31 |
| 176 |
|
Tu, Min 涂敏 |
-Rep |
2021-01-12 |
2021-03-24 |
| 177 |
|
Yuen, Chu Ping 袁柱平 |
-Rep |
2015-02-09 |
2021-01-04 |
| 178 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED |
Fong, Chun Fai 方俊輝 |
-RO |
2020-05-29 |
2020-12-31 |
| 179 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED |
Chong, Peter Ping Leong 莊秉量 |
-Rep |
2017-09-18 |
2020-12-31 |
| 180 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED |
Chau, Che Huen 周芷萱 |
+Rep |
2021-01-06 |
|
| 181 |
|
Gao, Yunlong (SFC:AZB069) 高雲龍 |
-RO |
2016-09-30 |
2020-12-31 |
| 182 |
|
Wu, Bangxian 吳邦限 |
-Rep |
2020-12-30 |
2023-07-05 |
| 183 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED |
|
-Rep |
2020-12-30 |
2023-07-05 |
| 184 |
|
Zhu, Jieyi 朱杰毅 |
+Rep |
2021-01-06 |
|
| 185 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED |
He, Yuanyuan (SFC:BQP725) 何圓圓 |
-Rep |
2020-12-31 |
2021-05-30 |
| 186 |
|
Hu, Jiaming (SFC:BGF975) 胡珈銘 |
-Rep |
2015-09-15 |
2020-12-30 |
| 187 |
|
Li, Jiaqi (SFC:BQP723) 李嘉琪 |
-Rep |
2020-12-31 |
2022-06-20 |
| 188 |
|
Liu, Yang (SFC:BQP881) 劉洋 |
+Rep |
2021-01-06 |
|
| 189 |
|
Lu, Ruochen 呂若晨 |
-Rep |
2014-09-19 |
2021-01-04 |
| 190 |
|
Wong, Siu Hin 黃肇軒 |
-Rep |
2021-01-05 |
2024-04-18 |
| 191 |
|
Wu, Bangxian 吳邦限 |
-Rep |
2020-12-30 |
2023-07-05 |
| 192 |
|
Xie, Wenxi 謝文茜 |
-Rep |
2021-01-11 |
2024-08-30 |
| 193 |
|
Zhang, Hongtao (SFC:BQQ481) 張弘韜 |
+Rep |
2021-01-11 |
|
| 194 |
|
Zhang, Yuanyun 張元昀 |
+Rep |
2021-01-05 |
|
| 195 |
|
Zhu, Jieyi 朱杰毅 |
+Rep |
2021-01-06 |
|
| 196 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED |
Fong, Ronnie Chi Chuen 方志泉 |
-Rep |
2020-10-05 |
2020-12-31 |
| 197 |
|
Lin, Wenyi 林文意 |
-Rep |
2021-01-07 |
2021-06-16 |
| 198 |
|
Liu, Jingran 劉憬然 |
+Rep |
2021-01-05 |
|
| 199 |
|
Ng, Wang Chiu 吳宏超 |
-Rep |
2021-01-06 |
2023-08-31 |
| 200 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED |
Fong, Ronnie Chi Chuen 方志泉 |
-Rep |
2020-10-05 |
2020-12-31 |
| 201 |
|
Lin, Wenyi 林文意 |
-Rep |
2021-01-07 |
2021-06-16 |
| 202 |
|
Liu, Jingran 劉憬然 |
+Rep |
2021-01-05 |
|
| 203 |
|
Ng, Wang Chiu 吳宏超 |
-Rep |
2021-01-06 |
2023-08-31 |
| 204 |
China On Securities Limited |
Kung, Tin Yau 龔天佑 |
-RO |
2020-10-05 |
2020-12-31 |
| 205 |
|
Pang, Andrew Leung Wai 彭量為 |
-Rep |
2020-12-28 |
2021-01-05 |
| 206 |
|
|
-RO |
2021-01-05 |
2021-10-04 |
| 207 |
China PA Securities (Hong Kong) Company Limited |
Heung, Ho Pong 香浩邦 |
-Rep |
2020-12-30 |
2021-02-23 |
| 208 |
China Re Asset Management (Hong Kong) Company Limited |
Lei, Shuyu 雷澍宇 |
-Rep |
2015-11-16 |
2021-01-09 |
| 209 |
China Securities (International) Brokerage Company Limited |
Tsang, Ka Wai (SFC:AYC270) 曾嘉慧 |
-Rep |
2020-12-31 |
2021-09-10 |
| 210 |
|
Zhang, Kun (SFC:BEO135) 張坤 |
-Rep |
2014-11-28 |
2021-01-11 |
| 211 |
|
Zhang, Lunke 張倫可 |
-Rep |
2020-07-30 |
2021-01-08 |
| 212 |
CHINA SOUTHERN SECURITIES LIMITED |
Wong, Ho Chuen (SFC:ARO917) 黃浩全 |
-Rep |
2018-08-29 |
2021-01-11 |
| 213 |
|
|
+RO |
2021-01-11 |
|
| 214 |
|
Wong, Michael Sheh Chung 王錫聰 |
-Rep |
2021-01-04 |
2021-04-14 |
| 215 |
|
Wong, Sheh Hee Herman 王錫希 |
-Rep |
2021-01-04 |
2023-04-11 |
| 216 |
China Sunrise Capital Limited |
Shang, Lei (SFC:BNH677) 尚磊 |
-Rep |
2018-11-12 |
2021-01-12 |
| 217 |
China Vered Asset Management (Hong Kong) Limited |
Liu, Zhe (SFC:BOU144) 劉哲 |
-Rep |
2020-11-24 |
2021-01-04 |
| 218 |
|
Yu, Liang (SFC:BQM630) 余梁 |
-Rep |
2021-01-05 |
2022-12-14 |
| 219 |
China Vered Securities Limited |
Yang, Lei (SFC:BCY602) 楊雷 |
-RO |
2020-07-27 |
2020-12-31 |
| 220 |
CHINA ZHONG HENG FINANCE GROUP LIMITED |
Liu, Cheng Yi 劉正毅 |
-RO |
2020-09-21 |
2021-01-06 |
| 221 |
Chocolate Asset Management Limited |
Williamson, Peter George |
-Rep |
2021-01-11 |
2022-12-02 |
| 222 |
CHOW SANG SANG FUTURES LIMITED |
Lee, Toby Wing Keung 李永強 |
-RO |
2019-01-16 |
2020-12-31 |
| 223 |
Chuenman Securities Limited |
Chong, Ka Fai 莊嘉輝 |
-Rep |
2019-03-21 |
2021-01-08 |
| 224 |
CHUNG LEE SECURITIES COMPANY LIMITED |
Lee, Sing Wing 李盛榮 |
-RO |
2020-02-21 |
2021-01-04 |
| 225 |
CITIC Securities (Hong Kong) Limited |
Gu, Shiyi 顧詩意 |
-Rep |
2017-09-11 |
2020-12-31 |
| 226 |
|
He, Jiaozi 何驕子 |
-Rep |
2020-04-14 |
2021-01-04 |
| 227 |
|
Lai, Siu Fung (SFC:BQP574) 黎少峯 |
-Rep |
2021-01-04 |
2023-07-18 |
| 228 |
|
Miao, Cheng Ying 繆政穎 |
+Rep |
2021-01-11 |
|
| 229 |
|
Silvano, Randa Bangun |
-Rep |
2018-03-01 |
2020-12-31 |
| 230 |
|
Zhou, Shufan 周澍凡 |
-Rep |
2021-01-11 |
2024-09-03 |
| 231 |
CITIC Securities Asset Management (HK) Limited |
Liu, Xinguo (SFC:BOD325) 劉新國 |
-Rep |
2021-01-05 |
2021-01-07 |
| 232 |
|
|
+RO |
2021-01-07 |
|
| 233 |
|
Shao, Tianyi 邵天一 |
-Rep |
2021-01-06 |
2021-08-25 |
| 234 |
CITIC Securities Brokerage (HK) Limited |
Chen, Sisi (SFC:BFK206) 陳絲絲 |
+Rep |
2021-01-06 |
|
| 235 |
|
Lam, Ka Wun Gary 林家垣 |
-Rep |
2014-04-09 |
2021-01-08 |
| 236 |
|
Lam, Man Wai (SFC:AZF840) 林文偉 |
+Rep |
2021-01-06 |
|
| 237 |
|
Liu, Fang (SFC:BDY735) 劉方 |
-Rep |
2014-08-11 |
2021-01-05 |
| 238 |
|
Yang, Fan (SFC:BEF935) 楊帆 |
-Rep |
2014-09-30 |
2021-01-11 |
| 239 |
CITIC Securities CLSA Capital Partners (HK) Limited |
Qian, Haochen 錢灝宸 |
-Rep |
2021-01-07 |
2021-02-10 |
| 240 |
CITIC Securities Futures (HK) Limited |
Chen, Sisi (SFC:BFK206) 陳絲絲 |
+Rep |
2021-01-06 |
|
| 241 |
|
Lam, Man Wai (SFC:AZF840) 林文偉 |
+Rep |
2021-01-06 |
|
| 242 |
CITIC Securities International Global Markets Limited |
Lam, Ka Wun Gary 林家垣 |
-Rep |
2017-06-26 |
2021-01-08 |
| 243 |
|
Luk, Kwun Hei 陸冠希 |
+Rep |
2021-01-12 |
|
| 244 |
|
Tseng, Peter Wing Keung 曾永强 |
+Rep |
2021-01-12 |
|
| 245 |
|
Yang, Lujia (SFC:BBU233) 楊路加 |
-Rep |
2018-05-18 |
2021-01-11 |
| 246 |
Citigroup Global Markets Asia Limited |
Chang, Shu-Wei 張書維 |
-Rep |
2008-07-02 |
2021-01-11 |
| 247 |
|
Chen, Ying (SFC:BQN184) 陳莹 |
+Rep |
2021-01-04 |
|
| 248 |
|
Cheung, Ming (SFC:ABT543) 張明 |
-Rep |
2015-07-14 |
2020-12-31 |
| 249 |
|
Corones, Zachary Alexander |
-Rep |
2019-11-14 |
2021-01-13 |
| 250 |
|
Jiang, Joshua Wenbo |
+Rep |
2021-01-08 |
|
| 251 |
|
King, Yueh Hann 金約翰 |
-Rep |
|
2020-12-31 |
| 252 |
|
Li, Chi Keung (SFC:ACJ141) 李志強 |
-Rep |
|
2020-12-31 |
| 253 |
|
Li, Jing (SFC:ARI941) 李婧 |
-Rep |
2018-07-27 |
2021-01-01 |
| 254 |
|
Li, Monica Wing Yee 李穎懿 |
-Rep |
2009-07-21 |
2020-12-31 |
| 255 |
|
Lu, Wei (SFC:BNF423) 盧瑋 |
-Rep |
2018-07-25 |
2021-01-05 |
| 256 |
|
McQueen, Lee Michael |
+Rep |
2021-01-05 |
|
| 257 |
|
Rolfe, Roland Christopher (SFC:AVI388) |
+Rep |
2021-01-08 |
|
| 258 |
|
Wan, Lewis King Sun 尹景燊 |
-Rep |
2004-07-21 |
2020-12-31 |
| 259 |
|
Wang, Chu (SFC:BQO707) 王出 |
-Rep |
2021-01-06 |
2024-04-14 |
| 260 |
|
Wang, Kuo Liang 王國樑 |
-Rep |
2008-07-04 |
2020-12-31 |
| 261 |
|
Wong, Antonio Lung Man 黃隆民 |
-Rep |
|
2020-12-31 |
| 262 |
|
Yoon, Young Il |
+Rep |
2021-01-08 |
|
| 263 |
CITRUS SECURITIES LIMITED |
Loong, Fei Wan 龍飛雲 |
-RO |
2021-01-08 |
2021-11-30 |
| 264 |
|
Tang, Ye (SFC:ANQ032) 唐燁 |
+RO |
2021-01-08 |
|
| 265 |
CLC International Limited |
Kwong, Ka Leung 鄺嘉樑 |
-Rep |
2021-01-05 |
2021-07-31 |
| 266 |
CLC SECURITIES LIMITED |
Ma, Rujun 馬茹筠 |
-Rep |
2021-01-05 |
2023-07-12 |
| 267 |
CLSA LIMITED |
Gu, Shiyi 顧詩意 |
-Rep |
2017-09-11 |
2020-12-31 |
| 268 |
|
He, Jiaozi 何驕子 |
-Rep |
2020-04-14 |
2021-01-04 |
| 269 |
|
Lai, Siu Fung (SFC:BQP574) 黎少峯 |
-Rep |
2021-01-04 |
2023-07-18 |
| 270 |
|
Li, Xiang (SFC:BDP861) 李想 |
+Rep |
2021-01-05 |
|
| 271 |
|
Miao, Cheng Ying 繆政穎 |
+Rep |
2021-01-11 |
|
| 272 |
|
Silvano, Randa Bangun |
-Rep |
2018-03-01 |
2020-12-31 |
| 273 |
|
Uchiyama, Hirotaka |
-Rep |
2017-10-31 |
2020-12-31 |
| 274 |
|
Ved, Premal Gopaldas |
-Rep |
2018-03-07 |
2021-01-06 |
| 275 |
|
Zhou, Shufan 周澍凡 |
-Rep |
2021-01-11 |
2024-09-03 |
| 276 |
CMB International Securities Limited |
Wang, Bingjie (SFC:BOL715) 王秉劼 |
-Rep |
2019-06-17 |
2021-01-08 |
| 277 |
CMBC ASSET MANAGEMENT COMPANY LIMITED |
Li, Guanda 李冠達 |
-Rep |
2021-01-07 |
2021-12-28 |
| 278 |
|
Yu, Dalin 于大林 |
-RO |
2019-01-30 |
2021-01-12 |
| 279 |
CMBC International Capital Limited |
Zhou, You (SFC:BHG937) 周游 |
+Rep |
2021-01-04 |
|
| 280 |
CMBC INTERNATIONAL FUTURES COMPANY LIMITED |
So, Kwok Kwan 蘇國堃 |
-Rep |
2018-01-29 |
2020-12-31 |
| 281 |
CMBC SECURITIES COMPANY LIMITED |
|
-Rep |
2018-01-29 |
2020-12-31 |
| 282 |
|
Yu, Dalin 于大林 |
-Rep |
2019-08-20 |
2021-01-12 |
| 283 |
|
Zhou, You (SFC:BHG937) 周游 |
+Rep |
2021-01-04 |
|
| 284 |
CMH Capital Co., Limited |
Wu, Jonathan Sheung Kai 伍尚楷 |
-RO |
2015-02-24 |
2021-01-11 |
| 285 |
|
|
-Rep |
2021-01-11 |
2022-06-30 |
| 286 |
CMS ASSET MANAGEMENT (HK) CO., LIMITED |
Zhang, Rui (SFC:BQB519) 張芮 |
-Rep |
2020-09-09 |
2021-01-04 |
| 287 |
|
|
-RO |
2021-01-04 |
2021-11-26 |
| 288 |
|
Zhao, Zefen 趙則芬 |
-Rep |
2020-12-31 |
2022-06-02 |
| 289 |
CMS CAPITAL (HK) CO., LIMITED |
Mao, Yunjun 毛雲鋆 |
-Rep |
2021-01-05 |
2021-06-17 |
| 290 |
CNI Global Assets Management Limited (HK) |
Fox, Robin Jonathan Gibbs |
+Rep |
2021-01-04 |
|
| 291 |
CNI GLOBAL CAPITAL LIMITED |
Brewer, James Christopher 布林生 |
-Rep |
2021-01-05 |
2022-05-06 |
| 292 |
CNI Securities Group Limited |
Zhang, Miao (SFC:BOX399) 張淼 |
-Rep |
2021-01-11 |
2021-03-31 |
| 293 |
COLLER CAPITAL (HONG KONG) LIMITED |
Han, Ji Eun 韓知恩 |
+Rep |
2021-01-13 |
|
| 294 |
Conning Asia Pacific Limited |
Li, Bo (SFC:BPD375) 李博 |
-Rep |
2020-09-14 |
2020-12-31 |
| 295 |
Convera Hong Kong Limited |
Bishop, Simon John (SFC:BGZ461) |
-RO |
2016-05-20 |
2020-12-31 |
| 296 |
|
Chan, Patrick Wai Ming 陳偉明 |
-Rep |
2019-11-27 |
2020-12-31 |
| 297 |
|
Chiang, Ching Ching 蔣青青 |
-Rep |
2016-07-18 |
2020-12-31 |
| 298 |
|
Chow, Michael Chi Kit 周志傑 |
-Rep |
2016-06-15 |
2020-12-31 |
| 299 |
|
Choy, Yee Ting 蔡綺婷 |
-Rep |
2019-04-09 |
2020-12-31 |
| 300 |
|
Hung, Carmen Ka Man 洪嘉敏 |
-Rep |
2016-06-15 |
2020-12-31 |
| 301 |
|
Janssen, Svend |
-RO |
2019-06-13 |
2020-12-31 |
| 302 |
|
Kwan, Po Fu 關保富 |
-Rep |
2018-04-27 |
2020-12-31 |
| 303 |
|
Lam, Po Shan 林寶姗 |
-Rep |
2020-06-12 |
2020-12-31 |
| 304 |
|
Lau, Verda Woon Yan 劉煥欣 |
-Rep |
2020-02-04 |
2020-12-31 |
| 305 |
|
Leung, David Lut Yan 梁律仁 |
-Rep |
2019-09-02 |
2020-12-31 |
| 306 |
|
Leung, Siu Man (SFC:BHQ260) 梁少敏 |
-Rep |
2016-06-21 |
2020-12-31 |
| 307 |
|
Mak, Sai Hung 麥世雄 |
-Rep |
2016-06-16 |
2020-12-31 |
| 308 |
|
So, Wing Tung (SFC:BHQ263) 蘇永東 |
-Rep |
2016-06-20 |
2020-12-31 |
| 309 |
|
Tsang, Chui Ying (SFC:BHS093) 曾翠瑩 |
-Rep |
2016-06-30 |
2020-12-31 |
| 310 |
|
Woo, Kai Hon 胡啟康 |
-Rep |
2017-11-14 |
2020-12-31 |
| 311 |
|
Yeung, Pik Ha 楊碧霞 |
-Rep |
2016-06-17 |
2020-12-31 |
| 312 |
|
Yeung, Tung Leong 楊東亮 |
-Rep |
2020-03-04 |
2020-12-31 |
| 313 |
|
Yuen, Wing Tung (SFC:BLX127) 阮詠冬 |
-Rep |
2018-01-12 |
2020-12-31 |
| 314 |
CORNERSTONE ASSET MANAGEMENT LIMITED |
Kwok, Felix Wing Ho 郭永晧 |
-RO |
2020-05-08 |
2021-01-12 |
| 315 |
CORNERSTONE SECURITIES LIMITED |
|
-RO |
2016-08-24 |
2021-01-12 |
| 316 |
CORPORATE BROKERS LIMITED |
Chan, Chi Cheung (SFC:ACQ786) 陳智翔 |
+Rep |
2021-01-11 |
|
| 317 |
|
Ng, Shiu Ki (SFC:AAC791) 吳兆基 |
-RO |
2004-05-07 |
2020-12-31 |
| 318 |
|
|
+Rep |
2020-12-31 |
|
| 319 |
CORPORATE COMMODITIES LIMITED |
|
-RO |
2014-09-30 |
2020-12-31 |
| 320 |
|
|
+Rep |
2020-12-31 |
|
| 321 |
CORRINGTON SECURITIES & INVESTMENT LIMITED |
Chan, Kam Cheung 陳錦祥 |
-Rep |
2015-08-21 |
2020-12-31 |
| 322 |
|
Ng, Tsz Kin (SFC:BBF141) 吳梓健 |
-RO |
2016-12-13 |
2020-12-31 |
| 323 |
Credit Suisse (Hong Kong) Limited |
Chen, Yow Bang 陳佑邦 |
-Rep |
2008-05-08 |
2021-01-11 |
| 324 |
|
Chui, Yuk Ming 徐旭明 |
-Rep |
2018-04-10 |
2020-12-31 |
| 325 |
|
Chung, Nicholas 鍾傲南 |
-Rep |
2021-01-08 |
2023-06-23 |
| 326 |
|
Lokesh, Lekith Kumar Chikanayak |
-Rep |
2019-01-24 |
2021-01-04 |
| 327 |
|
|
-RO |
2021-01-04 |
2021-10-25 |
| 328 |
|
Wang, Can (SFC:BNT143) 王燦 |
-Rep |
2018-11-01 |
2020-12-31 |
| 329 |
|
Yang, Sikai (SFC:BFA187) 楊斯凱 |
-Rep |
2021-01-04 |
2022-03-23 |
| 330 |
|
Yin, Chenggong 尹成功 |
-Rep |
2021-01-06 |
2022-10-27 |
| 331 |
Credit Suisse Securities (Hong Kong) Limited |
Chui, Yuk Ming 徐旭明 |
-Rep |
2018-04-10 |
2020-12-31 |
| 332 |
|
Yin, Chenggong 尹成功 |
-Rep |
2021-01-06 |
2022-10-27 |
| 333 |
Crescendo Greater China Limited |
Lee, Chun Hin (SFC:BIT239) 李震軒 |
-RO |
2020-07-30 |
2021-01-01 |
| 334 |
|
Tian, Yuanhui 田原薈 |
+Rep |
2021-01-06 |
|
| 335 |
CSI Partners HK Limited |
Qian, Haochen 錢灝宸 |
-Rep |
2019-06-25 |
2020-12-30 |
| 336 |
|
Shen, Gujing 沈谷菁 |
-Rep |
2016-04-12 |
2020-12-30 |
| 337 |
|
Zhang, Hongyi (SFC:BIZ596) 張弘毅 |
-Rep |
2017-02-14 |
2020-12-30 |
| 338 |
CSOP Asset Management Limited |
Zhang, Jiaying (SFC:BNN287) 張佳英 |
-Rep |
2018-09-13 |
2020-12-31 |
| 339 |
CSPI Credit Ratings Company Limited |
Ha, Vincent Sui Man 哈穗民 |
-Rep |
2021-01-11 |
2024-03-08 |
| 340 |
CTW SECURITIES LIMITED |
Leung, C Jun Christopher 梁思進 |
-Rep |
2020-05-22 |
2021-01-01 |
| 341 |
D. E. Shaw & Co. (Asia Pacific) Limited |
Kim, Yeun Joo |
+Rep |
2021-01-04 |
|
| 342 |
DA International Asset Management Limited |
Ho, Ting Fung (SFC:BHS033) 何霆鋒 |
-Rep |
2020-10-29 |
2020-12-30 |
| 343 |
|
|
-RO |
2020-12-30 |
2021-02-26 |
| 344 |
Daiwa Capital Markets Hong Kong Limited |
Nie, Zhuofei 聶卓非 |
+Rep |
2021-01-04 |
|
| 345 |
DBS VICKERS (HONG KONG) LIMITED |
Chui, Man Nga 崔雯雅 |
-Rep |
2016-06-06 |
2021-01-10 |
| 346 |
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED |
Kwong, Ping Keung 鄺炳強 |
-RO |
|
2021-01-01 |
| 347 |
DEUTSCHE SECURITIES ASIA LIMITED |
Ge, Guanhong |
-Rep |
2017-09-29 |
2020-12-31 |
| 348 |
|
Moreira, Nicholas Hubert |
-RO |
2012-12-13 |
2021-01-05 |
| 349 |
DL SECURITIES (HK) LIMITED |
Wang, Yan (SFC:BOA764) 王琰 |
-Rep |
2021-01-11 |
2022-07-31 |
| 350 |
|
Xu, Tiantian (SFC:BJR785) 徐天添 |
-Rep |
2020-11-19 |
2021-01-11 |
| 351 |
|
|
-RO |
2021-01-11 |
2024-03-01 |
| 352 |
dLab Asset Management Limited |
Kwan, Warren Lai On 關澧安 |
-RO |
2017-07-11 |
2021-01-03 |
| 353 |
Dongxing Securities (Hong Kong) Asset Management Company Limited |
Guo, Chaofeng 郭朝峰 |
-Rep |
2020-12-03 |
2021-01-04 |
| 354 |
|
|
-RO |
2021-01-04 |
2021-05-07 |
| 355 |
Dongxing Securities (Hong Kong) Company Limited |
Wong, Brenda Yin Kwan 黃衍筠 |
-RO |
2017-07-18 |
2020-12-31 |
| 356 |
Double Haven Capital (Hong Kong) Limited |
Bahra, Kanwaljit Singh |
-RO |
2018-07-12 |
2020-12-31 |
| 357 |
|
Brennan, Martin (SFC:AHN339) |
-Rep |
2011-08-02 |
2020-12-31 |
| 358 |
|
Doud, Thomas Andrew |
-RO |
2012-09-11 |
2020-12-31 |
| 359 |
|
Lee, Man Hon (SFC:AVC108) 李文瀚 |
-Rep |
2013-06-27 |
2020-12-31 |
| 360 |
|
McDade, Richard William |
-Rep |
2016-12-13 |
2020-12-31 |
| 361 |
|
Vaswani, Arun Purushotam |
-Rep |
2011-10-31 |
2020-12-31 |
| 362 |
|
Walter, David Ronald James |
-Rep |
2018-04-24 |
2020-12-31 |
| 363 |
DT Securities & Futures Co. Limited |
Mak, Chun Yuen (SFC:BQL894) 麥俊炫 |
-Rep |
2021-01-05 |
2022-07-26 |
| 364 |
EAM Investment Advisors Limited |
Li, Yisui 李依穗 |
-Rep |
2020-06-24 |
2020-12-31 |
| 365 |
East Point Asset Management Limited |
Liu, Zhenhua (SFC:BHT759) 劉振華 |
-RO |
2021-01-06 |
2024-03-13 |
| 366 |
|
Walsh, Simon Hastings Patrick |
-RO |
2021-01-06 |
2024-03-13 |
| 367 |
Eddid Securities and Futures Limited |
Lin, Xuanxuan 林璇璇 |
-Rep |
2021-01-08 |
2021-10-27 |
| 368 |
ELLIOTT ADVISORS (HK) LIMITED |
Bayliss, James Michael Edward |
-RO |
2020-08-06 |
2020-12-31 |
| 369 |
|
Ciardi, Francesco (SFC:BPV396) |
-RO |
2020-09-17 |
2020-12-31 |
| 370 |
|
Nonnenmacher, Sophie Sabine |
-RO |
2020-08-04 |
2020-12-31 |
| 371 |
|
Yu, Tao (SFC:BOC108) 于濤 |
-Rep |
2019-02-15 |
2020-12-31 |
| 372 |
EMINENCE ASSET MANAGEMENT (ASIA) LIMITED |
Martigny, Florian Armand Julien |
-RO |
2020-06-19 |
2020-12-31 |
| 373 |
Emperio Securities And Assets Management Limited |
Chan, Man Sze (SFC:AZZ250) 陳敏思 |
-Rep |
2021-01-07 |
2021-01-28 |
| 374 |
|
Ho, Chung Ming 何仲明 |
-Rep |
2020-09-18 |
2021-01-12 |
| 375 |
|
|
-RO |
2021-01-12 |
2021-06-30 |
| 376 |
ENHANCED INVESTMENT PRODUCTS LIMITED |
Chau, Kenneth Ka Yue 周家裕 |
+Rep |
2021-01-05 |
|
| 377 |
Enhanced Securities Limited |
Lo, Christopher Tak Hung 勞德鴻 |
-Rep |
2016-06-17 |
2021-01-07 |
| 378 |
|
|
-RO |
2021-01-07 |
2022-07-06 |
| 379 |
EQT Partners Asia Limited |
Mok, Martin Kwan Ting 莫昆庭 |
-RO |
2009-11-23 |
2020-12-31 |
| 380 |
Eurizon Capital Asia Limited |
Man, Ka Ming (SFC:BBT494) 文家明 |
-Rep |
2020-12-30 |
2021-04-16 |
| 381 |
EVENSTAR ADVISORS LIMITED |
Yu Bai, Daniel |
-Rep |
2018-09-20 |
2020-12-31 |
| 382 |
Ever-Long Capital Management Limited (b2014-01-15) |
Cheng, Kai-Jen 鄭凱仁 |
+Rep |
2021-01-08 |
|
| 383 |
|
Lai, Kwan Pak 黎君柏 |
-Rep |
2018-07-30 |
2021-01-04 |
| 384 |
|
|
-RO |
2021-01-04 |
2023-02-28 |
| 385 |
Everbright Securities Digital Finance (HK) Limited |
Ip, Ka Yeung 葉家楊 |
+Rep |
2021-01-13 |
|
| 386 |
|
Zhang, Jianjiao 張健嬌 |
+Rep |
2021-01-08 |
|
| 387 |
Everbright Securities Global (HK) Limited |
Wong, Patrick Kwok Hing 黃國興 |
-RO |
2016-06-08 |
2020-12-31 |
| 388 |
Everbright Securities Investment Services (HK) Limited |
He, Xiaoying (SFC:BFN544) 何曉瑩 |
+Rep |
2021-01-07 |
|
| 389 |
|
Ip, Ka Yeung 葉家楊 |
+Rep |
2021-01-13 |
|
| 390 |
|
Ng, Cheuk Man (SFC:BNP500) 伍婥敏 |
-Rep |
2018-10-08 |
2021-01-03 |
| 391 |
|
Wong, Patrick Kwok Hing 黃國興 |
-RO |
|
2020-12-31 |
| 392 |
|
Wong, William Koon Wei 黃觀威 |
-Rep |
2021-01-04 |
2021-04-28 |
| 393 |
|
Zhang, Jianjiao 張健嬌 |
+Rep |
2021-01-08 |
|
| 394 |
Evercore Asia Limited |
Leviseur, David William Hugo |
-Rep |
2015-03-16 |
2020-12-31 |
| 395 |
ExodusPoint Capital Management Hong Kong, Limited |
Li, Wei (SFC:BIC106) 李巍 |
-Rep |
2020-12-31 |
2022-12-31 |
| 396 |
|
Weng, Tao 翁韜 |
-Rep |
2021-01-04 |
2023-01-21 |
| 397 |
Feifan Asset Management Co., Limited |
Xue, Wanhua 薜萬華 |
-RO |
2020-01-24 |
2020-12-31 |
| 398 |
FIL Investment Management (Hong Kong) Limited |
So, Ka Wai (SFC:BNC194) 蘇嘉慧 |
-Rep |
2018-07-25 |
2021-01-13 |
| 399 |
First Prosperous Asset Management Company Limited |
Ma, Di (SFC:BNB075) 马迪 |
-RO |
2020-09-02 |
2020-12-31 |
| 400 |
|
Wang, Yan (SFC:BOA764) 王琰 |
-Rep |
2020-05-12 |
2021-01-04 |
| 401 |
First Prosperous Capital Company Limited |
Ma, Di (SFC:BNB075) 马迪 |
-Rep |
2019-08-20 |
2020-12-31 |
| 402 |
|
Wang, Yan (SFC:BOA764) 王琰 |
-Rep |
2020-05-12 |
2021-01-04 |
| 403 |
FIRST SECURITIES (HK) LIMITED |
Kuo, Shu Chen (SFC:BIV833) 郭淑貞 |
-Rep |
2017-12-12 |
2021-01-01 |
| 404 |
FIRST SHANGHAI CAPITAL LIMITED |
Lu, Yunfei (SFC:BQO614) 盧云飛 |
+Rep |
2021-01-04 |
|
| 405 |
FIRST SHANGHAI FUTURES LIMITED |
Mak, Tin Yan 麥天恩 |
-Rep |
2018-07-19 |
2021-01-10 |
| 406 |
|
Sung, Wai Kei 宋偉基 |
-Rep |
2019-09-27 |
2021-01-03 |
| 407 |
FIRST SHANGHAI SECURITIES LIMITED |
Ding, Shen 丁燊 |
-Rep |
2018-01-15 |
2020-12-31 |
| 408 |
|
Mak, Tin Yan 麥天恩 |
-Rep |
2018-07-19 |
2021-01-10 |
| 409 |
|
Sung, Wai Kei 宋偉基 |
-Rep |
2019-09-27 |
2021-01-03 |
| 410 |
FLOW TRADERS HONG KONG LIMITED |
Quinn, Mitchell Douglas |
-Rep |
2021-01-05 |
2021-11-16 |
| 411 |
FORTUNE (HK) SECURITIES LIMITED |
Lok, Ka Fai (SFC:AYL132) 駱嘉暉 |
-RO |
2018-12-13 |
2021-01-13 |
| 412 |
FORTUNE FINANCIAL CAPITAL LIMITED |
|
-RO |
2020-04-16 |
2021-01-13 |
| 413 |
Fosun International Securities Limited |
Lai, Pei Chung 黎沛沖 |
-Rep |
2020-10-30 |
2020-12-31 |
| 414 |
Founder Securities (Hong Kong) Capital Company Limited |
Wang, Xiao (SFC:BGK625) 汪霄 |
-Rep |
2018-07-04 |
2020-12-31 |
| 415 |
|
Wong, Sai Fu 黃世富 |
-RO |
2018-06-01 |
2020-12-31 |
| 416 |
FOUNDER SECURITIES (HONG KONG) LIMITED |
Wang, Xiao (SFC:BGK625) 汪霄 |
-Rep |
2017-08-29 |
2020-12-31 |
| 417 |
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED |
Browning, Mark Banks |
-RO |
2007-01-05 |
2020-12-31 |
| 418 |
FRONTIER CAPITAL MANAGEMENT LIMITED (HK) |
Lo, Wai Lun (SFC:AVM934) 盧煒燐 |
-Rep |
2020-11-24 |
2021-01-04 |
| 419 |
FTFT International Securities and Futures Limited |
Yao, Man Yi 姚敏怡 |
-Rep |
2018-07-27 |
2020-12-31 |
| 420 |
FUBON SECURITIES (HONG KONG) LIMITED |
Chen, Hsiu-Hsiu 陳秀秀 |
+Rep |
2021-01-12 |
|
| 421 |
|
Hsieh, Pei-Chun 謝沛錞 |
-Rep |
2019-06-20 |
2020-12-31 |
| 422 |
|
Huang, Lingwen 黃羚雯 |
-Rep |
2020-08-03 |
2020-12-31 |
| 423 |
|
Lin, Chun-Chi 林春吉 |
-RO |
2019-06-05 |
2020-12-31 |
| 424 |
|
Shi, Yanguan 石燕冠 |
-Rep |
2019-09-06 |
2020-12-31 |
| 425 |
FULBRIGHT SECURITIES LIMITED |
Yu, Kar Po 余家寶 |
-Rep |
2008-04-22 |
2020-12-31 |
| 426 |
FULLGOAL ASSET MANAGEMENT (HK) LIMITED |
Guo, Sijing 郭思靜 |
-Rep |
2014-04-09 |
2021-01-12 |
| 427 |
Funderstone Futures Limited |
Cheung, Jeffrey Kwok On |
-Rep |
2021-01-08 |
2021-08-18 |
| 428 |
Funderstone Securities Limited |
|
-Rep |
2021-01-08 |
2021-08-18 |
| 429 |
Futu Securities International (HONG KONG) Limited |
Chen, Yunyu 陳韵羽 |
-Rep |
2021-01-06 |
2021-06-18 |
| 430 |
FWD Financial Planning Limited (HK) |
Yung, Alex Shu Ho 容樹濠 |
+Rep |
2021-01-12 |
|
| 431 |
Gamma Consortium Limited (The) |
Dias, Richard Percival 戴禮徹 |
-RO |
2017-12-27 |
2021-01-01 |
| 432 |
GAOYU SECURITIES LIMITED |
Lau, Yu Leong 劉宇亮 |
-Rep |
2020-06-05 |
2020-12-31 |
| 433 |
|
Lee, William Ho Leung 李浩良 |
+RO |
2020-12-31 |
|
| 434 |
GCI Asset Management, HK Limited |
Mullapudi, Hari Kiran |
-Rep |
2021-01-06 |
2023-07-14 |
| 435 |
Generations Partners Company Limited |
Li, Yucai (SFC:BJP792) 李宇才 |
-Rep |
2021-01-04 |
2022-04-30 |
| 436 |
GET NICE SECURITIES LIMITED |
Chan, Lap Chun 陳立俊 |
-Rep |
2021-01-04 |
2023-03-27 |
| 437 |
|
So, Eley Wing Hung 蘇永雄 |
-Rep |
2021-01-04 |
2024-03-28 |
| 438 |
GF Asset Management (Hong Kong) Limited |
Ye, Yong (SFC:AOB368) 叶勇 |
+RO |
2021-01-07 |
|
| 439 |
GF Capital (Hong Kong) Limited |
Chen, Liguo 陳立國 |
-Rep |
2018-12-21 |
2020-12-31 |
| 440 |
|
Huang, Sike 黃斯軻 |
-Rep |
2021-01-11 |
2021-09-30 |
| 441 |
|
Xu, Sihan (SFC:BQO141) 許斯晗 |
-Rep |
2020-12-31 |
2021-04-23 |
| 442 |
GF FUTURES (HONG KONG) CO., LIMITED |
Tan, Derrick Wie Hon 陳威雄 |
-Rep |
2013-03-11 |
2020-12-30 |
| 443 |
GF International Investment Management Limited |
Dai, Yuqing (SFC:BHR646) 戴宇清 |
-Rep |
2019-10-18 |
2021-01-06 |
| 444 |
GF Securities (Hong Kong) Brokerage Limited |
Chan, Fai Shing 陳輝盛 |
+Rep |
2021-01-13 |
|
| 445 |
|
Qiu, Changwei 邱長偉 |
-Rep |
2019-03-01 |
2021-01-08 |
| 446 |
|
Tan, Derrick Wie Hon 陳威雄 |
-Rep |
2013-03-11 |
2020-12-30 |
| 447 |
|
Xu, Sihan (SFC:BQO141) 許斯晗 |
-Rep |
2020-12-31 |
2021-04-23 |
| 448 |
GFI (HK) SECURITIES L.L.C. |
Lougare, Thibaud Jean-Marie |
-Rep |
2020-03-20 |
2021-01-12 |
| 449 |
Glory Sun Securities Limited |
Ng, Ka Sing 吳家星 |
-Rep |
2020-12-30 |
2021-12-14 |
| 450 |
|
Pan, Kin Ming 彭建明 |
-Rep |
2021-01-11 |
2023-06-30 |
| 451 |
GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED |
Chow, Kwun Hung 周冠雄 |
+RO |
2020-12-30 |
|
| 452 |
|
Wong, Kin Pong (SFC:AJN217) 黃建邦 |
+RO |
2020-12-30 |
|
| 453 |
Golden Asset Management Co., Limited |
Mak, Pui Yee (SFC:BQM362) 麥佩儀 |
-Rep |
2021-01-06 |
2024-04-18 |
| 454 |
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED |
Xia, Yue (SFC:BQN163) 夏玥 |
-Rep |
2021-01-12 |
2021-05-10 |
| 455 |
GOLDMAN SACHS (ASIA) L.L.C. |
Cumming, Fiona Joy 金安琪 |
-Rep |
2013-07-31 |
2021-01-01 |
| 456 |
|
Fu, Ning 付寧 |
-Rep |
2021-01-11 |
2021-08-01 |
| 457 |
|
Koll, Kathy Mitsuko |
-Rep |
2010-03-09 |
2021-01-11 |
| 458 |
|
Ooi, Wei Ming (SFC:BNX372) 黃偉銘 |
-Rep |
2018-12-11 |
2021-01-01 |
| 459 |
|
Wang, Yunyi (SFC:BQP890) 王蘊熠 |
-Rep |
2021-01-08 |
2021-02-04 |
| 460 |
|
Zhong, Hongda 鐘宏達 |
+Rep |
2021-01-08 |
|
| 461 |
GOLDMAN SACHS (ASIA) SECURITIES LIMITED |
Fu, Ning 付寧 |
-Rep |
2021-01-11 |
2021-08-01 |
| 462 |
Goldman Sachs Asset Management (Hong Kong) Limited |
Chen, Tianyun 陳天韻 |
-Rep |
2019-05-30 |
2021-01-06 |
| 463 |
|
Messier, Gerald |
-Rep |
2018-03-07 |
2021-01-09 |
| 464 |
Grace Financial Limited (HK) |
Chia, Kok Onn 謝國安 |
-RO |
2011-06-16 |
2020-12-31 |
| 465 |
Grand Moore Capital Limited |
Zhou, You (SFC:BHG937) 周游 |
-Rep |
2018-01-10 |
2021-01-04 |
| 466 |
Grandview Capital Group Limited |
Hung, Chiu Tung 洪顥倫 |
-Rep |
2021-01-06 |
2021-12-08 |
| 467 |
GRANSING SECURITIES CO., LIMITED |
Wong, Tsz Pan (SFC:AMU162) 黃子賓 |
-Rep |
2021-01-08 |
2021-03-31 |
| 468 |
Great Wall Pan Asia Asset Management Limited |
Li, Qi (SFC:AGM782) 李琦 |
-RO |
2018-03-23 |
2020-12-31 |
| 469 |
|
Liao, Jie (SFC:BQH159) 廖杰 |
-Rep |
2021-01-06 |
2022-11-11 |
| 470 |
Green Harmony Securities Limited |
Xiong, Yun 熊贇 |
-Rep |
2019-10-23 |
2021-01-07 |
| 471 |
|
|
-RO |
2021-01-07 |
2023-08-30 |
| 472 |
Greencourt Financial Co., Limited |
Chu, Wah Cheung 朱華章 |
-Rep |
2020-12-11 |
2021-01-05 |
| 473 |
|
|
-RO |
2021-01-05 |
2021-12-17 |
| 474 |
|
Leung, Tat Lung 梁達龍 |
-RO |
2019-12-17 |
2020-12-31 |
| 475 |
GROW Asset Management (HK) Limited |
Liao, Wei (SFC:AYJ548) 廖薇 |
-Rep |
2019-03-01 |
2020-12-31 |
| 476 |
GSA Capital Partners (Hong Kong) Limited |
Spence, Kevin (SFC:BOH486) |
-RO |
2019-08-15 |
2020-12-31 |
| 477 |
Guohua International Asset Management Limited |
Cheung, Hoi Ting (SFC:BHM242) 張凱婷 |
-Rep |
2021-01-07 |
2022-12-31 |
| 478 |
Guosen Securities (HK) Brokerage Company, Limited |
Lau, Ka Yi (SFC:BIG902) 劉嘉怡 |
-Rep |
2020-12-08 |
2021-01-11 |
| 479 |
|
Zhao, Yifan (SFC:BNG821) 趙一帆 |
-Rep |
2019-09-30 |
2021-01-08 |
| 480 |
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED |
Liang, Yuxuan 梁雨轩 |
-Rep |
2018-12-07 |
2020-12-31 |
| 481 |
|
Song, Jiaying (SFC:BDY877) 宋佳穎 |
-Rep |
2017-02-23 |
2021-01-04 |
| 482 |
|
Zhang, Chonghui 張崇輝 |
-Rep |
2019-01-29 |
2020-12-31 |
| 483 |
GUOTAI JUNAN CAPITAL LIMITED |
Duan, Yanni 段燕妮 |
-Rep |
2020-03-16 |
2021-01-05 |
| 484 |
|
Hui, Hin Long 許軒朗 |
-Rep |
2017-09-15 |
2021-01-07 |
| 485 |
|
Meng, Yuyang 孟渝陽 |
-Rep |
2020-01-17 |
2020-12-31 |
| 486 |
|
Qiu, Guoquan 邱國權 |
-Rep |
2020-01-03 |
2020-12-31 |
| 487 |
|
Sheng, Chen (SFC:BQO794) 盛晨 |
-Rep |
2020-12-30 |
2021-08-27 |
| 488 |
|
Yan, Ximin 嚴晞敏 |
-Rep |
2019-12-19 |
2020-12-31 |
| 489 |
|
Yu, Chenkai 郁晨凱 |
-Rep |
2019-12-06 |
2020-12-31 |
| 490 |
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED |
Cheng, Siu Wa (SFC:ADG364) 鄭少華 |
+Rep |
2021-01-11 |
|
| 491 |
|
Lau, Tsz Hung 劉子雄 |
-Rep |
2019-04-16 |
2021-01-10 |
| 492 |
|
Wan, Lu 萬璐 |
-Rep |
2019-09-09 |
2021-01-07 |
| 493 |
|
Wang, Weiwei (SFC:BMU905) 王瑋韡 |
-Rep |
2018-04-20 |
2020-12-31 |
| 494 |
Guotai Junan FX Limited |
Lau, Tsz Hung 劉子雄 |
-Rep |
2020-12-16 |
2021-01-10 |
| 495 |
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED |
Cheng, Siu Wa (SFC:ADG364) 鄭少華 |
+Rep |
2021-01-11 |
|
| 496 |
|
Chung, Wai Pan 鍾維斌 |
-Rep |
2017-11-16 |
2020-12-31 |
| 497 |
|
Lau, Tsz Hung 劉子雄 |
-Rep |
2019-04-16 |
2021-01-10 |
| 498 |
|
Wan, Lu 萬璐 |
-Rep |
2019-08-09 |
2021-01-07 |
| 499 |
|
Wang, Weiwei (SFC:BMU905) 王瑋韡 |
-Rep |
2018-04-20 |
2020-12-31 |
| 500 |
|
Yang, Yongqing (SFC:BOM626) 楊永晴 |
-Rep |
2019-07-10 |
2021-01-04 |
| 501 |
|
Yu, An Li 余安麗 |
-Rep |
2020-12-07 |
2020-12-30 |
| 502 |
GUOYUAN FUTURES (HONG KONG) LIMITED |
Du, Qingwen 杜清雯 |
-Rep |
2019-10-22 |
2020-12-31 |
| 503 |
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED |
|
-Rep |
2019-10-22 |
2020-12-31 |
| 504 |
Haitong Futures Hong Kong Limited |
Wong, Fish Yuk Yu 黃堉瑀 |
-RO |
2019-06-21 |
2021-01-13 |
| 505 |
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED |
Zhu, Diyi 朱迪奕 |
-Rep |
2017-10-04 |
2021-01-05 |
| 506 |
HAITONG INTERNATIONAL CAPITAL LIMITED |
Xie, Xinxin (SFC:BHZ673) 謝心馨 |
+Rep |
2021-01-04 |
|
| 507 |
HAITONG INTERNATIONAL FUTURES LIMITED |
Chan, Kwong Hoi 陳廣海 |
-Rep |
2019-08-14 |
2021-01-13 |
| 508 |
|
Cheung, Chun Kit (SFC:APO195) 張駿傑 |
-Rep |
2007-09-04 |
2021-01-08 |
| 509 |
|
Chung, Dennis Wei Chiu 鍾滙超 |
-Rep |
2020-09-10 |
2021-01-06 |
| 510 |
|
Fu, Xiaoqing 傅曉青 |
-Rep |
2015-07-15 |
2020-12-31 |
| 511 |
|
Tse, Sheung Ming Darren 謝尚明 |
-Rep |
2021-01-11 |
2021-03-08 |
| 512 |
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED |
Zhu, Diyi 朱迪奕 |
-Rep |
2017-10-04 |
2021-01-05 |
| 513 |
HAITONG INTERNATIONAL RESEARCH LIMITED |
Leung, Billy Ka Wai 梁家威 |
-Rep |
2016-04-01 |
2021-01-08 |
| 514 |
|
Sun, Miaoling 孫淼玲 |
-Rep |
2021-01-13 |
2023-07-19 |
| 515 |
|
Zong, Bo (SFC:BQL060) 宗博 |
-Rep |
2020-12-31 |
2021-11-25 |
| 516 |
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED |
Chan, Elton Ngok Yan 陳岳欣 |
-Rep |
2020-01-16 |
2021-01-05 |
| 517 |
|
Chan, Kwong Hoi 陳廣海 |
-Rep |
2019-08-14 |
2021-01-13 |
| 518 |
|
Cheung, Chun Kit (SFC:APO195) 張駿傑 |
-Rep |
2007-09-04 |
2021-01-08 |
| 519 |
|
Chung, Dennis Wei Chiu 鍾滙超 |
-Rep |
2020-09-10 |
2021-01-06 |
| 520 |
|
Fu, Xiaoqing 傅曉青 |
-Rep |
2014-02-24 |
2020-12-31 |
| 521 |
|
Kwan, Chun Liang Nicholas 關仲良 |
-Rep |
2019-07-26 |
2020-12-31 |
| 522 |
|
Ng, Wai Lam William 吳偉林 |
-Rep |
2020-10-09 |
2021-01-08 |
| 523 |
|
Tse, Sheung Ming Darren 謝尚明 |
-Rep |
2021-01-11 |
2021-03-08 |
| 524 |
|
Xie, Xinxin (SFC:BHZ673) 謝心馨 |
+Rep |
2021-01-04 |
|
| 525 |
HakuCapital Global Investment Advisers Limited |
Broomhead, Robert Peter |
-Rep |
2019-07-25 |
2020-12-31 |
| 526 |
|
Lam, Fong Tat 林方達 |
-Rep |
2020-04-21 |
2020-12-31 |
| 527 |
HAMON ASIAN ADVISORS LIMITED |
Tsang, Kwok Yuk 曾國鈺 |
-Rep |
2020-12-31 |
2022-05-31 |
| 528 |
HANG SENG INVESTMENT MANAGEMENT LIMITED |
Chan, Sau Ying (SFC:BAY074) 陳秀瑩 |
-Rep |
2013-03-04 |
2020-12-30 |
| 529 |
|
Tang, Kai Wing (SFC:BAB779) 鄧啟榮 |
-Rep |
2020-10-29 |
2021-01-03 |
| 530 |
|
Yee, Wing Ka 余詠嘉 |
-Rep |
2013-08-23 |
2020-12-30 |
| 531 |
HANTEC FUTURES LIMITED |
Leung, Yu Hin (SFC:AZX593) 梁宇軒 |
-Rep |
2018-05-30 |
2020-12-31 |
| 532 |
HANTEC SECURITIES CO., LIMITED |
|
-Rep |
2018-05-30 |
2020-12-31 |
| 533 |
Harmonia Capital Limited |
Ho, Hoi Shan (SFC:BMP009) 何海珊 |
-Rep |
2020-07-10 |
2020-12-31 |
| 534 |
HARTFORD CAPITAL LIMITED |
Zhou, Fangyu 周芳羽 |
+Rep |
2021-01-11 |
|
| 535 |
HBM Partners Hong Kong Limited |
Chen, Steve Shuo 陳碩 |
-RO |
2021-01-07 |
2024-06-14 |
| 536 |
|
Chen, Xin (SFC:AUF158) 陳欣 |
+RO |
2021-01-07 |
|
| 537 |
HEAD & SHOULDERS SECURITIES LIMITED |
Lo, Cho Ying 盧礎瑩 |
-Rep |
2018-06-26 |
2020-12-31 |
| 538 |
Hermitage Capital HK Limited |
Chen, Ronghua (SFC:BBD166) 陳蓉華 |
-RO |
2018-03-28 |
2021-01-05 |
| 539 |
HEUNGKONG CAPITAL LIMITED |
Leung, Ching Fai 梁清暉 |
-Rep |
2019-12-13 |
2020-12-31 |
| 540 |
HF Asset Management Limited (HK) |
Cheng, Patrick Chi Kin 鄭子堅 |
-RO |
2020-11-02 |
2021-01-13 |
| 541 |
HF Securities and Futures Limited |
|
-Rep |
2020-11-02 |
2021-01-13 |
| 542 |
|
Liu, Christina Lai Sum 廖麗心 |
-RO |
2020-11-02 |
2020-12-31 |
| 543 |
Holly International Asset Management Company Limited |
Wu, Ngai Pan 胡毅彬 |
-RO |
2019-05-07 |
2020-12-31 |
| 544 |
Holly International Financial Holdings Limited |
|
-RO |
2017-11-17 |
2020-12-31 |
| 545 |
Hope Chain Asset Management Co., Limited |
Fu, Yuen Lam 傅婉琳 |
+Rep |
2021-01-04 |
|
| 546 |
HSBC BROKING FOREX (ASIA) LIMITED |
Ho, Tin Lai 何天麗 |
-Rep |
2016-03-10 |
2020-12-31 |
| 547 |
HSBC BROKING FUTURES (ASIA) LIMITED |
|
-Rep |
2015-10-27 |
2020-12-31 |
| 548 |
HSBC BROKING SECURITIES (ASIA) LIMITED |
Cheung, Kam Wai (SFC:BQN782) 張錦偉 |
-Rep |
2021-01-05 |
2023-06-26 |
| 549 |
|
Ho, Tin Lai 何天麗 |
-Rep |
2015-10-27 |
2020-12-31 |
| 550 |
HSBC Corporate Finance (Hong Kong) Limited |
Gao, Zhongyuan (SFC:BNU678) 高中原 |
-Rep |
2018-12-05 |
2021-01-12 |
| 551 |
|
He, Ranchong 何染憧 |
-Rep |
2020-03-24 |
2021-01-08 |
| 552 |
|
Lam, Yat Shing Kenny 林日昇 |
-Rep |
2019-10-04 |
2020-12-31 |
| 553 |
HSBC Global Asset Management (Hong Kong) Limited |
Pang, Jacqueline Chung Shia 馮崇霞 |
-Rep |
2021-01-12 |
2021-07-28 |
| 554 |
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED |
|
-Rep |
2021-01-12 |
2021-07-28 |
| 555 |
HTF Securities Limited |
Yeung, Chi Hang (SFC:AOK041) 楊智恆 |
-Rep |
2021-01-04 |
2021-02-11 |
| 556 |
HUA YU INVESTMENT MANAGEMENT LIMITED |
Ma, Chun Fai 馬進輝 |
-Rep |
2015-07-03 |
2020-12-31 |
| 557 |
HUAJIN SECURITIES (INTERNATIONAL) LIMITED |
Liu, Miao (SFC:BAK406) 劉淼 |
-Rep |
2015-12-31 |
2021-01-04 |
| 558 |
Huarong International Securities Limited |
Liu, Xiguang (SFC:BQD597) 劉錫光 |
-RO |
2021-01-06 |
2021-02-09 |
| 559 |
Huatai (Hong Kong) Futures Limited |
Tang, Hon Sum 鄧漢森 |
-Rep |
2019-08-01 |
2021-01-12 |
| 560 |
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED |
Chen, Dong (SFC:BQO797) 陈栋 |
-Rep |
2020-12-30 |
2021-12-28 |
| 561 |
|
Li, Yi Sum 李懿沁 |
+Rep |
2021-01-07 |
|
| 562 |
|
Lin, Huanyu 林寰宇 |
-Rep |
2020-12-30 |
2024-05-31 |
| 563 |
|
Lu, Wenyu 盧文煜 |
-Rep |
2020-12-30 |
2021-11-10 |
| 564 |
|
Tian, Lei (SFC:BPK390) 田蕾 |
-Rep |
2021-01-05 |
2021-09-29 |
| 565 |
|
Tu, Kehan 涂可涵 |
+Rep |
2020-12-30 |
|
| 566 |
|
Yao, Jack Hsin-Chou 姚信州 |
-Rep |
2021-01-05 |
2022-01-06 |
| 567 |
|
Yao, Peirong 要佩蓉 |
+Rep |
2020-12-30 |
|
| 568 |
Huge Asset Management Limited |
Sin, Kit Fung 冼杰烽 |
-Rep |
2020-03-11 |
2021-01-07 |
| 569 |
I-ACCESS INVESTORS LIMITED |
Lui, Kam Sing 呂錦星 |
-Rep |
2021-01-08 |
2022-03-31 |
| 570 |
IAM LEGACY LIMITED |
Chan, Lok Man (SFC:BMO599) 陳樂文 |
-Rep |
2018-09-26 |
2020-12-30 |
| 571 |
ICAP Securities Hong Kong Limited |
Poix, Arnaud Bernard Fabrice Noel |
-RO |
2021-01-05 |
2022-06-01 |
| 572 |
ICBC Credit Suisse Asset Management (International) Company Limited |
Sun, Derrick 孫裕文 |
-RO |
2020-08-27 |
2021-01-11 |
| 573 |
|
Wang, Yang (SFC:BPM753) 汪颺 |
-RO |
2021-01-05 |
2023-03-01 |
| 574 |
ICBC INTERNATIONAL FUTURES LIMITED |
Bai, Yuyang 白愉暘 |
-Rep |
2019-12-09 |
2021-01-08 |
| 575 |
ICBC INTERNATIONAL SECURITIES LIMITED |
|
-Rep |
2019-12-09 |
2021-01-08 |
| 576 |
Imagi Brokerage Limited |
Lim, Kadir Jia Ping 林嘉彬 |
+Rep |
2021-01-08 |
|
| 577 |
Income Partners Asset Management (HK) Limited |
Tang, Lorraine Lai Shim 鄧禮嬋 |
-Rep |
|
2020-12-31 |
| 578 |
INDUS CAPITAL ADVISORS (HONG KONG) LIMITED |
Velakacharla, Siddharth |
-RO |
2009-08-06 |
2021-01-01 |
| 579 |
INFINI CAPITAL MANAGEMENT LIMITED |
Huang, Shangting 黃尚廷 |
-Rep |
2021-01-12 |
2021-07-22 |
| 580 |
Infinitus Partners Asset Management Limited |
Au, Ka Ho Jeffrey 區家浩 |
-Rep |
2018-04-18 |
2020-12-30 |
| 581 |
|
|
-RO |
2020-12-30 |
2023-05-12 |
| 582 |
|
Yeung, Chun Man (SFC:ANP664) 楊俊文 |
-RO |
2019-06-14 |
2020-12-31 |
| 583 |
INFINITY ASSET MANAGEMENT LIMITED |
Ng, Raymond Ying Wang 伍鷹宏 |
-Rep |
2020-11-16 |
2021-01-06 |
| 584 |
|
|
-RO |
2021-01-06 |
2022-05-31 |
| 585 |
|
Yu, Lu (SFC:BQN201) 余璐 |
-Rep |
2021-01-13 |
2022-06-10 |
| 586 |
INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED |
Shi, Wei (SFC:BIA163) 施維 |
-RO |
2016-10-11 |
2020-12-31 |
| 587 |
Inheliance Asset Management Limited |
Fang, Qiuyan 方秋燕 |
-RO |
2020-04-29 |
2021-01-09 |
| 588 |
|
Wang, Juejun 王珏珺 |
-Rep |
2019-09-30 |
2021-01-11 |
| 589 |
Interactive Brokers Hong Kong Limited |
Wu, Pik Yan 胡碧殷 |
-Rep |
2020-12-30 |
2021-08-28 |
| 590 |
INVESCO ASSET MANAGEMENT ASIA LIMITED |
Holland, Greg Anthony |
-Rep |
2021-01-05 |
2021-01-29 |
| 591 |
INVESCO HONG KONG LIMITED |
|
-Rep |
2021-01-05 |
2021-01-29 |
| 592 |
iSAM Securities (HK) Limited |
Gao, Qifan 高綺繁 |
-Rep |
2021-01-12 |
2021-04-01 |
| 593 |
J.P. MORGAN BROKING (HONG KONG) LIMITED |
Lin, Quan (SFC:BOE947) 林泉 |
-Rep |
2019-03-13 |
2021-01-01 |
| 594 |
|
Zhai, Yanni 翟彥妮 |
-Rep |
2017-08-08 |
2021-01-04 |
| 595 |
J.P. MORGAN SECURITIES (FAR EAST) LIMITED |
Yu, Kaiyuan 俞凯元 |
-Rep |
2020-03-27 |
2021-01-05 |
| 596 |
JANE STREET HONG KONG LIMITED |
Gross, William Michael |
-Rep |
2014-12-23 |
2021-01-08 |
| 597 |
|
Moyen, Saajid Ehsan |
-Rep |
2017-02-03 |
2021-01-01 |
| 598 |
Janus Henderson Investors Hong Kong Limited |
Goldman, Stephen Scott |
-Rep |
2016-08-01 |
2020-12-30 |
| 599 |
JMC Capital HK Limited |
Kong, Ming Fai 江明輝 |
-Rep |
2020-10-16 |
2021-01-06 |
| 600 |
|
|
-RO |
2021-01-06 |
2022-12-31 |
| 601 |
|
Ouyang, Jiejing 歐陽潔靜 |
-Rep |
2019-06-27 |
2021-01-01 |
| 602 |
JPMorgan Asset Management (Asia Pacific) Limited |
Au, Tsz Ki 區子祈 |
-Rep |
2019-04-15 |
2020-12-30 |
| 603 |
|
Sau, Long Sze 仇朗思 |
-Rep |
2020-12-31 |
2022-05-27 |
| 604 |
JPMorgan Funds (Asia) Limited |
Au, Tsz Ki 區子祈 |
-Rep |
2018-03-06 |
2020-12-30 |
| 605 |
|
Sau, Long Sze 仇朗思 |
-Rep |
2020-12-31 |
2022-05-27 |
| 606 |
|
Wong, Ho Man (SFC:BFT530) 王浩文 |
-Rep |
2017-12-22 |
2021-01-08 |
| 607 |
K.K.M. SECURITIES LIMITED |
Yuen, Tsze Yee 阮子予 |
-Rep |
2021-01-06 |
2021-01-31 |
| 608 |
Kai Yin Securities Limited |
Choy, Yau Fai 蔡佑徽 |
-RO |
2016-08-31 |
2021-01-05 |
| 609 |
KARL-THOMSON COMMODITIES COMPANY LIMITED |
Wong, Lawrence Kwok Keung 黃國強 |
-Rep |
2020-12-30 |
2022-03-31 |
| 610 |
KEYSTONE CAPITAL LIMITED (HK) |
Kwong, Adrian 鄺汶荻 |
-Rep |
2021-01-06 |
2022-09-26 |
| 611 |
KGI ASIA LIMITED |
Chan, Eric Siu Ki 陳肇棋 |
-Rep |
2020-12-30 |
2021-08-29 |
| 612 |
|
Chan, Sze Yuen (SFC:BQP946) 陳思遠 |
-Rep |
2021-01-07 |
2022-02-04 |
| 613 |
|
Chao, Evan |
-Rep |
2018-06-13 |
2021-01-06 |
| 614 |
|
Ng, Ka Yan (SFC:BQP735) 吳嘉欣 |
-Rep |
2021-01-07 |
2023-03-24 |
| 615 |
|
Ng, Kwai Fong 吳桂芳 |
-Rep |
2017-10-03 |
2020-12-31 |
| 616 |
KGI Asset Management Limited |
Chua, Kam Yi 蔡錦怡 |
+Rep |
2021-01-11 |
|
| 617 |
KGI FUTURES (HONG KONG) LIMITED |
Chan, Sze Yuen (SFC:BQP946) 陳思遠 |
-Rep |
2021-01-07 |
2022-02-04 |
| 618 |
KINGDOM INVESTMENT MANAGERS LIMITED |
Wu, Simon Wing Hong 胡永康 |
-RO |
2021-01-04 |
2021-12-31 |
| 619 |
KINGKEY SECURITIES GROUP LIMITED |
Chan, Shuk Fan (SFC:BOF446) 陳淑芬 |
-Rep |
2019-06-14 |
2021-01-06 |
| 620 |
KINGSTON SECURITIES LIMITED |
Kwok, Yin Fun (SFC:BPW820) 郭燕芬 |
-Rep |
2020-11-04 |
2021-01-12 |
| 621 |
KOREA INVESTMENT & SECURITIES ASIA LIMITED |
Chan, Raymond Siu Lun 陳肇倫 |
-Rep |
2020-11-04 |
2021-01-04 |
| 622 |
|
|
+RO |
2021-01-04 |
|
| 623 |
|
Seo, Jangwon 徐章源 |
-Rep |
2020-12-04 |
2020-12-30 |
| 624 |
|
|
+RO |
2020-12-30 |
|
| 625 |
KTF CAPITAL MANAGEMENT LIMITED |
Hu, Nian 胡念 |
-RO |
2019-01-10 |
2021-01-06 |
| 626 |
Lakeville Capital Management Limited |
Zhou, Henry |
-Rep |
2020-01-16 |
2020-12-31 |
| 627 |
Landmark Partners (Asia) Limited |
Alfeld, Chad Steven |
-RO |
2020-12-30 |
2023-04-01 |
| 628 |
|
Parker, Paul Edward (SFC:BQC337) |
-RO |
2020-12-30 |
2023-04-01 |
| 629 |
|
Wu, Rebecca Yuan 吳圓圓 |
-RO |
2020-12-30 |
2023-04-01 |
| 630 |
LaSalle Investment Management Hong Kong Limited |
Fan, David Ching 樊慶 |
-RO |
2014-03-21 |
2020-12-31 |
| 631 |
LCA Solutions Limited |
Halim, Steven |
-Rep |
2012-08-13 |
2021-01-07 |
| 632 |
Legal & General Investment Management Asia Limited |
Peng, David Hoantee 彭宏逖 |
-RO |
2018-09-13 |
2020-12-31 |
| 633 |
|
So, Paul Ho Ching 蘇浩程 |
-RO |
2014-12-01 |
2020-12-31 |
| 634 |
Legg Mason Asset Management Hong Kong Limited |
Chan, Pui Har 陳佩霞 |
-RO |
2017-08-25 |
2020-12-31 |
| 635 |
|
Giuliano, Brian Louis |
-Rep |
2021-01-12 |
2021-01-14 |
| 636 |
|
Lu, Shuyan (SFC:BNL573) 呂樹炎 |
-Rep |
2019-10-24 |
2020-12-31 |
| 637 |
Lego Corporate Finance Limited |
Kong, Yuk Yu 江玉茹 |
-Rep |
2021-01-06 |
2021-10-16 |
| 638 |
|
Lung, Tak Shing 龍德誠 |
-Rep |
2017-07-06 |
2021-01-01 |
| 639 |
LERTHAI Asset Management Limited |
Yang, Shao Xing Max 楊少星 |
-Rep |
2019-05-29 |
2020-12-31 |
| 640 |
LERTHAI Securities (Hong Kong) Limited |
|
-Rep |
2019-05-29 |
2020-12-31 |
| 641 |
Lianhe Ratings Global Limited |
Huang, Chia-Chi 黃佳琪 |
-RO |
2018-07-16 |
2020-12-31 |
| 642 |
|
Lee, Kai Chung (SFC:BOL449) 李鎧仲 |
-Rep |
2019-08-06 |
2020-12-31 |
| 643 |
|
Wong, Joshua (SFC:BQO923) 王旨豐 |
-Rep |
2021-01-12 |
2021-05-31 |
| 644 |
Linkways Asset Management Limited |
Ma, Xinyu 馬鑫昱 |
-Rep |
2018-12-19 |
2020-12-31 |
| 645 |
Linkways Investment Management Limited |
|
-Rep |
2018-10-25 |
2020-12-31 |
| 646 |
LMR Partners Limited |
Wong, Hung Hing (SFC:BBU649) 黃鴻鑫 |
-Rep |
2021-01-11 |
2022-11-23 |
| 647 |
Long Bridge HK Limited |
Tu, Haitao 涂海濤 |
-Rep |
2021-01-08 |
2021-09-16 |
| 648 |
LONGEVITY INVESTMENT MANAGEMENT HONG KONG LIMITED |
Cheng, Xi (SFC:AYR965) 程荃 |
+RO |
2021-01-05 |
|
| 649 |
|
Zhang, Chao (SFC:BAK268) 張超 |
-RO |
2021-01-05 |
2024-06-15 |
| 650 |
|
Zhang, Jingsi 張靜思 |
-RO |
2021-01-05 |
2023-03-06 |
| 651 |
Look's Securities Limited |
Hui, Chi Kit 許志傑 |
-Rep |
2017-11-20 |
2020-12-31 |
| 652 |
Luk Fook Capital (HK) Limited |
Fan, Charles Chi Yuen 樊志遠 |
-Rep |
2018-03-07 |
2021-01-06 |
| 653 |
|
Leung, Ching Fai 梁清暉 |
-Rep |
2021-01-12 |
2021-02-03 |
| 654 |
Lumineux Asset Management Limited |
Yu, Johnson Wai Hong 余維康 |
-RO |
2020-01-15 |
2021-01-05 |
| 655 |
Lumineux Securities Limited |
|
-RO |
2020-02-27 |
2021-01-05 |
| 656 |
LYNX INVESTMENT PARTNERS LIMITED |
Murray, Lesley Ann (SFC:ADC028) |
-Rep |
2016-12-07 |
2020-12-31 |
| 657 |
Macquarie Asia Securities Limited |
Suzuki (KORSUWAN), Ran (Rosalyn) |
-Rep |
2020-09-30 |
2021-01-06 |
| 658 |
MACQUARIE CAPITAL LIMITED |
Hill, John Andrew (SFC:BMT336) |
-Rep |
2019-06-25 |
2021-01-04 |
| 659 |
|
Hoy, Leslie Foster |
-Rep |
2019-01-16 |
2021-01-04 |
| 660 |
|
Pu, Jimmy 浦仲凱 |
-Rep |
2016-06-22 |
2021-01-08 |
| 661 |
|
|
-RO |
2021-01-08 |
2024-03-23 |
| 662 |
|
Shiu, Jeffrey Ma |
-RO |
2017-10-12 |
2021-01-08 |
| 663 |
|
Sim, Zhe Wei 沈哲威 |
-Rep |
2020-11-24 |
2021-01-11 |
| 664 |
|
Siow, Jia Keen |
-Rep |
2019-05-07 |
2021-01-04 |
| 665 |
|
Smith, Dominic Anthony |
-Rep |
2017-08-29 |
2021-01-04 |
| 666 |
|
St John, Michael Joseph Beauchamp |
-Rep |
2019-02-14 |
2021-01-04 |
| 667 |
|
Suzuki (KORSUWAN), Ran (Rosalyn) |
-Rep |
2020-05-29 |
2021-01-06 |
| 668 |
|
Takahashi, Tomohiro |
-Rep |
2017-12-18 |
2021-01-04 |
| 669 |
|
Werner, Conrad Jacob |
-Rep |
2011-06-15 |
2021-01-04 |
| 670 |
|
Yu, Xuewen 于雪雯 |
-Rep |
2017-04-26 |
2020-12-31 |
| 671 |
Magnum Research Limited |
Wang, Zhihan (SFC:BQL387) 王致瀚 |
-Rep |
2021-01-11 |
2022-07-21 |
| 672 |
Major Asset Management Limited |
Yung, Ka Cheung 容家祥 |
-Rep |
2020-12-10 |
2021-01-05 |
| 673 |
|
|
-RO |
2021-01-05 |
2021-03-31 |
| 674 |
|
Zhao, Mingyue (SFC:BAE020) 趙明月 |
-Rep |
2021-01-11 |
2021-03-12 |
| 675 |
Manulife Investment Management (Hong Kong) Limited |
Koo, Wai Sun 古偉新 |
-Rep |
2021-01-08 |
2021-08-20 |
| 676 |
|
Li, Sek Fu 李錫富 |
-RO |
2020-04-01 |
2020-12-31 |
| 677 |
Mason Global Capital Limited |
Fan, King Wai 范涇渭 |
-RO |
2020-04-15 |
2020-12-31 |
| 678 |
Mason Securities Limited |
|
-Rep |
2018-09-21 |
2020-12-31 |
| 679 |
MAXA CAPITAL LIMITED |
Duan, Kaizhong 段凱忠 |
-Rep |
2020-12-30 |
2021-07-14 |
| 680 |
Merdeka Investment Management Limited |
Koo, Tin Man 辜天汶 |
-Rep |
2019-10-31 |
2021-01-05 |
| 681 |
Merrill Lynch (Asia Pacific) Limited |
Cheng, Fang Hsuan 鄭方瑄 |
-Rep |
2019-09-03 |
2020-12-31 |
| 682 |
|
MacEy, Maxwell Nathan |
-Rep |
2021-01-04 |
2021-09-15 |
| 683 |
|
Proffitt, Lee James |
+Rep |
2021-01-04 |
|
| 684 |
|
Tzur, Yael |
-Rep |
2020-10-22 |
2020-12-31 |
| 685 |
|
Zhang, Zhongwen (SFC:BKY288) 張鍾文 |
-Rep |
2017-09-18 |
2021-01-11 |
| 686 |
Merrill Lynch Far East Limited |
MacEy, Maxwell Nathan |
-Rep |
2021-01-04 |
2021-09-15 |
| 687 |
|
Proffitt, Lee James |
+Rep |
2021-01-04 |
|
| 688 |
|
Tzur, Yael |
-Rep |
2014-07-28 |
2020-12-31 |
| 689 |
MESSIS CAPITAL LIMITED |
Choi, Wing Yi (SFC:BEN508) 蔡詠兒 |
-Rep |
2018-12-14 |
2020-12-31 |
| 690 |
Meta Elephant Capital Limited |
Koh, Choy (SFC:ACF185) 郭才 |
-Rep |
2020-12-16 |
2020-12-31 |
| 691 |
|
|
-RO |
2020-12-31 |
2022-08-26 |
| 692 |
MIB SECURITIES (HONG KONG) LIMITED |
Ong, Tiang Lock 王添樂 |
-Rep |
2020-08-05 |
2021-01-08 |
| 693 |
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED |
Azzouz, Hecham (SFC:AVS590) |
-Rep |
2019-05-02 |
2020-12-31 |
| 694 |
|
Roy, Pierre |
-Rep |
2015-09-04 |
2020-12-31 |
| 695 |
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED |
Chan, Matthew (SFC:BFG309) 陳進傑 |
-Rep |
2018-10-16 |
2020-12-30 |
| 696 |
|
Kartha, Harish Ramachandran |
-RO |
2020-03-30 |
2020-12-30 |
| 697 |
|
Wang, Jingchen 王靜晨 |
-Rep |
2018-03-23 |
2020-12-30 |
| 698 |
Mirae Asset Securities (HK) Limited |
Lui, Thomas Ting Ching 雷廷禎 |
-RO |
2019-09-30 |
2021-01-01 |
| 699 |
Mitsubishi UFJ Investment Services (HK) Limited |
Hayashida, Takaho |
-RO |
2014-01-20 |
2020-12-31 |
| 700 |
|
Lam, Andrew Robert 林朗生 |
-Rep |
2019-11-14 |
2020-12-31 |
| 701 |
|
Lau, Kwun Ping 劉冠平 |
-Rep |
2017-09-22 |
2020-12-31 |
| 702 |
MIZUHO SECURITIES ASIA LIMITED |
Hirata, Rie 平田理惠 |
-Rep |
2013-04-03 |
2020-12-31 |
| 703 |
|
Stewart, Benjamin Richard |
-Rep |
2018-04-25 |
2021-01-13 |
| 704 |
|
Tanaka, Keiichiro |
-Rep |
2016-02-01 |
2020-12-31 |
| 705 |
MOELIS & COMPANY ASIA LIMITED |
Ding, Yifan (SFC:BQG398) 丁逸凡 |
-Rep |
2021-01-04 |
2021-07-13 |
| 706 |
Moody's Investors Service Hong Kong Limited |
Choy, Peter Sing Yip 蔡承業 |
-Rep |
2011-06-01 |
2020-12-31 |
| 707 |
|
Winsbury, Patrick John |
-Rep |
2020-04-27 |
2021-01-08 |
| 708 |
Moore Capital Asia Limited |
Barclay, Samuel Anthony Lun |
-Rep |
2019-03-11 |
2020-12-31 |
| 709 |
|
Kumar, Manu (SFC:AWJ819) |
-Rep |
2012-09-19 |
2020-12-31 |
| 710 |
|
Youn, Christian Un Sik 尹彥植 |
-Rep |
2017-01-09 |
2020-12-31 |
| 711 |
Morgan Stanley Asia Limited |
Andersson, Magnus Carl Gustaf |
-Rep |
2019-01-18 |
2021-01-13 |
| 712 |
|
|
-RO |
2021-01-13 |
2023-02-10 |
| 713 |
|
Ghosh Roy, Reema |
-Rep |
2012-07-30 |
2021-01-12 |
| 714 |
|
He, Ruoheng 何若桁 |
-Rep |
2019-07-26 |
2020-12-31 |
| 715 |
|
Liang, Ruiyi 梁瑞鐿 |
-Rep |
2021-01-13 |
2022-08-31 |
| 716 |
|
Lui, Wing Nam (SFC:BQF351) 呂穎南 |
-Rep |
2020-10-07 |
2021-01-06 |
| 717 |
|
Shaughnessy, Robert Michael |
-Rep |
2015-12-31 |
2021-01-13 |
| 718 |
|
Tsai, Yun-Chen |
-Rep |
2012-09-10 |
2021-01-13 |
| 719 |
|
Tse, Tung Wai 謝彤蔚 |
-Rep |
2018-02-05 |
2021-01-13 |
| 720 |
|
Wu, Yao (SFC:BQE051) 吳嶢 |
-Rep |
2020-10-21 |
2021-01-12 |
| 721 |
|
Yu, Jie (SFC:BNF382) 俞婕 |
-Rep |
2018-07-23 |
2020-12-30 |
| 722 |
|
Yu, Xiaomei 于晓梅 |
-RO |
2017-10-04 |
2020-12-31 |
| 723 |
|
Zhang, Yinan (SFC:BBT733) 張亦楠 |
-Rep |
2014-04-04 |
2021-01-13 |
| 724 |
Morgan Stanley Hong Kong Securities Limited |
Ghosh Roy, Reema |
-Rep |
2013-04-11 |
2021-01-12 |
| 725 |
|
Shaughnessy, Robert Michael |
-Rep |
2015-12-31 |
2021-01-13 |
| 726 |
|
Wu, Yao (SFC:BQE051) 吳嶢 |
-Rep |
2020-10-21 |
2021-01-12 |
| 727 |
Morningstar Investment Management Asia Limited |
Gorham, Philip Matthew (SFC:BQF352) |
-Rep |
2020-11-10 |
2021-01-04 |
| 728 |
|
|
-RO |
2021-01-04 |
2023-07-31 |
| 729 |
NATIXIS ASIA LIMITED |
Bernard, Arnaud Georges Herve |
-Rep |
2013-11-13 |
2020-12-30 |
| 730 |
|
Zhou, Xinwen 周心文 |
+Rep |
2021-01-11 |
|
| 731 |
Nerico Brothers Limited (HK) |
Tsang, Siu Chung 曾少聰 |
-Rep |
2020-06-01 |
2021-01-04 |
| 732 |
Nice Talent Asset Management Limited |
Choi, Tsz Leung (SFC:ASX465) 蔡梓良 |
+Rep |
2021-01-06 |
|
| 733 |
NOMURA INTERNATIONAL (HONG KONG) LIMITED |
Chan, Hong (SFC:AEQ337) 陳慷 |
-Rep |
2008-10-10 |
2020-12-31 |
| 734 |
|
Chen, Ying (SFC:ATY273) 陳莹 |
+Rep |
2021-01-04 |
|
| 735 |
|
Cheng, Tsang Shin 鄭增善 |
+Rep |
2021-01-04 |
|
| 736 |
|
Du, Zhiye 杜之曄 |
-Rep |
2021-01-05 |
2022-10-05 |
| 737 |
|
Moubarak, Rany |
-Rep |
2021-01-07 |
2021-09-30 |
| 738 |
|
Noguchi, Masayasu |
-Rep |
2014-03-20 |
2020-12-30 |
| 739 |
|
Phun, Wai Kheng 潘惠婷 |
-Rep |
|
2021-01-01 |
| 740 |
|
Wu, Pin Yi 吳品一 |
-Rep |
2008-08-20 |
2021-01-01 |
| 741 |
|
Yu, An Li 余安麗 |
+Rep |
2021-01-11 |
|
| 742 |
Nuveen Hong Kong Limited |
Ying, Dan Yung 應丹蓉 |
-Rep |
2021-01-08 |
2021-07-23 |
| 743 |
Ocean Arete Limited |
Feng, Vince 馮文石 |
-RO |
2014-08-18 |
2020-12-31 |
| 744 |
Oceanpine Capital Management Limited |
He, Can 何燦 |
-Rep |
2020-08-10 |
2020-12-31 |
| 745 |
|
Hu, Xiaobing 胡小冰 |
-Rep |
2020-05-25 |
2021-01-07 |
| 746 |
|
|
+RO |
2021-01-07 |
|
| 747 |
OCP Asia (Hong Kong) Limited |
Siu, Chan Ieong 蕭振揚 |
-Rep |
2021-01-12 |
2022-05-17 |
| 748 |
OKACHI (HONG KONG) COMPANY LIMITED |
Leung, Hon Man (SFC:BMC232) 梁瀚文 |
-Rep |
2018-01-25 |
2021-01-01 |
| 749 |
|
Yau, Chun Wing 邱縉穎 |
-Rep |
2020-04-08 |
2021-01-01 |
| 750 |
OKASAN INTERNATIONAL (ASIA) LIMITED |
Pan, Candice 潘士縈 |
-Rep |
2020-08-03 |
2021-01-12 |
| 751 |
OLD PEAK LIMITED (HK) |
Bolitho, Oliver Robert Morgan |
-RO |
2017-12-13 |
2021-01-01 |
| 752 |
|
Leong, Vui Ling 梁偉靈 |
-RO |
2007-08-30 |
2021-01-01 |
| 753 |
|
Luk, Terence (SFC:AGI503) 陸凱賢 |
-RO |
2006-09-15 |
2021-01-01 |
| 754 |
|
Tak, Yang Hyun 卓洋炫 |
-Rep |
2018-01-12 |
2021-01-01 |
| 755 |
Olympus Partners Asia Limited (b2018-03-15) |
Hong, Seung Bok 洪承福 |
-Rep |
2019-09-10 |
2020-12-31 |
| 756 |
|
Kui, Hon See 瞿瀚思 |
-Rep |
2021-01-12 |
2023-10-31 |
| 757 |
One Heritage Capital Management Limited |
Wai, Anthony Hau-Chun 韋厚駿 |
-Rep |
2020-12-30 |
2022-08-23 |
| 758 |
|
Yiu, Tze Wai 姚志威 |
-Rep |
2020-07-16 |
2021-01-05 |
| 759 |
OnePlatform Asset Management Limited |
Chang, Tsz Ling 張芷綾 |
-Rep |
2019-01-15 |
2020-12-31 |
| 760 |
|
Pan, Kin Ming 彭建明 |
-Rep |
2016-03-01 |
2021-01-07 |
| 761 |
|
Shazad, Amir (SFC:BQN675) 施君賢 |
-Rep |
2021-01-05 |
2022-07-19 |
| 762 |
|
Tsoi, Ka Ki 蔡嘉琪 |
-Rep |
2017-12-11 |
2021-01-06 |
| 763 |
OnePlatform Securities Limited |
Yuen, Tsze Yee 阮子予 |
-Rep |
2018-07-20 |
2021-01-04 |
| 764 |
OP INVESTMENT MANAGEMENT LIMITED |
Ko, Denise Chi Heng 高志恆 |
-Rep |
2020-12-30 |
2021-09-17 |
| 765 |
Open Securities Limited |
Tang, Ngar Fong 鄧雅芳 |
-Rep |
2019-07-29 |
2020-12-31 |
| 766 |
Oreana Financial Services Limited |
Chong, William Moon Biu 莊滿標 |
+Rep |
2021-01-11 |
|
| 767 |
ORIENT SECURITIES (HONG KONG) LIMITED |
Wong, Yan Tung 黃昕彤 |
+Rep |
2021-01-13 |
|
| 768 |
ORIENTAL PATRON SECURITIES LIMITED |
Liu, Yi (SFC:BMY456) 劉翼 |
-Rep |
2018-06-06 |
2020-12-31 |
| 769 |
|
Tam, Sze Chuen 譚思晉 |
-Rep |
2020-05-04 |
2021-01-11 |
| 770 |
|
|
-RO |
2021-01-11 |
2021-08-08 |
| 771 |
Original Group Securities Limited |
Iu, Pius Wai Hing 姚偉興 |
-Rep |
2018-01-08 |
2021-01-08 |
| 772 |
ORTUS CAPITAL MANAGEMENT LIMITED |
Zhang, Jun (SFC:AJB857) 張軍 |
-Rep |
2014-05-07 |
2021-01-04 |
| 773 |
Oshidori Corporate Finance Limited |
Chan, Sarah Yuen Ching 陳苑晴 |
-Rep |
2021-01-07 |
2023-09-01 |
| 774 |
|
Wang, Lijuan (SFC:BIN154) 王麗娟 |
-Rep |
2016-12-08 |
2020-12-31 |
| 775 |
|
Wang, Xi (SFC:BBZ660) 王茜 |
-Rep |
2016-12-09 |
2020-12-30 |
| 776 |
|
|
+RO |
2020-12-30 |
|
| 777 |
Oshidori Securities Limited |
Wang, Lijuan (SFC:BIN154) 王麗娟 |
-Rep |
2016-12-08 |
2020-12-31 |
| 778 |
|
Wu, Zhaoqian 吳肇倩 |
-Rep |
2017-08-28 |
2020-12-30 |
| 779 |
|
|
-RO |
2020-12-30 |
2021-09-30 |
| 780 |
OSL Digital Securities Limited |
Jiang, Lingling (SFC:BLL183) 姜玲玲 |
-Rep |
2021-01-11 |
2021-09-27 |
| 781 |
|
Miller, Ryan James (SFC:ARF537) |
-Rep |
2021-01-11 |
2023-01-31 |
| 782 |
|
Zhao, Hong (SFC:BQO892) 趙宏 |
-Rep |
2021-01-11 |
2022-10-26 |
| 783 |
OTCex Hong Kong Limited |
Balme, Remi Diego Thomas |
-Rep |
2020-07-06 |
2021-01-08 |
| 784 |
|
Hoyau, Yann Daniel Leon-Pierre |
-Rep |
2019-07-02 |
2020-12-31 |
| 785 |
Pamirs Capital (H.K.) Limited |
Shiau, Yann-Huei 蕭彥輝 |
-RO |
2019-12-13 |
2020-12-31 |
| 786 |
PANTHEON VENTURES (HK) LLP |
Meads, Chris Stanley (1966-06-22) |
-RO |
2010-06-30 |
2020-12-31 |
| 787 |
Pharo Management (HK) Limited |
Fournier, James Edward (SFC:BQI513) |
-Rep |
2020-12-31 |
2023-06-14 |
| 788 |
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED |
Chiu, Sin Tak Alex 趙善德 |
-Rep |
2021-01-08 |
2021-08-29 |
| 789 |
PHILLIP COMMODITIES (H.K.) LIMITED |
Ho, Pak Yim 何栢焰 |
-Rep |
2021-01-12 |
2022-05-13 |
| 790 |
|
Hui, Tak Lam 許德霖 |
-Rep |
2021-01-08 |
2023-07-14 |
| 791 |
PHILLIP SECURITIES (HONG KONG) LIMITED |
Cheuk, Fei Fan 卓非凡 |
-Rep |
2019-08-02 |
2021-01-13 |
| 792 |
|
Chiu, Sin Tak Alex 趙善德 |
-Rep |
2021-01-08 |
2021-08-29 |
| 793 |
|
Ho, Pak Yim 何栢焰 |
-Rep |
2021-01-12 |
2022-05-13 |
| 794 |
|
Hui, Tak Lam 許德霖 |
-Rep |
2021-01-08 |
2023-07-14 |
| 795 |
PIMCO Asia Limited |
Gulati, Naveen (SFC:BQP769) |
+Rep |
2021-01-11 |
|
| 796 |
|
Reeves, Melissa (SFC:BHL204) |
-Rep |
2018-01-11 |
2021-01-01 |
| 797 |
PineBridge Investments Asia Limited |
Wong, Mabel Mei Po 黃美寶 |
-RO |
2018-04-20 |
2020-12-31 |
| 798 |
|
Zhao, Mei (SFC:BBG719) 趙梅 |
-RO |
2020-02-12 |
2020-12-30 |
| 799 |
|
|
-Rep |
2020-12-30 |
2021-12-16 |
| 800 |
PineBridge Investments Hong Kong Limited |
Wong, Mabel Mei Po 黃美寶 |
-RO |
2018-04-20 |
2020-12-31 |
| 801 |
|
Zhao, Mei (SFC:BBG719) 趙梅 |
-RO |
2020-02-12 |
2020-12-30 |
| 802 |
|
|
-Rep |
2020-12-30 |
2021-12-16 |
| 803 |
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Wong, Adrian Lok Ting 黃洛庭 |
-Rep |
2021-01-05 |
2021-05-21 |
| 804 |
Plutus Securities Limited |
Tsang, Robert Fanqi 曾繁祈 |
-Rep |
2020-04-06 |
2020-12-31 |
| 805 |
Po Tai Securities (Hong Kong) Limited |
Wu, Ngai Pan 胡毅彬 |
-RO |
2021-01-05 |
2022-01-05 |
| 806 |
Point72 Hong Kong Limited |
Han, Dongjin 韓東珍 |
+Rep |
2021-01-08 |
|
| 807 |
|
Lu, Yizhuo 盧亦卓 |
+Rep |
2020-12-31 |
|
| 808 |
|
Yu, Guoshen 俞国申 |
-Rep |
2016-09-06 |
2021-01-06 |
| 809 |
PREFERRED INVESTMENT ADVISORS (H.K) LIMITED |
Chien, Cheng Hao 簡正浩 |
-Rep |
2017-04-11 |
2020-12-31 |
| 810 |
PRESIDENT SECURITIES (HONG KONG) LIMITED |
Chow, Sau Fan 周壽芬 |
-Rep |
2013-05-08 |
2020-12-31 |
| 811 |
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED |
Gazmararian, Lucy |
-Rep |
2018-08-22 |
2020-12-31 |
| 812 |
Prime Cdex Securities Limited |
Liu, Xia (SFC:BQL693) 柳夏 |
+Rep |
2021-01-13 |
|
| 813 |
PROFIT ACCESS INVESTMENTS LIMITED |
Law, Ching Pui 羅精沛 |
-Rep |
2018-12-27 |
2021-01-08 |
| 814 |
PROSPER GLOBAL ASSET MANAGEMENT LIMITED |
Chung, Franki Ka Fai 鍾家輝 |
-RO |
2018-01-09 |
2020-12-31 |
| 815 |
Protoss Capital Limited |
Jiang, Ting (SFC:BFL046) 江汀 |
-RO |
2020-07-07 |
2021-01-13 |
| 816 |
PSI Capital Asia Limited |
Chung, Tsz Shan 鍾子珊 |
-Rep |
2021-01-04 |
2021-10-01 |
| 817 |
PUREHEART CAPITAL ASIA LIMITED |
Tao, Sha (SFC:AYJ250) 陶莎 |
-Rep |
2018-07-16 |
2021-01-08 |
| 818 |
|
Xiao, Xiangyu 肖翔宇 |
-Rep |
2019-01-30 |
2020-12-31 |
| 819 |
PV Capital (HK) Limited |
Du, Weifeng (SFC:AVV544) |
-Rep |
2021-01-11 |
2023-06-15 |
| 820 |
Quam Securities Limited |
Au, Tik Sun 區迪新 |
-Rep |
2020-12-17 |
2021-01-07 |
| 821 |
|
Chan, Oscar Yui Pang 陳銳鵬 |
-Rep |
2020-09-17 |
2020-12-31 |
| 822 |
|
|
-RO |
2020-12-31 |
2021-08-06 |
| 823 |
Qube Research & Technologies Hong Kong Limited |
Moyroud, Mathieu Benjamin |
-Rep |
2018-01-02 |
2021-01-08 |
| 824 |
RaffAello Capital Limited |
Wu, Benjamin Wen Jing 吳文京 |
-RO |
2018-12-24 |
2021-01-06 |
| 825 |
RaffAello Securities (HK) Limited |
Mak, Yun Shum 麥潤琛 |
-Rep |
2018-11-20 |
2020-12-31 |
| 826 |
Raffles Assets Management (HK) Co. Limited |
Lam, Yat Yeung 林日洋 |
-Rep |
2020-12-31 |
2022-05-03 |
| 827 |
Rakuten Securities Hong Kong Limited |
Kam, Chun Hung 甘俊鴻 |
-Rep |
2005-03-10 |
2021-01-11 |
| 828 |
|
|
-RO |
2021-01-11 |
2021-08-15 |
| 829 |
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED |
Tam, Ken Wai Ming 譚偉明 |
-Rep |
2020-08-14 |
2020-12-31 |
| 830 |
RBC INVESTMENT SERVICES (ASIA) LIMITED |
Kawano, Hiroshi (SFC:ACW174) 川野洋 |
-Rep |
2017-12-15 |
2021-01-01 |
| 831 |
Red South Investment Management Limited |
Chan, Lawrance Chun Kit 陳駿傑 |
-RO |
2021-01-05 |
2022-10-20 |
| 832 |
Regan International Securities Limited |
Lam, Chun Yuk 林俊旭 |
-RO |
2019-07-23 |
2021-01-04 |
| 833 |
Rifa Futures Limited |
Siu, Man Lok 邵文洛 |
-Rep |
2020-07-14 |
2021-01-01 |
| 834 |
|
Yiu, Wing Cheong 姚詠鏘 |
-Rep |
2021-01-04 |
2021-03-13 |
| 835 |
Rifa Securities Limited |
Siu, Man Lok 邵文洛 |
-Rep |
2020-07-14 |
2021-01-01 |
| 836 |
|
Yiu, Wing Cheong 姚詠鏘 |
-Rep |
2021-01-04 |
2021-03-13 |
| 837 |
Right Time Asset Management Company Limited |
Sun, Congshi 孫聰士 |
-Rep |
2020-05-14 |
2021-01-06 |
| 838 |
RISING GLORY FINANCE LIMITED |
Yip, Kin Kong (SFC:ADS751) 葉建剛 |
-Rep |
2019-01-15 |
2020-12-30 |
| 839 |
|
|
+RO |
2020-12-30 |
|
| 840 |
ROCKPOOL CAPITAL LIMITED |
Yu, Daniel Ting Yao 余庭耀 |
-RO |
2019-01-04 |
2021-01-06 |
| 841 |
|
|
-Rep |
2021-01-06 |
2021-02-16 |
| 842 |
Rothschild & Co Hong Kong Limited |
Florry, Harry Simon Richard |
-Rep |
2019-03-19 |
2020-12-31 |
| 843 |
ROYSTON SECURITIES LIMITED (GBEN) |
Chan, Ho Yee (SFC:BQE384) 陳顥怡 |
-Rep |
2020-11-02 |
2021-01-04 |
| 844 |
Ruffer (Asia) Limited |
Li, Zhiran 李之然 |
-Rep |
2016-03-01 |
2021-01-01 |
| 845 |
Ruibang Securities Limited |
Choy, Yau Fai 蔡佑徽 |
-RO |
2021-01-08 |
2021-04-30 |
| 846 |
|
Klip, Donald William |
-RO |
2017-02-06 |
2020-12-31 |
| 847 |
Ruisen Port Securities Limited |
Liang, Lihua 梁麗華 |
-RO |
2020-11-20 |
2021-01-04 |
| 848 |
Safari Asia Limited |
Hui, Chi Kit 許志傑 |
-Rep |
2017-11-20 |
2020-12-31 |
| 849 |
Saxo Capital Markets HK Limited |
Cheng, Ka Chai 鄭家齊 |
-Rep |
2020-12-31 |
2022-01-08 |
| 850 |
SBI China Capital Financial Services Limited |
Leung, Jason Tye 梁泰 |
-Rep |
2020-06-08 |
2021-01-04 |
| 851 |
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED |
Devitre, Zal Dinyar |
-Rep |
2020-10-09 |
2020-12-31 |
| 852 |
SDHG International Asset Management Limited |
Yu, Bernard Shui Sang 余瑞生 |
-RO |
2018-06-13 |
2021-01-03 |
| 853 |
SDHG International Securities Limited |
|
-RO |
2020-11-25 |
2021-01-03 |
| 854 |
SDICS International Futures (Hong Kong) Limited |
Ma, Ming Chun 馬銘俊 |
-Rep |
2013-07-11 |
2020-12-30 |
| 855 |
|
|
+RO |
2020-12-30 |
|
| 856 |
SDICS International Securities (Hong Kong) Limited |
Feng, Jinyi (SFC:AXZ592) 馮錦宜 |
-Rep |
2011-09-30 |
2020-12-30 |
| 857 |
|
|
-RO |
2020-12-30 |
2021-10-06 |
| 858 |
|
Ma, Ming Chun 馬銘俊 |
-Rep |
2013-07-11 |
2020-12-30 |
| 859 |
|
|
+RO |
2020-12-30 |
|
| 860 |
Seazen Resources Futures Limited |
Chan, Shiu Yeung 陳兆陽 |
-Rep |
2017-03-23 |
2021-01-01 |
| 861 |
|
Lau, Kwok Man 劉國文 |
-Rep |
2017-03-23 |
2021-01-01 |
| 862 |
SG SECURITIES (HK) LIMITED |
Feng, Yahui 馮雅慧 |
-Rep |
2018-01-17 |
2021-01-08 |
| 863 |
|
Kim, Nicolas Samuel |
-Rep |
2021-01-04 |
2021-04-21 |
| 864 |
|
Qiao, Zheyuan 喬喆沅 |
-Rep |
2018-11-30 |
2021-01-11 |
| 865 |
|
Sheng, Jie (SFC:BOX017) 盛杰 |
-Rep |
2019-10-02 |
2020-12-31 |
| 866 |
|
Wang, Han (SFC:BIC317) 汪涵 |
-Rep |
2019-10-28 |
2020-12-31 |
| 867 |
|
Wong, Cynthia Yuan Sin 黃浣蒨 |
-RO |
2013-11-20 |
2020-12-31 |
| 868 |
|
Zhang, Jiheng (SFC:BIC147) 張驥恆 |
-Rep |
2016-09-01 |
2020-12-31 |
| 869 |
SGI Capital Asset Management Limited |
Chan, Chun King 陳振琼 |
-Rep |
2021-01-04 |
2021-01-28 |
| 870 |
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED |
Leung, Yin Wing 梁彥頴 |
-Rep |
2021-01-12 |
2021-02-26 |
| 871 |
SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Duan, Lian (SFC:BOH861) 段煉 |
-Rep |
2020-04-07 |
2021-01-04 |
| 872 |
|
Zhao, Tian (SFC:BGW991) 趙恬 |
+RO |
2021-01-05 |
|
| 873 |
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED |
Liu, Zhetao (SFC:BQP532) 劉哲韜 |
-Rep |
2021-01-13 |
2021-10-15 |
| 874 |
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED |
Zhang, Yijun (SFC:BDA073) 張漪筠 |
-Rep |
2020-09-22 |
2020-12-30 |
| 875 |
|
|
+RO |
2020-12-30 |
|
| 876 |
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED |
Ho, Lai Shan (SFC:BQF885) |
-Rep |
2020-11-09 |
2021-01-06 |
| 877 |
|
Pan, Ying (SFC:BEQ552) 潘瑩 |
-Rep |
2020-12-30 |
2021-06-28 |
| 878 |
|
Wu, Yanwan 吳艷婉 |
-Rep |
2020-10-15 |
2020-12-31 |
| 879 |
|
Zhou, Yang (SFC:BNF447) 周扬 |
-Rep |
2020-12-30 |
2022-02-11 |
| 880 |
Silk Road International Capital Limited |
Huo, Yuheng 霍昱衡 |
-Rep |
2021-01-12 |
2023-03-31 |
| 881 |
SILVER NILE GLOBAL INVESTMENTS LIMITED |
Leung, Ching Fai 梁清暉 |
-Rep |
2020-01-08 |
2020-12-31 |
| 882 |
SILVERHORN INVESTMENT ADVISORS LIMITED |
Agrawal, Manish (SFC:BQQ405) |
-Rep |
2021-01-13 |
2022-04-07 |
| 883 |
Sino-Rich Securities & Futures Limited |
Hung, Gary Lok Ming 熊洛銘 |
+Rep |
2021-01-04 |
|
| 884 |
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED |
Zhang, Yu (SFC:BEX944) 張郁 |
-RO |
2019-12-04 |
2021-01-04 |
| 885 |
|
|
-Rep |
2021-01-04 |
2022-09-28 |
| 886 |
SINOMAX SECURITIES LIMITED |
Chau, Chun Ho 周振豪 |
-Rep |
2021-01-04 |
2022-07-11 |
| 887 |
|
Li, Ming Hei (SFC:AUJ251) 李銘熙 |
-Rep |
2010-01-18 |
2021-01-05 |
| 888 |
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED |
Tsai, Chi-Lin 蔡季霖 |
-Rep |
2020-07-10 |
2020-12-31 |
| 889 |
SINOPAC SECURITIES (ASIA) LIMITED |
Lau, Debby Wai Mei 劉惠媚 |
-RO |
2017-02-13 |
2020-12-31 |
| 890 |
SMART EMPIRE ASSET MANAGEMENT LIMITED |
Chong, Sui Lam 莊瑞霖 |
+Rep |
2021-01-04 |
|
| 891 |
SMBC Nikko Securities (Hong Kong) Limited |
Xiao, Xiruo 肖西若 |
-Rep |
2019-01-18 |
2021-01-12 |
| 892 |
SoFi Securities (Hong Kong) Limited |
Chan, Yuk Wah (SFC:BOA335) 陳玉華 |
-Rep |
2019-01-28 |
2021-01-11 |
| 893 |
|
Chow, Tsz Kwan (SFC:BQP759) 周芷君 |
-Rep |
2021-01-06 |
2022-01-01 |
| 894 |
|
Lam, Hiu Tung (SFC:BOF254) 林曉彤 |
-Rep |
2020-12-07 |
2021-01-04 |
| 895 |
|
Wong, Yat Lung 黃溢隆 |
-Rep |
2020-11-05 |
2021-01-05 |
| 896 |
Soliton Securities Limited |
Diec, Christie Kwan Yu 易鈞儒 |
-Rep |
2019-09-03 |
2020-12-31 |
| 897 |
Solomon Capital Management Limited (HK) |
Gan, Zhonghui 甘中輝 |
-Rep |
2021-01-07 |
2024-02-14 |
| 898 |
Solomon JFZ (Asia) Holdings Limited |
Chan, Chun King 陳振琼 |
-Rep |
2018-11-30 |
2020-12-31 |
| 899 |
Soochow Securities International Asset Management Limited |
Liu, Sufeng 劉蘇鋒 |
+Rep |
2021-01-04 |
|
| 900 |
Soochow Securities International Brokerage Limited |
Choi, Antonius Chi Cheong 蔡熾昌 |
-Rep |
2021-01-04 |
2023-11-23 |
| 901 |
|
Kwan, Chung Tsz 關頌慈 |
-Rep |
2021-01-04 |
2023-03-20 |
| 902 |
|
Li, Hanyue 李晗玥 |
-Rep |
2021-01-04 |
2022-06-23 |
| 903 |
|
Yeung, Ho Hung 楊浩鴻 |
-Rep |
2021-01-04 |
2021-12-31 |
| 904 |
Soochow Securities International Futures Limited |
Kwan, Chung Tsz 關頌慈 |
-Rep |
2021-01-04 |
2023-03-20 |
| 905 |
|
Li, Hanyue 李晗玥 |
-Rep |
2021-01-04 |
2022-06-23 |
| 906 |
SOUTH CHINA COMMODITIES LIMITED |
Chan, Sai Keung (SFC:BNR456) 陳世強 |
-Rep |
2021-01-04 |
2021-06-04 |
| 907 |
South Oak Capital Management (Hong Kong) Company Limited |
Wang, Yi (SFC:BBC899) 王一 |
+RO |
2021-01-07 |
|
| 908 |
|
Wu, Andrew Kai 吳凱 |
+RO |
2021-01-07 |
|
| 909 |
SPARC CAPITAL MANAGEMENT LIMITED |
Fan, Kwan Ho 范君豪 |
-RO |
2020-07-31 |
2021-01-04 |
| 910 |
SPDB International Capital Limited |
Chen, Yuying (SFC:BQM386) 陳鈺影 |
+Rep |
2021-01-06 |
|
| 911 |
|
Hua, Zhenyu 華震宇 |
-Rep |
2021-01-06 |
2024-07-02 |
| 912 |
SPDB International Investment Management Limited |
Chen, Bijun (SFC:BOA182) 陳碧君 |
-Rep |
2021-01-08 |
2022-11-10 |
| 913 |
|
Ma, Kai (SFC:ANU813) 馬凱 |
-Rep |
2020-10-28 |
2020-12-31 |
| 914 |
SPDB International Securities Limited |
Wang, Weiying (SFC:AUK275) 王惟穎 |
-Rep |
2020-04-15 |
2021-01-09 |
| 915 |
Spring Asset Management Limited (HK) |
Dong, Yuchao 董宇超 |
-Rep |
2014-07-15 |
2020-12-31 |
| 916 |
Springboard Capital Limited |
Mo, Yan Tsun Ricky 巫甄焌 |
-Rep |
2017-12-04 |
2020-12-31 |
| 917 |
St. James's Place (Hong Kong) Limited |
Adham, Zuba |
-Rep |
2018-11-02 |
2020-12-31 |
| 918 |
|
Povey, Jonathan Luke (SFC:BPE705) |
-Rep |
2019-12-10 |
2020-12-31 |
| 919 |
Standard Chartered Securities (Hong Kong) Limited |
Botha, Darren Phillip (SFC:BMM574) |
-RO |
2018-07-30 |
2020-12-31 |
| 920 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED |
Leung, Ka Wai (SFC:AOK606) 梁家瑋 |
-Rep |
2017-05-22 |
2021-01-11 |
| 921 |
|
Wong, June Wai Man 黃慧敏 |
-RO |
2016-08-17 |
2021-01-07 |
| 922 |
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED |
|
-RO |
2016-10-27 |
2021-01-07 |
| 923 |
Stellar Securities Limited |
Tong, Yuxiang (SFC:BFV918) 童宇翔 |
-Rep |
2020-10-09 |
2021-01-12 |
| 924 |
StormHarbour Securities (Hong Kong) Limited |
Su, Dan (SFC:BPD753) 蘇丹 |
-Rep |
2019-11-20 |
2021-01-01 |
| 925 |
Strategic Vision Investment Limited |
McGregor, Scot Edward |
-Rep |
2021-01-11 |
2022-01-19 |
| 926 |
Success Securities Limited |
Leung, Sui Chung 梁帥聰 |
-Rep |
2011-04-21 |
2020-12-30 |
| 927 |
Sumitomo Mitsui Trust (Hong Kong) Limited |
Kubo, Tomohiko 久保智彥 |
-Rep |
2017-05-02 |
2021-01-04 |
| 928 |
SUN GROWTH SECURITIES LIMITED |
Cheung, Sandra Wing Yi 張詠儀 |
-Rep |
2019-01-30 |
2020-12-31 |
| 929 |
|
Lee, Wai Keung (SFC:ANT413) 李偉強 |
-RO |
2019-10-04 |
2020-12-31 |
| 930 |
Sunny Fortune Capital Limited |
Luk, Pui Chi 陸佩芝 |
-Rep |
2021-01-11 |
2021-02-18 |
| 931 |
Sunrise Brokers (Hong Kong) Limited |
Hollands, Richard Dudley |
-Rep |
2011-04-12 |
2020-12-31 |
| 932 |
SunRiver International Securities Group Limited |
Chu, Tai Wai 朱大衛 |
-RO |
2021-01-05 |
2023-08-10 |
| 933 |
|
Tang, Kin Chor 鄧建初 |
-RO |
2021-01-05 |
2023-10-09 |
| 934 |
Swiss China Capital Limited |
Chen, Shen (SFC:BQM328) 陳深 |
-Rep |
2020-12-30 |
2022-10-02 |
| 935 |
Swiss International Asset Management Limited |
Delorenzi, Raffaele |
-Rep |
2017-03-02 |
2021-01-13 |
| 936 |
|
|
+RO |
2021-01-13 |
|
| 937 |
Swiss-Asia Asset Management (HK) Limited |
Nastanski, Neil Adam |
-Rep |
2020-01-14 |
2021-01-07 |
| 938 |
Symmetry Investments (Hong Kong) Limited |
Howe, Nicholas Gregory Msitu (SFC:BNV666) |
-Rep |
2018-12-05 |
2020-12-30 |
| 939 |
T. M. MANAGEMENT LIMITED |
Sun, Chao (SFC:BNF102) 孫超 |
-Rep |
2018-10-19 |
2020-12-31 |
| 940 |
T. Rowe Price Hong Kong Limited |
Alderson, Christopher David |
-Rep |
2015-12-03 |
2020-12-31 |
| 941 |
|
Marden, Adam Campbell |
-Rep |
2021-01-05 |
2021-12-28 |
| 942 |
T.F.S. Derivatives HK Limited |
Brady, Mark Joseph |
-Rep |
2021-01-12 |
2021-03-16 |
| 943 |
|
Pinteaux, Adrien Pierre Andre |
+Rep |
2021-01-04 |
|
| 944 |
|
Young, Alan James Michael |
-RO |
2017-05-04 |
2021-01-04 |
| 945 |
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Ng, King Kwong 吳景光 |
+Rep |
2021-01-12 |
|
| 946 |
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED |
Li, Guanda 李冠達 |
-Rep |
2015-06-05 |
2021-01-04 |
| 947 |
|
Zhou, Mi (SFC:BQO816) 周咪 |
-Rep |
2021-01-11 |
2022-03-04 |
| 948 |
Tandem Investors Limited |
Bae, Hyun Eui 裴賢義 |
-RO |
2014-12-24 |
2020-12-31 |
| 949 |
TARGET CAPITAL MANAGEMENT LIMITED (HK) |
Zheng, Yongsheng 鄭永生 |
-Rep |
2018-11-15 |
2020-12-31 |
| 950 |
TELLIGENT CAPITAL MANAGEMENT LIMITED |
Tai, Lok Sang 戴樂生 |
-Rep |
2021-01-11 |
2021-01-22 |
| 951 |
|
Xu, Muhan (SFC:BQO409) 徐慕涵 |
-Rep |
2021-01-11 |
2024-08-16 |
| 952 |
Templewater Hong Kong Limited |
Cowney, Nicholas Edward |
-Rep |
2019-06-19 |
2020-12-31 |
| 953 |
|
Li, Jason Sze Kwok 李思國 |
-Rep |
2021-01-04 |
2021-09-01 |
| 954 |
TFI Asset Management Limited |
Huang, Zidong 黃梓東 |
-Rep |
2021-01-06 |
2021-06-25 |
| 955 |
TFI Securities and Futures Limited |
|
-Rep |
2021-01-06 |
2021-06-25 |
| 956 |
|
Xie, Yunjia 謝云佳 |
-Rep |
2020-10-28 |
2020-12-31 |
| 957 |
|
Zhu, Yunpeng 朱云鵬 |
-Rep |
2021-01-06 |
2022-01-24 |
| 958 |
TIANDA ASSET MANAGEMENT LIMITED |
Lee, Chun Bong (SFC:ALR864) 李鎮邦 |
-Rep |
2020-02-10 |
2020-12-31 |
| 959 |
Tongfang Securities Limited |
Chan, Man Sze (SFC:AZZ250) 陳敏思 |
-Rep |
2019-07-25 |
2021-01-03 |
| 960 |
|
Han, Yuzhu 韓喻竹 |
-Rep |
2017-12-18 |
2021-01-06 |
| 961 |
|
Lin, Xiaohui (SFC:BOF862) 林曉輝 |
-Rep |
2019-06-19 |
2020-12-31 |
| 962 |
Topaz Financial Group Limited |
Choi, Man Wing 蔡文荣 |
+Rep |
2021-01-11 |
|
| 963 |
Towering Securities Limited |
Ng, Wai Kit (SFC:AVT524) 吳偉傑 |
-RO |
2019-07-11 |
2021-01-01 |
| 964 |
|
Yeung, Tak Lam 楊德霖 |
-RO |
2020-06-01 |
2020-12-30 |
| 965 |
Towers Watson Investment Services Hong Kong Limited |
Berriman, Paul Christopher |
-RO |
2017-05-08 |
2020-12-31 |
| 966 |
|
Shim, Sojeong 沈昭貞 |
+Rep |
2021-01-11 |
|
| 967 |
TPG Capital, Limited |
Lee, Jin Won 李真源 |
-Rep |
2019-02-14 |
2020-12-31 |
| 968 |
TRADER CITY LIMITED |
Bowers, Fredson Thayer |
-RO |
2016-04-28 |
2020-12-31 |
| 969 |
|
Cheng, Angus Ronald Yan Tak 鄭恩德 |
-RO |
2016-04-28 |
2020-12-31 |
| 970 |
TRANSASIA PRIVATE CAPITAL LIMITED |
Atup, Mary Desiree Tahud |
-Rep |
2019-09-26 |
2021-01-13 |
| 971 |
|
Clothier, Samuel Brian |
-Rep |
2020-01-22 |
2021-01-08 |
| 972 |
|
Dana, Justin Robert |
+Rep |
2021-01-11 |
|
| 973 |
|
Zhai, Hongwu 翟泓武 |
-Rep |
2020-12-30 |
2021-02-19 |
| 974 |
Triada Capital Limited (HK) |
Wang, Yijie (SFC:BPD586) 王儀洁 |
-Rep |
2021-01-07 |
2021-09-17 |
| 975 |
TT INTERNATIONAL (HONG KONG) LIMITED |
De Bont, Sebastiaan |
-Rep |
2010-10-04 |
2020-12-31 |
| 976 |
TTB Partners Limited |
Chapman, Peter Alexander |
+Rep |
2021-01-12 |
|
| 977 |
TULLETT PREBON (HONG KONG) LIMITED |
Ashby, Nicholas Stephen |
-Rep |
2021-01-05 |
2021-03-31 |
| 978 |
|
Poix, Arnaud Bernard Fabrice Noel |
-RO |
2021-01-05 |
2022-06-01 |
| 979 |
UBS Asset Management (Hong Kong) Limited |
Lo, Ann An Yee 羅安宜 |
+Rep |
2021-01-06 |
|
| 980 |
UBS SECURITIES ASIA LIMITED |
Cheng, Kai-Wen 鄭凱文 |
-Rep |
2021-01-13 |
2024-08-02 |
| 981 |
|
Wang, Yujue 王玉珏 |
+Rep |
2021-01-08 |
|
| 982 |
|
Zhang, Yueyang (SFC:BQQ175) 張悅洋 |
+Rep |
2021-01-13 |
|
| 983 |
UBS SECURITIES HONG KONG LIMITED |
Cheng, Kai-Wen 鄭凱文 |
-Rep |
2021-01-13 |
2024-08-02 |
| 984 |
|
Feng, Xinglei 冯星磊 |
-Rep |
2020-10-16 |
2021-01-13 |
| 985 |
|
Gupta, Kapil (SFC:BPY730) |
-Rep |
2020-09-15 |
2021-01-08 |
| 986 |
|
Lin, Michelle Chia-Hsing |
-Rep |
2021-01-08 |
2022-11-10 |
| 987 |
|
Wang, Yujue 王玉珏 |
+Rep |
2021-01-08 |
|
| 988 |
UOB KAY HIAN (HONG KONG) LIMITED |
King, Yueh Hann 金約翰 |
+Rep |
2021-01-13 |
|
| 989 |
|
Lau, Kwan Ming 劉君明 |
-Rep |
2017-04-26 |
2021-01-12 |
| 990 |
|
Wan, Lewis King Sun 尹景燊 |
+Rep |
2021-01-11 |
|
| 991 |
|
Wong, Nga Sze (SFC:ATC256) 黃雅詩 |
-Rep |
2020-07-14 |
2021-01-07 |
| 992 |
UOB KAY HIAN FUTURES (HONG KONG) LIMITED |
Chan, Heung Shing 陳香城 |
-Rep |
2014-09-19 |
2021-01-11 |
| 993 |
|
|
+RO |
2021-01-11 |
|
| 994 |
|
King, Yueh Hann 金約翰 |
+Rep |
2021-01-13 |
|
| 995 |
|
Lau, Kwan Ming 劉君明 |
-Rep |
2017-04-26 |
2021-01-12 |
| 996 |
|
Wan, Lewis King Sun 尹景燊 |
+Rep |
2021-01-11 |
|
| 997 |
|
Wong, Nga Sze (SFC:ATC256) 黃雅詩 |
-Rep |
2020-07-14 |
2021-01-07 |
| 998 |
uSmart Securities Limited |
Cheng, Chi Ho (SFC:AWC625) 鄭智浩 |
-Rep |
2020-12-07 |
2021-01-03 |
| 999 |
VALUABLE CAPITAL LIMITED |
Chan, Po Yi (SFC:BQQ373) 陳寶怡 |
-Rep |
2021-01-13 |
2024-02-01 |
| 1000 |
|
Fan, Hiu Ying Joyce 范曉瑩 |
-Rep |
2020-07-28 |
2021-01-03 |
| 1001 |
|
Ip, Thomas Hon Tak 葉漢德 |
-RO |
2021-01-11 |
2023-09-30 |
| 1002 |
|
Lam, Wai Hin (SFC:BQP695) 林偉軒 |
-Rep |
2021-01-05 |
2021-07-16 |
| 1003 |
|
Yuen, Chu Ping 袁柱平 |
+Rep |
2021-01-11 |
|
| 1004 |
|
Zhong, Ni 鍾逆 |
-Rep |
2021-01-13 |
2022-07-14 |
| 1005 |
Vantage Capital Markets HK Limited |
Macfarlane, Richard James |
-Rep |
2020-09-18 |
2021-01-13 |
| 1006 |
|
|
-RO |
2021-01-13 |
2022-08-12 |
| 1007 |
|
Quinn, Joseph (SFC:BQP052) |
-Rep |
2020-12-31 |
2022-09-30 |
| 1008 |
VARDE PARTNERS HONG KONG LIMITED |
Kwong, Alexandra Hok Yan 鄺學欣 |
-RO |
2019-10-16 |
2020-12-31 |
| 1009 |
|
Rydqvist, Craig Ivan (SFC:BOM591) |
-RO |
2019-10-16 |
2020-12-31 |
| 1010 |
VC ASSET MANAGEMENT LIMITED |
Chan, King Yeung (SFC:BCF239) 陳景揚 |
-Rep |
2020-07-02 |
2021-01-02 |
| 1011 |
VC BROKERAGE LIMITED |
|
-Rep |
2020-07-02 |
2021-01-02 |
| 1012 |
Venture Smart Asia Limited |
Wong, Emily Ho-Luen 黃皓麟 |
-Rep |
2016-06-14 |
2021-01-08 |
| 1013 |
Victory Asset Management Limited |
Chen, Xiu Zhu (SFC:BPM663) 陳修竹 |
+Rep |
2020-12-31 |
|
| 1014 |
|
Lau, Gordon Ka Ho 劉家豪 |
-RO |
2020-12-31 |
2022-10-04 |
| 1015 |
VICTORY SECURITIES COMPANY LIMITED |
Zhu, Weini 朱韋妮 |
-Rep |
2020-12-31 |
2021-06-15 |
| 1016 |
VISION FINANCE ASSET MANAGEMENT LIMITED |
Qu, Lu (SFC:AXO049) 瞿璐 |
-Rep |
2011-07-06 |
2021-01-04 |
| 1017 |
VMI Securities Limited |
Chan, Jessica Yan Yu 陳欣餘 |
-Rep |
2021-01-08 |
2021-02-08 |
| 1018 |
VMS Asset Management Limited |
Hai, Ka Ki Martin 奚家褀 |
-Rep |
2020-12-31 |
2024-03-05 |
| 1019 |
|
Leung, Sin Tung 梁善同 |
-Rep |
2019-01-10 |
2021-01-01 |
| 1020 |
Vontobel Limited |
Leung, Kwun Fung 梁冠峰 |
-Rep |
2017-06-15 |
2021-01-13 |
| 1021 |
|
|
-RO |
2021-01-13 |
2024-05-31 |
| 1022 |
VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED |
Lee, Kwok Cheong (SFC:AGA695) 李國昌 |
-RO |
2021-01-05 |
2021-07-31 |
| 1023 |
|
Wong, Dorothy Wai Han 黃慧嫻 |
-RO |
2019-08-12 |
2020-12-31 |
| 1024 |
Walker Capital Limited (HK) |
Chan, Micky Conita 陳詠琪 |
-Rep |
2021-01-11 |
2021-02-03 |
| 1025 |
|
Guo, Tianxiao 郭天晓 |
-Rep |
2019-02-21 |
2020-12-31 |
| 1026 |
WARD FERRY MANAGEMENT LIMITED |
Garg, Prateet |
-Rep |
2020-08-28 |
2021-01-05 |
| 1027 |
WE Asset Management Limited |
Ng, Howard Ho Yuen 伍浩源 |
-RO |
2018-03-19 |
2020-12-31 |
| 1028 |
WE Securities Limited |
|
-RO |
2018-10-02 |
2020-12-31 |
| 1029 |
Wealthy Securities Limited |
Lam, Ricky Tim 林添 |
-RO |
2019-12-19 |
2020-12-31 |
| 1030 |
Well Link Asset Management Limited |
Poon, Wai Lim William (SFC:BQO865) 潘維濂 |
-Rep |
2020-12-30 |
2022-01-21 |
| 1031 |
Well Link Securities Limited |
Liu, Jia Kung 劉家鋼 |
-Rep |
2020-03-26 |
2020-12-31 |
| 1032 |
WELLCHAMP CAPITAL LIMITED |
Wong, Kim Kiu 黃劍翹 |
-Rep |
2016-10-04 |
2021-01-04 |
| 1033 |
Wellington Management Hong Kong Limited (b2003-01-02) |
Lee, Kyung Jik |
-Rep |
2017-04-26 |
2020-12-31 |
| 1034 |
|
Puritz, Adam Todd |
-RO |
2017-09-15 |
2020-12-31 |
| 1035 |
Wells Fargo Securities Asia Limited |
Erikci, Serkan |
-RO |
2017-02-03 |
2021-01-08 |
| 1036 |
|
Wong, Barbara (SFC:AQU335) 黃曼君 |
-Rep |
2020-12-15 |
2021-01-08 |
| 1037 |
Wisdom Asset Management Limited (HK) |
Zhang, Yaoyu 張耀予 |
-Rep |
2020-02-25 |
2021-01-07 |
| 1038 |
Xen Capital (HK) Limited |
Ian, Ho On 甄浩安 |
-Rep |
2019-09-17 |
2020-12-30 |
| 1039 |
|
Tsoi, Kwan Yee 蔡君義 |
-Rep |
2020-10-07 |
2020-12-30 |
| 1040 |
|
Yiong, Hoi San 楊海山 |
-RO |
2019-11-15 |
2020-12-30 |
| 1041 |
Xin Tian Dou Asset Management Limited |
Kwok, Chun Kong 郭振江 |
-RO |
2020-06-15 |
2021-01-08 |
| 1042 |
Xuanwu Capital Management Limited |
Wang, Kai (SFC:BBR122) 王凱 |
-Rep |
2019-12-05 |
2020-12-31 |
| 1043 |
|
Wang, Yan (SFC:BOS518) 王妍 |
-Rep |
2019-09-19 |
2020-12-31 |
| 1044 |
|
Wei, Yumou 魏雨繆 |
-Rep |
2019-08-15 |
2020-12-31 |
| 1045 |
|
Wu, Yue (SFC:AFU292) 吳鉞 |
-RO |
2020-04-28 |
2020-12-31 |
| 1046 |
YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED |
Chen, Baiyi 陳柏伊 |
-Rep |
2020-09-14 |
2020-12-31 |
| 1047 |
Yishao Capital Management (HK) Limited |
Dai, Yuanyuan 代媛媛 |
-Rep |
2020-12-14 |
2020-12-30 |
| 1048 |
|
|
+RO |
2020-12-30 |
|
| 1049 |
Yuanta Securities (Hong Kong) Company Limited |
Chan, Lut Kwan 陳律君 |
-Rep |
2014-02-12 |
2021-01-07 |
| 1050 |
YUANYIN ASSET MANAGEMENT LIMITED |
Lu, Lei (SFC:BLT136) 呂雷 |
-RO |
2020-04-27 |
2021-01-06 |
| 1051 |
Yue Xiu Capital Limited |
Lau, Wan Ki (1985) 劉運祺 |
-Rep |
2020-12-30 |
2021-04-01 |
| 1052 |
YUE XIU FUTURES COMPANY LIMITED |
Wai, Chi Tat 韋志達 |
-Rep |
2018-09-20 |
2021-01-08 |
| 1053 |
YUE XIU SECURITIES COMPANY LIMITED |
|
-Rep |
2018-09-20 |
2021-01-08 |
| 1054 |
Yuet Sheung International Securities Limited |
Liang, Christopher 梁梓灝 |
-Rep |
2021-01-07 |
2021-06-03 |
| 1055 |
Yunfeng Asset Management Limited |
Tong, Cheuk Fu Jeffery 湯卓夫 |
-RO |
2020-04-15 |
2021-01-10 |
| 1056 |
Yunfeng Financial Markets Limited |
Chen, Wuyou (SFC:BPX683) 陳无懮 |
-Rep |
2020-12-08 |
2021-01-03 |
| 1057 |
|
Lam, Cheuk Sun 林卓燊 |
-Rep |
2021-01-07 |
2021-01-31 |
| 1058 |
|
Tong, Cheuk Fu Jeffery 湯卓夫 |
-RO |
2020-04-15 |
2021-01-10 |
| 1059 |
Yunfeng Securities Limited |
Chen, Wuyou (SFC:BPX683) 陳无懮 |
-Rep |
2020-12-08 |
2021-01-03 |
| 1060 |
|
Lam, Cheuk Sun 林卓燊 |
-Rep |
2021-01-07 |
2021-01-31 |
| 1061 |
|
Tong, Cheuk Fu Jeffery 湯卓夫 |
-RO |
2020-08-12 |
2021-01-10 |
| 1062 |
Yunqi Capital Limited |
Littmann, Edward Raymond |
-RO |
2018-05-11 |
2021-01-08 |
| 1063 |
ZEAL ASSET MANAGEMENT LIMITED |
Fung, Yi 馮夷 |
-Rep |
2021-01-12 |
2021-06-01 |
| 1064 |
Zentrum Capital Advisors Limited |
Lau, Tsz Him (SFC:BIR342) 劉梓謙 |
-Rep |
2016-12-30 |
2020-12-31 |
| 1065 |
Zerobridge Partners Advisory Limited |
Lam, Kin Chun 林建津 |
-Rep |
2020-11-04 |
2021-01-05 |
| 1066 |
Zhong Xiang Securities Limited |
Wong, Kam Yuen (SFC:BHC234) 王錦源 |
-Rep |
2018-02-06 |
2021-01-08 |
| 1067 |
Zhong Yang Capital Limited |
Li, Shu Ip 李樹業 |
-RO |
2018-02-05 |
2021-01-11 |
| 1068 |
ZHONGDA (HONGKONG) FUTURES LIMITED |
Gu, Kaiqi 顾凯亓 |
-Rep |
2019-09-27 |
2021-01-08 |
| 1069 |
ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED |
Mok, Wai Yip 莫偉業 |
-RO |
2017-07-31 |
2020-12-31 |
| 1070 |
|
|
-Rep |
2020-12-31 |
2022-01-28 |
| 1071 |
|
Yang, Yang (SFC:BQK770) 楊阳 |
-Rep |
2020-12-31 |
2022-04-08 |
| 1072 |
Zhongrong International Capital Management Limited |
Ma, Ginny Sai Wun 馬世媛 |
-Rep |
2020-10-16 |
2021-01-11 |
| 1073 |
|
|
-RO |
2021-01-11 |
2021-07-30 |
| 1074 |
ZHONGTAI INTERNATIONAL CAPITAL LIMITED |
Wang, Huangji 王煌基 |
-Rep |
2019-01-07 |
2021-01-06 |
| 1075 |
ZHONGTAI INTERNATIONAL SECURITIES LIMITED |
Chan, Kit Ying (SFC:ARE706) 陳潔瑩 |
-Rep |
2018-06-11 |
2020-12-31 |
| 1076 |
|
Chang, Jingyi (SFC:BQO521) 常景怡 |
-Rep |
2021-01-05 |
2022-11-12 |
| 1077 |
|
Lau, Chak Wing 劉澤榮 |
-Rep |
2016-08-16 |
2020-12-31 |
| 1078 |
ZM ASSET MANAGEMENT LIMITED (GBEN) |
Hui, Peter Sai Tsun 許世駿 |
-RO |
2019-07-03 |
2020-12-31 |
