Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 3 Capital Partners Limited Low, Hao Yi Benedict 劉浩益 +Rep 2021-01-04
2 9M Stone Capital Limited Tian, Ye (SFC:AWZ521) 田野 -RO 2020-08-06 2020-12-31
3 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Jin, Xiaobin (1954) 金曉斌 -RO 2018-02-12 2021-01-01
4 A. H. INTERNATIONAL LIMITED Ota, Takamaru -RO 2011-04-07 2020-12-31
5 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED Chong, Chi Meng 鍾志明 -Rep 2018-05-29 2020-12-31
6 ABCI ASSET MANAGEMENT LIMITED Lee, Yat Chun (SFC:API186) 李逸俊 -RO 2015-02-10 2021-01-08
7 ABCI Securities Company Limited Chan, Sau Han 陳秀嫻 -Rep 2017-03-17 2021-01-04
8   Poon, Man Kit (SFC:AOQ607) 潘文傑 -Rep 2016-07-22 2020-12-31
9 ACTELLIGENT CAPITAL MANAGEMENT LIMITED Schollum, Myo Wai -Rep 2020-12-31 2021-03-12
10 ActusRayPartners Limited Tjhin, Ting 陳婷 +Rep 2021-01-07
11 Adamas Asset Management (HK) Limited Heffner, Paul Lincoln 韓福南 -RO 2013-02-20 2021-01-01
12   Kok, Chi Ho 郭智豪 -RO 2020-11-27 2021-01-05
13   Milovidova, Daria -Rep 2019-06-20 2021-01-05
14 ADMIS Hong Kong Limited Chan, Kevin Siu Pong 陳兆邦 -Rep 2016-01-11 2021-01-08
15 Advent Securities (Hong Kong) Limited Wong, Vivian Yick Lam 黃翊琳 -Rep 2020-04-03 2021-01-04
16 Afflux Securities Limited Chan, Man Yuen (SFC:APX122) 陳文源 -Rep 2020-09-21 2021-01-10
17 AJ Securities Limited Leung, Wang Ngai 梁弘毅 -Rep 2020-12-30 2021-04-16
18 All-Stars Investment Limited Chuen, Jeanine Jing Yin 全正言 -Rep 2021-01-11 2023-09-30
19 Alliance Capital Partners Limited (HK) Ma, Kaibing 馬開兵 -Rep 2017-05-12 2020-12-31
20 AllianceBernstein Hong Kong Limited Chen, Wei Yi (SFC:BAH886) 陳葳頤 -Rep 2012-10-19 2020-12-30
21   Yu, Wing Hei Sharon 俞穎熹 -Rep 2015-10-07 2020-12-31
22 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Phua, Joo Han Adam 潘裕翰 -Rep 2018-10-31 2020-12-31
23   Yang, Zijian (SFC:BHF423) 楊子健 -Rep 2021-01-05 2024-06-13
24 Alpha Financial Group Limited Man, Julian Kee Yang 文紀陽 -Rep 2021-01-04 2021-12-31
25 Alpha Win Capital Limited Tao, Nina Chih-Yu 陶芝宇 -Rep 2021-01-11 2022-07-23
26 ALTUS CAPITAL LIMITED Yuen, Ryan Aaron 阮永皓 -Rep 2020-11-10 2021-01-13
27 ALTUS INVESTMENTS LIMITED (HK)   -Rep 2020-11-10 2021-01-13
28 Amasse Asset Management Limited Loong, Kwok Chueng 龍國聰 -Rep 2020-10-30 2020-12-31
29 Amasse Capital Limited   -RO 2017-11-03 2020-12-31
30 Amoeba Capital Advisors Limited Lam, Kwai Yip Janet 林桂葉 -Rep 2021-01-12 2024-03-31
31 AMPLE CAPITAL LIMITED Man, Julian Kee Yang 文紀陽 -Rep 2016-03-23 2020-12-31
32 Amrita Capital Limited (b2015-08-24) Sze-To, Hang 司徒恆 -Rep 2019-03-22 2020-12-31
33 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) Yu, Benjamin Tak Ming 余德明 +Rep 2021-01-11
34 Annum Asset Management (Hong Kong) Limited Fang, Chih To 方志鐸 -Rep 2021-01-11 2024-06-30
35 AP Capital Management (Hong Kong) Limited Yan, Leo Kei Shui 甄祺瑞 -Rep 2020-02-17 2021-01-04
36 ApaH Capital Management Limited Ma, Gavin See Yin 馬思賢 +Rep 2021-01-11
37 Apollo Capital Management Limited Liu, Hui (SFC:BNC679) 劉慧 -Rep 2020-06-17 2020-12-31
38 ARCH Capital Management Co. Limited Leung, Jaime Verntaine 梁菀婷 -Rep 2021-01-06 2021-05-08
39 ARCH Capital Property Advisors Co. Limited   -Rep 2021-01-06 2021-05-08
40 Arcus Investment Asia Limited Yamane, Masaaki 山根正明 -Rep 2015-10-09 2020-12-31
41     -RO 2020-12-31 2023-09-30
42 Ares Management Asia (Hong Kong) Limited Samuel, Jacob -Rep 2017-05-26 2021-01-01
43 Arete Capital Asia Limited Cockell, Janny 郭珍妮 -Rep 2020-12-31 2023-09-04
44 ARTE Capital Management Limited Tang, Kwan Yue 鄧鈞裕 -Rep 2021-01-08 2021-02-24
45 AS CAPITAL LIMITED Kiu, Ah 喬婭 -Rep 2021-01-08 2021-08-01
46 ASIA INVESTMENT MANAGEMENT LIMITED Lam, Wai Tong 林瑋瑭 -Rep 2020-01-17 2020-12-31
47 ASIA PACIFIC INVESTMENT ADVISORS LIMITED White, Christopher James (SFC:ACS947) +Rep 2021-01-12
48 ASSET MANAGEMENT GROUP LIMITED Yu, Vivien Wei Sung 余惠心 -Rep 2017-10-30 2021-01-12
49 Asset Management One Hong Kong Limited Leung, Ka Wai (SFC:AOK606) 梁家瑋 -Rep 2021-01-12 2022-01-26
50 ATHENA WEALTH MANAGEMENT LIMITED Chan, Pan (SFC:AXH683) 陳彬 -Rep 2014-08-04 2020-12-30
51   Ho, Tak Yee 何德兒 -Rep 2012-09-24 2020-12-30
52   Lok, Wai Yi 駱慧儀 -Rep 2011-07-18 2020-12-30
53   Yeung, Adrian (SFC:AMF303) 楊尚樽 -Rep 2014-09-08 2020-12-30
54   Yuen, Caren Ka Man 袁嘉雯 -Rep 2015-07-03 2020-12-30
55 ATLANTIS INVESTMENT MANAGEMENT LIMITED Zhang, Fan (SFC:BKS625) 張帆 +Rep 2021-01-11
56 Atta Capital Limited Cheung, Hoi Ting (SFC:BHM242) 張凱婷 -Rep 2019-07-30 2020-12-31
57 Augment Wealth Advisors Limited Bansal, Amit (SFC:APB433) +RO 2021-01-13
58   Ho, Ricky Shui Fai 何瑞輝 -RO 2021-01-13 2021-06-17
59 AUGUSTINE ASSET MANAGEMENT LIMITED Lee, Patrick Maung -Rep 2019-01-11 2020-12-31
60 Aurora Borealis Investment Services Limited He, Dingding 賀丁丁 -Rep 2018-03-08 2021-01-11
61 AUSPICIOUS CAPITAL MANAGEMENT LIMITED Xu, Chenxi (SFC:BPD421) 胥晨曦 -Rep 2019-12-24 2021-01-02
62 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Chick Leung 林植良 -RO 2021-01-05 2023-10-17
63 Avantua Capital Management Limited Li, Ying (SFC:BQN192) 李瑩 -Rep 2021-01-13 2021-04-27
64 Avenue Asset Management Limited (HK) Cheung, Ting Yan 張庭欣 -Rep 2017-02-07 2020-12-31
65 Avenue Family Office Limited   -Rep 2017-03-22 2020-12-31
66 AVENUE INVESTMENT MANAGEMENT LIMITED Tam, Clarence Man Yung 譚文勇 -Rep 2021-01-13 2023-10-30
67 AXA Investment Managers Asia Limited Yuen, Kin Chung 袁健聰 -Rep 2018-08-23 2021-01-05
68 Babel Asset Management (HK) Limited Ma, Sing (SFC:ALY498) 馬昇 -Rep 2021-01-12 2022-05-18
69 Balyasny Asset Management (Hong Kong) Limited Lin, Shu-Wei 林書緯 -Rep 2019-01-24 2021-01-08
70   Winsley, David Benjamin +Rep 2021-01-04
71 BARCLAYS CAPITAL ASIA LIMITED Tian, Yingyu 田颖毓 -Rep 2019-02-04 2021-01-08
72 BARING ASSET MANAGEMENT (ASIA) LIMITED Do, Khiem Trong -RO 2020-12-31
73 Basel Capital Limited Hui, Joseph Chi Kong 許志光 -Rep 2020-11-09 2021-01-05
74 BCT Financial Limited Chan, Miu Yin (SFC:BQQ272) 陳妙賢 -Rep 2021-01-12 2021-05-27
75   Cheung, Siu Hei 張兆禧 -Rep 2021-01-06 2021-06-13
76   Wu, Siu Kwan 胡小君 -Rep 2021-01-06 2021-08-29
77 Beevest Fortune Asset Management Limited See, Reason Lee Seng 史理生 -RO 2019-05-02 2021-01-11
78 BETA INTERNATIONAL SECURITIES LIMITED Sze, Kin Fai 施健輝 -Rep 2020-04-17 2021-01-12
79   Zhou, Qinyi 周沁艺 -Rep 2021-01-13 2022-06-11
80 BFAM Partners (Hong Kong) Limited Cohen, Adrien Aaron -Rep 2019-08-12 2020-12-31
81 BG Capital Management (Asia) Limited Fung, Chi Hang (SFC:AMK097) 馮志恆 -RO 2020-04-22 2020-12-31
82 BlackRock Asset Management North Asia Limited Agrawal, Prasoon -Rep 2020-12-30 2022-07-01
83   Wong, Angel Wai Man 黃蔚敏 -Rep 2020-12-30 2022-08-01
84 Blackwell Global Asset Management Limited Wang, Shiao Ling -Rep 2019-08-21 2020-12-31
85 Blackwell Global Securities Limited   -Rep 2019-08-21 2020-12-31
86 BLVSIN CAPITAL LIMITED Luk, Michael Wai Hoe -Rep 2020-11-23 2021-01-07
87     -RO 2021-01-07 2023-08-31
88   Wong, Choi Mei (SFC:ABT161) 王彩美 -Rep 2019-07-22 2021-01-01
89 BNP PARIBAS SECURITIES (ASIA) LIMITED Monard, Thomas Nicolas -Rep 2010-07-08 2021-01-08
90   Zhao, Yujie (SFC:BPI672) 赵雨杰 -Rep 2020-01-21 2020-12-31
91 BOCI ASIA LIMITED Deng, Yunyi 鄧云逸 +Rep 2021-01-12
92   Yao, Yang (SFC:BPO892) 姚煬 -Rep 2020-06-08 2020-12-30
93 BOCI COMMODITIES & FUTURES LIMITED Lung, Wing Cheung 龍永彰 +Rep 2021-01-13
94 BOCI SECURITIES LIMITED Lau, Kit Ling 劉潔玲 -Rep 2021-01-13 2021-09-24
95   Lee, Pak Shing 李百成 -Rep 2015-06-01 2021-01-05
96   Liu, Taisheng 柳太勝 +Rep 2021-01-13
97   Wang, Guan (SFC:BBN532) 王冠 -Rep 2021-01-13 2021-07-05
98   Xu, Yue (SFC:BFE156) 徐悅 +Rep 2021-01-13
99   Yip, Sunny Kai Sun 葉啟燊 +Rep 2021-01-13
100 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Cheung, Christina Ka Man 張嘉雯 -Rep 2011-05-17 2021-01-01
101   So, Man Na 蘇敏娜 -Rep 2021-01-11 2021-07-10
102 BOCOM International (Asia) Limited Li, Zeran 李澤冉 -Rep 2018-04-06 2021-01-03
103 BOCOM International Securities Limited Chan, Kam Yun (SFC:AAE200) 陳錦潤 -Rep 2012-11-14 2020-12-31
104   Li, Zeran 李澤冉 -Rep 2018-04-06 2021-01-03
105   Liang, Wanli 梁萬里 -Rep 2021-01-12 2023-10-27
106   Zhou, Zhe 周喆 -Rep 2017-03-03 2021-01-03
107 BOCOM MPF & Financial Services Company Limited Yu, Sin Ting 余倩婷 -Rep 2021-01-07 2022-06-19
108 Boman Capital (Hong Kong) Limited Tang, Yi Ting 鄧懿婷 -Rep 2021-01-04 2021-06-30
109 Bosera Asset Management (International) Co., Limited Lu, Yang (SFC:BPJ266) 陸晹 -Rep 2021-01-05 2023-08-14
110   Luo, Lingxiao 羅淩霄 -Rep 2020-12-31 2023-10-27
111 Bowman and Fitzhugh Asset Management Limited Stadelmann, Cedric Pierre Andre -RO 2020-10-21 2021-01-01
112 Bright Fund Management Limited Anfilogoff, George Alexander Nicholas -Rep 2018-09-20 2020-12-31
113   Liu, Zhenhua (SFC:BHT759) 劉振華 -Rep 2019-03-15 2020-12-31
114   Walsh, Simon Hastings Patrick -RO 2019-07-24 2020-12-31
115 Bright Point International Futures Limited Ongko, Frederick Kesuma -Rep 2018-11-08 2021-01-04
116 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Tso, Kin Man (SFC:BQP094) 曹健民 -Rep 2021-01-05 2022-04-30
117 Brookfield Advisors (Hong Kong) Limited Tam, Chun Chiu 譚焌釗 -Rep 2020-09-04 2021-01-06
118     -RO 2021-01-06 2022-08-31
119 Campbell Lutyens Asia Pacific Limited McLean, Erik Alexander 麥克雷 -Rep 2021-01-06 2024-03-08
120   Yoon, Dong Hyuk -RO 2015-09-22 2020-12-31
121 CAPITAL GLOBAL MANAGEMENT LIMITED Chen, Po-Liang 陳柏良 -Rep 2019-04-15 2021-01-13
122     +RO 2021-01-13
123   Chou, Shih-Chun 周士淳 -Rep 2020-06-09 2021-01-01
124 Capula Investment Management Asia Limited Anantharam, Vishweshwar -Rep 2020-12-30 2021-07-05
125   Hau, William Chun Wai 侯振威 -Rep 2021-01-04 2021-07-05
126   Law, Peyron Yiu Pong 羅耀邦 -Rep 2016-01-11 2021-01-01
127   Striesow, Christopher -Rep 2013-04-02 2021-01-11
128     -RO 2021-01-11 2021-07-26
129 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED Lee, Hwan Hee 李桓熙 +Rep 2021-01-06
130 Carnegie Hill Capital Partners Limited Hung, Wai Lun 洪偉倫 -Rep 2017-06-28 2021-01-06
131 CASH Wealth Management Limited Yang, Kwai Leung 楊桂良 -Rep 2020-04-06 2021-01-05
132 CATHAY SECURITIES (HONG KONG) LIMITED Huang, Siyang (SFC:BQP743) 黃思楊 -Rep 2021-01-07 2023-08-22
133   Lien, Hsiang Pu 連祥甫 -Rep 2019-09-19 2020-12-31
134 Cavalry Management Asia, Limited Frank, Geoffrey Campbell -RO 2021-01-12 2024-08-01
135   Yun, Chong-Long 雲從龍 -RO 2021-01-12 2022-04-07
136 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Mu, Zejun 牟澤軍 -Rep 2019-01-29 2020-12-31
137 CCB INTERNATIONAL CAPITAL LIMITED Lee, Clement Lok Hin 李洛軒 -Rep 2019-01-28 2020-12-31
138   Ning, Qianyang 宁千洋 +Rep 2021-01-05
139 CCB INTERNATIONAL SECURITIES LIMITED Lam, Hok Hoi 林學海 -RO 2015-01-29 2020-12-31
140   Li, Yue (SFC:BIN442) 李悅 -Rep 2017-11-16 2020-12-31
141 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Shang, Xiaojun 商曉君 -RO 2011-09-27 2020-12-31
142 CEB International Capital Corporation Limited Sun, Jie (SFC:BBY954) 孫婕 -Rep 2017-09-27 2021-01-08
143 CELESTIAL COMMODITIES LIMITED Chau, Chin Pang 周展鵬 -Rep 2020-12-31
144 CELESTIAL SECURITIES LIMITED   -Rep 2020-12-31
145   Nip, Yau Ming 聶幼明 -Rep 2004-04-07 2020-12-31
146 Central China International Futures Company Limited Dai, Luqian 代露茜 -Rep 2018-08-02 2021-01-11
147 Central China International Securities Co., Limited   -Rep 2018-08-02 2021-01-11
148   Sun, Kangning 孫康宁 -Rep 2016-09-01 2021-01-10
149 Central Universe Futures Limited Li, Hui (SFC:AYY608) 李輝 -Rep 2021-01-05 2021-06-07
150 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Lau, Wun Shan -Rep 2020-12-31 2021-03-03
151 Cephei Capital Management (Hong Kong) Limited Wang, Yi (SFC:BBC899) 王一 -RO 2018-01-05 2021-01-06
152   Wu, Andrew Kai 吳凱 -RO 2019-08-15 2021-01-06
153 CES Commodities (HK) Limited Wong, Patrick Kwok Hing 黃國興 -RO 2018-06-20 2020-12-31
154   Zhang, Jianjiao 張健嬌 +Rep 2021-01-08
155 Changchun Securities Limited Chen, Chang (SFC:BQC233) 陳暢 -Rep 2020-10-12 2020-12-31
156 CHIEF SECURITIES LIMITED Ma, Chun Ki 馬駿琪 -Rep 2020-07-07 2021-01-08
157   Mok, Wai Fan 莫惠芬 +Rep 2021-01-12
158 China Asset Management (Hong Kong) Limited Chow, Apollo Chung 周聰 -Rep 2019-03-15 2021-01-06
159   Huang, Hengheng 黃衡衡 -RO 2017-10-04 2020-12-31
160   Wang, Haili (SFC:BQQ575) 王海力 +Rep 2021-01-13
161 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Ip, Ka Yeung 葉家楊 +Rep 2021-01-13
162   Ma, Kai (SFC:ANU813) 馬凱 -Rep 2021-01-12 2021-03-25
163   Wong, William Koon Wei 黃觀威 -Rep 2021-01-04 2021-04-28
164   Zhang, Jianjiao 張健嬌 +Rep 2021-01-08
165 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED Ma, Kai (SFC:ANU813) 馬凱 -Rep 2021-01-12 2021-03-25
166 China Finance KAB Limited Zeng, Yanling 曾燕玲 +Rep 2021-01-04
167 China Galaxy International Futures (Hong Kong) Co., Limited Chau, Chin Pang 周展鵬 +Rep 2021-01-06
168 China Galaxy International Securities (Hong Kong) Co., Limited   +Rep 2021-01-06
169 China Gather Wealth Financial Company Limited Lee Au, Lai Ming 李區麗明 -Rep 2005-04-01 2020-12-30
170 CHINA GLORY SECURITIES COMPANY LIMITED Yeung, Ho Lin Colin 楊皓年 -Rep 2020-09-30 2021-01-12
171     -RO 2021-01-12 2021-07-09
172 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Chan, Yin Fan (SFC:BKZ663) 陳燕芬 -Rep 2017-09-18 2021-01-04
173 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Chong, Peter Ping Leong 莊秉量 -Rep 2017-06-22 2020-12-31
174   Fu, Joanne Shuk Man 符淑雯 -Rep 2018-10-19 2020-12-31
175   Huang, Wenjun (SFC:AUT504) 黃文君 -Rep 2018-06-19 2020-12-31
176   Tu, Min 涂敏 -Rep 2021-01-12 2021-03-24
177   Yuen, Chu Ping 袁柱平 -Rep 2015-02-09 2021-01-04
178 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Fong, Chun Fai 方俊輝 -RO 2020-05-29 2020-12-31
179 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Chong, Peter Ping Leong 莊秉量 -Rep 2017-09-18 2020-12-31
180 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Chau, Che Huen 周芷萱 +Rep 2021-01-06
181   Gao, Yunlong (SFC:AZB069) 高雲龍 -RO 2016-09-30 2020-12-31
182   Wu, Bangxian 吳邦限 -Rep 2020-12-30 2023-07-05
183 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -Rep 2020-12-30 2023-07-05
184   Zhu, Jieyi 朱杰毅 +Rep 2021-01-06
185 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED He, Yuanyuan (SFC:BQP725) 何圓圓 -Rep 2020-12-31 2021-05-30
186   Hu, Jiaming (SFC:BGF975) 胡珈銘 -Rep 2015-09-15 2020-12-30
187   Li, Jiaqi (SFC:BQP723) 李嘉琪 -Rep 2020-12-31 2022-06-20
188   Liu, Yang (SFC:BQP881) 劉洋 +Rep 2021-01-06
189   Lu, Ruochen 呂若晨 -Rep 2014-09-19 2021-01-04
190   Wong, Siu Hin 黃肇軒 -Rep 2021-01-05 2024-04-18
191   Wu, Bangxian 吳邦限 -Rep 2020-12-30 2023-07-05
192   Xie, Wenxi 謝文茜 -Rep 2021-01-11 2024-08-30
193   Zhang, Hongtao (SFC:BQQ481) 張弘韜 +Rep 2021-01-11
194   Zhang, Yuanyun 張元昀 +Rep 2021-01-05
195   Zhu, Jieyi 朱杰毅 +Rep 2021-01-06
196 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Fong, Ronnie Chi Chuen 方志泉 -Rep 2020-10-05 2020-12-31
197   Lin, Wenyi 林文意 -Rep 2021-01-07 2021-06-16
198   Liu, Jingran 劉憬然 +Rep 2021-01-05
199   Ng, Wang Chiu 吳宏超 -Rep 2021-01-06 2023-08-31
200 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Fong, Ronnie Chi Chuen 方志泉 -Rep 2020-10-05 2020-12-31
201   Lin, Wenyi 林文意 -Rep 2021-01-07 2021-06-16
202   Liu, Jingran 劉憬然 +Rep 2021-01-05
203   Ng, Wang Chiu 吳宏超 -Rep 2021-01-06 2023-08-31
204 China On Securities Limited Kung, Tin Yau 龔天佑 -RO 2020-10-05 2020-12-31
205   Pang, Andrew Leung Wai 彭量為 -Rep 2020-12-28 2021-01-05
206     -RO 2021-01-05 2021-10-04
207 China PA Securities (Hong Kong) Company Limited Heung, Ho Pong 香浩邦 -Rep 2020-12-30 2021-02-23
208 China Re Asset Management (Hong Kong) Company Limited Lei, Shuyu 雷澍宇 -Rep 2015-11-16 2021-01-09
209 China Securities (International) Brokerage Company Limited Tsang, Ka Wai (SFC:AYC270) 曾嘉慧 -Rep 2020-12-31 2021-09-10
210   Zhang, Kun (SFC:BEO135) 張坤 -Rep 2014-11-28 2021-01-11
211   Zhang, Lunke 張倫可 -Rep 2020-07-30 2021-01-08
212 CHINA SOUTHERN SECURITIES LIMITED Wong, Ho Chuen (SFC:ARO917) 黃浩全 -Rep 2018-08-29 2021-01-11
213     +RO 2021-01-11
214   Wong, Michael Sheh Chung 王錫聰 -Rep 2021-01-04 2021-04-14
215   Wong, Sheh Hee Herman 王錫希 -Rep 2021-01-04 2023-04-11
216 China Sunrise Capital Limited Shang, Lei (SFC:BNH677) 尚磊 -Rep 2018-11-12 2021-01-12
217 China Vered Asset Management (Hong Kong) Limited Liu, Zhe (SFC:BOU144) 劉哲 -Rep 2020-11-24 2021-01-04
218   Yu, Liang (SFC:BQM630) 余梁 -Rep 2021-01-05 2022-12-14
219 China Vered Securities Limited Yang, Lei (SFC:BCY602) 楊雷 -RO 2020-07-27 2020-12-31
220 CHINA ZHONG HENG FINANCE GROUP LIMITED Liu, Cheng Yi 劉正毅 -RO 2020-09-21 2021-01-06
221 Chocolate Asset Management Limited Williamson, Peter George -Rep 2021-01-11 2022-12-02
222 CHOW SANG SANG FUTURES LIMITED Lee, Toby Wing Keung 李永強 -RO 2019-01-16 2020-12-31
223 Chuenman Securities Limited Chong, Ka Fai 莊嘉輝 -Rep 2019-03-21 2021-01-08
224 CHUNG LEE SECURITIES COMPANY LIMITED Lee, Sing Wing 李盛榮 -RO 2020-02-21 2021-01-04
225 CITIC Securities (Hong Kong) Limited Gu, Shiyi 顧詩意 -Rep 2017-09-11 2020-12-31
226   He, Jiaozi 何驕子 -Rep 2020-04-14 2021-01-04
227   Lai, Siu Fung (SFC:BQP574) 黎少峯 -Rep 2021-01-04 2023-07-18
228   Miao, Cheng Ying 繆政穎 +Rep 2021-01-11
229   Silvano, Randa Bangun -Rep 2018-03-01 2020-12-31
230   Zhou, Shufan 周澍凡 -Rep 2021-01-11 2024-09-03
231 CITIC Securities Asset Management (HK) Limited Liu, Xinguo (SFC:BOD325) 劉新國 -Rep 2021-01-05 2021-01-07
232     +RO 2021-01-07
233   Shao, Tianyi 邵天一 -Rep 2021-01-06 2021-08-25
234 CITIC Securities Brokerage (HK) Limited Chen, Sisi (SFC:BFK206) 陳絲絲 +Rep 2021-01-06
235   Lam, Ka Wun Gary 林家垣 -Rep 2014-04-09 2021-01-08
236   Lam, Man Wai (SFC:AZF840) 林文偉 +Rep 2021-01-06
237   Liu, Fang (SFC:BDY735) 劉方 -Rep 2014-08-11 2021-01-05
238   Yang, Fan (SFC:BEF935) 楊帆 -Rep 2014-09-30 2021-01-11
239 CITIC Securities CLSA Capital Partners (HK) Limited Qian, Haochen 錢灝宸 -Rep 2021-01-07 2021-02-10
240 CITIC Securities Futures (HK) Limited Chen, Sisi (SFC:BFK206) 陳絲絲 +Rep 2021-01-06
241   Lam, Man Wai (SFC:AZF840) 林文偉 +Rep 2021-01-06
242 CITIC Securities International Global Markets Limited Lam, Ka Wun Gary 林家垣 -Rep 2017-06-26 2021-01-08
243   Luk, Kwun Hei 陸冠希 +Rep 2021-01-12
244   Tseng, Peter Wing Keung 曾永强 +Rep 2021-01-12
245   Yang, Lujia (SFC:BBU233) 楊路加 -Rep 2018-05-18 2021-01-11
246 Citigroup Global Markets Asia Limited Chang, Shu-Wei 張書維 -Rep 2008-07-02 2021-01-11
247   Chen, Ying (SFC:BQN184) 陳莹 +Rep 2021-01-04
248   Cheung, Ming (SFC:ABT543) 張明 -Rep 2015-07-14 2020-12-31
249   Corones, Zachary Alexander -Rep 2019-11-14 2021-01-13
250   Jiang, Joshua Wenbo +Rep 2021-01-08
251   King, Yueh Hann 金約翰 -Rep 2020-12-31
252   Li, Chi Keung (SFC:ACJ141) 李志強 -Rep 2020-12-31
253   Li, Jing (SFC:ARI941) 李婧 -Rep 2018-07-27 2021-01-01
254   Li, Monica Wing Yee 李穎懿 -Rep 2009-07-21 2020-12-31
255   Lu, Wei (SFC:BNF423) 盧瑋 -Rep 2018-07-25 2021-01-05
256   McQueen, Lee Michael +Rep 2021-01-05
257   Rolfe, Roland Christopher (SFC:AVI388) +Rep 2021-01-08
258   Wan, Lewis King Sun 尹景燊 -Rep 2004-07-21 2020-12-31
259   Wang, Chu (SFC:BQO707) 王出 -Rep 2021-01-06 2024-04-14
260   Wang, Kuo Liang 王國樑 -Rep 2008-07-04 2020-12-31
261   Wong, Antonio Lung Man 黃隆民 -Rep 2020-12-31
262   Yoon, Young Il +Rep 2021-01-08
263 CITRUS SECURITIES LIMITED Loong, Fei Wan 龍飛雲 -RO 2021-01-08 2021-11-30
264   Tang, Ye (SFC:ANQ032) 唐燁 +RO 2021-01-08
265 CLC International Limited Kwong, Ka Leung 鄺嘉樑 -Rep 2021-01-05 2021-07-31
266 CLC SECURITIES LIMITED Ma, Rujun 馬茹筠 -Rep 2021-01-05 2023-07-12
267 CLSA LIMITED Gu, Shiyi 顧詩意 -Rep 2017-09-11 2020-12-31
268   He, Jiaozi 何驕子 -Rep 2020-04-14 2021-01-04
269   Lai, Siu Fung (SFC:BQP574) 黎少峯 -Rep 2021-01-04 2023-07-18
270   Li, Xiang (SFC:BDP861) 李想 +Rep 2021-01-05
271   Miao, Cheng Ying 繆政穎 +Rep 2021-01-11
272   Silvano, Randa Bangun -Rep 2018-03-01 2020-12-31
273   Uchiyama, Hirotaka -Rep 2017-10-31 2020-12-31
274   Ved, Premal Gopaldas -Rep 2018-03-07 2021-01-06
275   Zhou, Shufan 周澍凡 -Rep 2021-01-11 2024-09-03
276 CMB International Securities Limited Wang, Bingjie (SFC:BOL715) 王秉劼 -Rep 2019-06-17 2021-01-08
277 CMBC ASSET MANAGEMENT COMPANY LIMITED Li, Guanda 李冠達 -Rep 2021-01-07 2021-12-28
278   Yu, Dalin 于大林 -RO 2019-01-30 2021-01-12
279 CMBC International Capital Limited Zhou, You (SFC:BHG937) 周游 +Rep 2021-01-04
280 CMBC INTERNATIONAL FUTURES COMPANY LIMITED So, Kwok Kwan 蘇國堃 -Rep 2018-01-29 2020-12-31
281 CMBC SECURITIES COMPANY LIMITED   -Rep 2018-01-29 2020-12-31
282   Yu, Dalin 于大林 -Rep 2019-08-20 2021-01-12
283   Zhou, You (SFC:BHG937) 周游 +Rep 2021-01-04
284 CMH Capital Co., Limited Wu, Jonathan Sheung Kai 伍尚楷 -RO 2015-02-24 2021-01-11
285     -Rep 2021-01-11 2022-06-30
286 CMS ASSET MANAGEMENT (HK) CO., LIMITED Zhang, Rui (SFC:BQB519) 張芮 -Rep 2020-09-09 2021-01-04
287     -RO 2021-01-04 2021-11-26
288   Zhao, Zefen 趙則芬 -Rep 2020-12-31 2022-06-02
289 CMS CAPITAL (HK) CO., LIMITED Mao, Yunjun 毛雲鋆 -Rep 2021-01-05 2021-06-17
290 CNI Global Assets Management Limited (HK) Fox, Robin Jonathan Gibbs +Rep 2021-01-04
291 CNI GLOBAL CAPITAL LIMITED Brewer, James Christopher 布林生 -Rep 2021-01-05 2022-05-06
292 CNI Securities Group Limited Zhang, Miao (SFC:BOX399) 張淼 -Rep 2021-01-11 2021-03-31
293 COLLER CAPITAL (HONG KONG) LIMITED Han, Ji Eun 韓知恩 +Rep 2021-01-13
294 Conning Asia Pacific Limited Li, Bo (SFC:BPD375) 李博 -Rep 2020-09-14 2020-12-31
295 Convera Hong Kong Limited Bishop, Simon John (SFC:BGZ461) -RO 2016-05-20 2020-12-31
296   Chan, Patrick Wai Ming 陳偉明 -Rep 2019-11-27 2020-12-31
297   Chiang, Ching Ching 蔣青青 -Rep 2016-07-18 2020-12-31
298   Chow, Michael Chi Kit 周志傑 -Rep 2016-06-15 2020-12-31
299   Choy, Yee Ting 蔡綺婷 -Rep 2019-04-09 2020-12-31
300   Hung, Carmen Ka Man 洪嘉敏 -Rep 2016-06-15 2020-12-31
301   Janssen, Svend -RO 2019-06-13 2020-12-31
302   Kwan, Po Fu 關保富 -Rep 2018-04-27 2020-12-31
303   Lam, Po Shan 林寶姗 -Rep 2020-06-12 2020-12-31
304   Lau, Verda Woon Yan 劉煥欣 -Rep 2020-02-04 2020-12-31
305   Leung, David Lut Yan 梁律仁 -Rep 2019-09-02 2020-12-31
306   Leung, Siu Man (SFC:BHQ260) 梁少敏 -Rep 2016-06-21 2020-12-31
307   Mak, Sai Hung 麥世雄 -Rep 2016-06-16 2020-12-31
308   So, Wing Tung (SFC:BHQ263) 蘇永東 -Rep 2016-06-20 2020-12-31
309   Tsang, Chui Ying (SFC:BHS093) 曾翠瑩 -Rep 2016-06-30 2020-12-31
310   Woo, Kai Hon 胡啟康 -Rep 2017-11-14 2020-12-31
311   Yeung, Pik Ha 楊碧霞 -Rep 2016-06-17 2020-12-31
312   Yeung, Tung Leong 楊東亮 -Rep 2020-03-04 2020-12-31
313   Yuen, Wing Tung (SFC:BLX127) 阮詠冬 -Rep 2018-01-12 2020-12-31
314 CORNERSTONE ASSET MANAGEMENT LIMITED Kwok, Felix Wing Ho 郭永晧 -RO 2020-05-08 2021-01-12
315 CORNERSTONE SECURITIES LIMITED   -RO 2016-08-24 2021-01-12
316 CORPORATE BROKERS LIMITED Chan, Chi Cheung (SFC:ACQ786) 陳智翔 +Rep 2021-01-11
317   Ng, Shiu Ki (SFC:AAC791) 吳兆基 -RO 2004-05-07 2020-12-31
318     +Rep 2020-12-31
319 CORPORATE COMMODITIES LIMITED   -RO 2014-09-30 2020-12-31
320     +Rep 2020-12-31
321 CORRINGTON SECURITIES & INVESTMENT LIMITED Chan, Kam Cheung 陳錦祥 -Rep 2015-08-21 2020-12-31
322   Ng, Tsz Kin (SFC:BBF141) 吳梓健 -RO 2016-12-13 2020-12-31
323 Credit Suisse (Hong Kong) Limited Chen, Yow Bang 陳佑邦 -Rep 2008-05-08 2021-01-11
324   Chui, Yuk Ming 徐旭明 -Rep 2018-04-10 2020-12-31
325   Chung, Nicholas 鍾傲南 -Rep 2021-01-08 2023-06-23
326   Lokesh, Lekith Kumar Chikanayak -Rep 2019-01-24 2021-01-04
327     -RO 2021-01-04 2021-10-25
328   Wang, Can (SFC:BNT143) 王燦 -Rep 2018-11-01 2020-12-31
329   Yang, Sikai (SFC:BFA187) 楊斯凱 -Rep 2021-01-04 2022-03-23
330   Yin, Chenggong 尹成功 -Rep 2021-01-06 2022-10-27
331 Credit Suisse Securities (Hong Kong) Limited Chui, Yuk Ming 徐旭明 -Rep 2018-04-10 2020-12-31
332   Yin, Chenggong 尹成功 -Rep 2021-01-06 2022-10-27
333 Crescendo Greater China Limited Lee, Chun Hin (SFC:BIT239) 李震軒 -RO 2020-07-30 2021-01-01
334   Tian, Yuanhui 田原薈 +Rep 2021-01-06
335 CSI Partners HK Limited Qian, Haochen 錢灝宸 -Rep 2019-06-25 2020-12-30
336   Shen, Gujing 沈谷菁 -Rep 2016-04-12 2020-12-30
337   Zhang, Hongyi (SFC:BIZ596) 張弘毅 -Rep 2017-02-14 2020-12-30
338 CSOP Asset Management Limited Zhang, Jiaying (SFC:BNN287) 張佳英 -Rep 2018-09-13 2020-12-31
339 CSPI Credit Ratings Company Limited Ha, Vincent Sui Man 哈穗民 -Rep 2021-01-11 2024-03-08
340 CTW SECURITIES LIMITED Leung, C Jun Christopher 梁思進 -Rep 2020-05-22 2021-01-01
341 D. E. Shaw & Co. (Asia Pacific) Limited Kim, Yeun Joo +Rep 2021-01-04
342 DA International Asset Management Limited Ho, Ting Fung (SFC:BHS033) 何霆鋒 -Rep 2020-10-29 2020-12-30
343     -RO 2020-12-30 2021-02-26
344 Daiwa Capital Markets Hong Kong Limited Nie, Zhuofei 聶卓非 +Rep 2021-01-04
345 DBS VICKERS (HONG KONG) LIMITED Chui, Man Nga 崔雯雅 -Rep 2016-06-06 2021-01-10
346 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED Kwong, Ping Keung 鄺炳強 -RO 2021-01-01
347 DEUTSCHE SECURITIES ASIA LIMITED Ge, Guanhong -Rep 2017-09-29 2020-12-31
348   Moreira, Nicholas Hubert -RO 2012-12-13 2021-01-05
349 DL SECURITIES (HK) LIMITED Wang, Yan (SFC:BOA764) 王琰 -Rep 2021-01-11 2022-07-31
350   Xu, Tiantian (SFC:BJR785) 徐天添 -Rep 2020-11-19 2021-01-11
351     -RO 2021-01-11 2024-03-01
352 dLab Asset Management Limited Kwan, Warren Lai On 關澧安 -RO 2017-07-11 2021-01-03
353 Dongxing Securities (Hong Kong) Asset Management Company Limited Guo, Chaofeng 郭朝峰 -Rep 2020-12-03 2021-01-04
354     -RO 2021-01-04 2021-05-07
355 Dongxing Securities (Hong Kong) Company Limited Wong, Brenda Yin Kwan 黃衍筠 -RO 2017-07-18 2020-12-31
356 Double Haven Capital (Hong Kong) Limited Bahra, Kanwaljit Singh -RO 2018-07-12 2020-12-31
357   Brennan, Martin (SFC:AHN339) -Rep 2011-08-02 2020-12-31
358   Doud, Thomas Andrew -RO 2012-09-11 2020-12-31
359   Lee, Man Hon (SFC:AVC108) 李文瀚 -Rep 2013-06-27 2020-12-31
360   McDade, Richard William -Rep 2016-12-13 2020-12-31
361   Vaswani, Arun Purushotam -Rep 2011-10-31 2020-12-31
362   Walter, David Ronald James -Rep 2018-04-24 2020-12-31
363 DT Securities & Futures Co. Limited Mak, Chun Yuen (SFC:BQL894) 麥俊炫 -Rep 2021-01-05 2022-07-26
364 EAM Investment Advisors Limited Li, Yisui 李依穗 -Rep 2020-06-24 2020-12-31
365 East Point Asset Management Limited Liu, Zhenhua (SFC:BHT759) 劉振華 -RO 2021-01-06 2024-03-13
366   Walsh, Simon Hastings Patrick -RO 2021-01-06 2024-03-13
367 Eddid Securities and Futures Limited Lin, Xuanxuan 林璇璇 -Rep 2021-01-08 2021-10-27
368 ELLIOTT ADVISORS (HK) LIMITED Bayliss, James Michael Edward -RO 2020-08-06 2020-12-31
369   Ciardi, Francesco (SFC:BPV396) -RO 2020-09-17 2020-12-31
370   Nonnenmacher, Sophie Sabine -RO 2020-08-04 2020-12-31
371   Yu, Tao (SFC:BOC108) 于濤 -Rep 2019-02-15 2020-12-31
372 EMINENCE ASSET MANAGEMENT (ASIA) LIMITED Martigny, Florian Armand Julien -RO 2020-06-19 2020-12-31
373 Emperio Securities And Assets Management Limited Chan, Man Sze (SFC:AZZ250) 陳敏思 -Rep 2021-01-07 2021-01-28
374   Ho, Chung Ming 何仲明 -Rep 2020-09-18 2021-01-12
375     -RO 2021-01-12 2021-06-30
376 ENHANCED INVESTMENT PRODUCTS LIMITED Chau, Kenneth Ka Yue 周家裕 +Rep 2021-01-05
377 Enhanced Securities Limited Lo, Christopher Tak Hung 勞德鴻 -Rep 2016-06-17 2021-01-07
378     -RO 2021-01-07 2022-07-06
379 EQT Partners Asia Limited Mok, Martin Kwan Ting 莫昆庭 -RO 2009-11-23 2020-12-31
380 Eurizon Capital Asia Limited Man, Ka Ming (SFC:BBT494) 文家明 -Rep 2020-12-30 2021-04-16
381 EVENSTAR ADVISORS LIMITED Yu Bai, Daniel -Rep 2018-09-20 2020-12-31
382 Ever-Long Capital Management Limited (b2014-01-15) Cheng, Kai-Jen 鄭凱仁 +Rep 2021-01-08
383   Lai, Kwan Pak 黎君柏 -Rep 2018-07-30 2021-01-04
384     -RO 2021-01-04 2023-02-28
385 Everbright Securities Digital Finance (HK) Limited Ip, Ka Yeung 葉家楊 +Rep 2021-01-13
386   Zhang, Jianjiao 張健嬌 +Rep 2021-01-08
387 Everbright Securities Global (HK) Limited Wong, Patrick Kwok Hing 黃國興 -RO 2016-06-08 2020-12-31
388 Everbright Securities Investment Services (HK) Limited He, Xiaoying (SFC:BFN544) 何曉瑩 +Rep 2021-01-07
389   Ip, Ka Yeung 葉家楊 +Rep 2021-01-13
390   Ng, Cheuk Man (SFC:BNP500) 伍婥敏 -Rep 2018-10-08 2021-01-03
391   Wong, Patrick Kwok Hing 黃國興 -RO 2020-12-31
392   Wong, William Koon Wei 黃觀威 -Rep 2021-01-04 2021-04-28
393   Zhang, Jianjiao 張健嬌 +Rep 2021-01-08
394 Evercore Asia Limited Leviseur, David William Hugo -Rep 2015-03-16 2020-12-31
395 ExodusPoint Capital Management Hong Kong, Limited Li, Wei (SFC:BIC106) 李巍 -Rep 2020-12-31 2022-12-31
396   Weng, Tao 翁韜 -Rep 2021-01-04 2023-01-21
397 Feifan Asset Management Co., Limited Xue, Wanhua 薜萬華 -RO 2020-01-24 2020-12-31
398 FIL Investment Management (Hong Kong) Limited So, Ka Wai (SFC:BNC194) 蘇嘉慧 -Rep 2018-07-25 2021-01-13
399 First Prosperous Asset Management Company Limited Ma, Di (SFC:BNB075) 马迪 -RO 2020-09-02 2020-12-31
400   Wang, Yan (SFC:BOA764) 王琰 -Rep 2020-05-12 2021-01-04
401 First Prosperous Capital Company Limited Ma, Di (SFC:BNB075) 马迪 -Rep 2019-08-20 2020-12-31
402   Wang, Yan (SFC:BOA764) 王琰 -Rep 2020-05-12 2021-01-04
403 FIRST SECURITIES (HK) LIMITED Kuo, Shu Chen (SFC:BIV833) 郭淑貞 -Rep 2017-12-12 2021-01-01
404 FIRST SHANGHAI CAPITAL LIMITED Lu, Yunfei (SFC:BQO614) 盧云飛 +Rep 2021-01-04
405 FIRST SHANGHAI FUTURES LIMITED Mak, Tin Yan 麥天恩 -Rep 2018-07-19 2021-01-10
406   Sung, Wai Kei 宋偉基 -Rep 2019-09-27 2021-01-03
407 FIRST SHANGHAI SECURITIES LIMITED Ding, Shen 丁燊 -Rep 2018-01-15 2020-12-31
408   Mak, Tin Yan 麥天恩 -Rep 2018-07-19 2021-01-10
409   Sung, Wai Kei 宋偉基 -Rep 2019-09-27 2021-01-03
410 FLOW TRADERS HONG KONG LIMITED Quinn, Mitchell Douglas -Rep 2021-01-05 2021-11-16
411 FORTUNE (HK) SECURITIES LIMITED Lok, Ka Fai (SFC:AYL132) 駱嘉暉 -RO 2018-12-13 2021-01-13
412 FORTUNE FINANCIAL CAPITAL LIMITED   -RO 2020-04-16 2021-01-13
413 Fosun International Securities Limited Lai, Pei Chung 黎沛沖 -Rep 2020-10-30 2020-12-31
414 Founder Securities (Hong Kong) Capital Company Limited Wang, Xiao (SFC:BGK625) 汪霄 -Rep 2018-07-04 2020-12-31
415   Wong, Sai Fu 黃世富 -RO 2018-06-01 2020-12-31
416 FOUNDER SECURITIES (HONG KONG) LIMITED Wang, Xiao (SFC:BGK625) 汪霄 -Rep 2017-08-29 2020-12-31
417 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Browning, Mark Banks -RO 2007-01-05 2020-12-31
418 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2020-11-24 2021-01-04
419 FTFT International Securities and Futures Limited Yao, Man Yi 姚敏怡 -Rep 2018-07-27 2020-12-31
420 FUBON SECURITIES (HONG KONG) LIMITED Chen, Hsiu-Hsiu 陳秀秀 +Rep 2021-01-12
421   Hsieh, Pei-Chun 謝沛錞 -Rep 2019-06-20 2020-12-31
422   Huang, Lingwen 黃羚雯 -Rep 2020-08-03 2020-12-31
423   Lin, Chun-Chi 林春吉 -RO 2019-06-05 2020-12-31
424   Shi, Yanguan 石燕冠 -Rep 2019-09-06 2020-12-31
425 FULBRIGHT SECURITIES LIMITED Yu, Kar Po 余家寶 -Rep 2008-04-22 2020-12-31
426 FULLGOAL ASSET MANAGEMENT (HK) LIMITED Guo, Sijing 郭思靜 -Rep 2014-04-09 2021-01-12
427 Funderstone Futures Limited Cheung, Jeffrey Kwok On -Rep 2021-01-08 2021-08-18
428 Funderstone Securities Limited   -Rep 2021-01-08 2021-08-18
429 Futu Securities International (HONG KONG) Limited Chen, Yunyu 陳韵羽 -Rep 2021-01-06 2021-06-18
430 FWD Financial Planning Limited (HK) Yung, Alex Shu Ho 容樹濠 +Rep 2021-01-12
431 Gamma Consortium Limited (The) Dias, Richard Percival 戴禮徹 -RO 2017-12-27 2021-01-01
432 GAOYU SECURITIES LIMITED Lau, Yu Leong 劉宇亮 -Rep 2020-06-05 2020-12-31
433   Lee, William Ho Leung 李浩良 +RO 2020-12-31
434 GCI Asset Management, HK Limited Mullapudi, Hari Kiran -Rep 2021-01-06 2023-07-14
435 Generations Partners Company Limited Li, Yucai (SFC:BJP792) 李宇才 -Rep 2021-01-04 2022-04-30
436 GET NICE SECURITIES LIMITED Chan, Lap Chun 陳立俊 -Rep 2021-01-04 2023-03-27
437   So, Eley Wing Hung 蘇永雄 -Rep 2021-01-04 2024-03-28
438 GF Asset Management (Hong Kong) Limited Ye, Yong (SFC:AOB368) 叶勇 +RO 2021-01-07
439 GF Capital (Hong Kong) Limited Chen, Liguo 陳立國 -Rep 2018-12-21 2020-12-31
440   Huang, Sike 黃斯軻 -Rep 2021-01-11 2021-09-30
441   Xu, Sihan (SFC:BQO141) 許斯晗 -Rep 2020-12-31 2021-04-23
442 GF FUTURES (HONG KONG) CO., LIMITED Tan, Derrick Wie Hon 陳威雄 -Rep 2013-03-11 2020-12-30
443 GF International Investment Management Limited Dai, Yuqing (SFC:BHR646) 戴宇清 -Rep 2019-10-18 2021-01-06
444 GF Securities (Hong Kong) Brokerage Limited Chan, Fai Shing 陳輝盛 +Rep 2021-01-13
445   Qiu, Changwei 邱長偉 -Rep 2019-03-01 2021-01-08
446   Tan, Derrick Wie Hon 陳威雄 -Rep 2013-03-11 2020-12-30
447   Xu, Sihan (SFC:BQO141) 許斯晗 -Rep 2020-12-31 2021-04-23
448 GFI (HK) SECURITIES L.L.C. Lougare, Thibaud Jean-Marie -Rep 2020-03-20 2021-01-12
449 Glory Sun Securities Limited Ng, Ka Sing 吳家星 -Rep 2020-12-30 2021-12-14
450   Pan, Kin Ming 彭建明 -Rep 2021-01-11 2023-06-30
451 GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED Chow, Kwun Hung 周冠雄 +RO 2020-12-30
452   Wong, Kin Pong (SFC:AJN217) 黃建邦 +RO 2020-12-30
453 Golden Asset Management Co., Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 -Rep 2021-01-06 2024-04-18
454 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Xia, Yue (SFC:BQN163) 夏玥 -Rep 2021-01-12 2021-05-10
455 GOLDMAN SACHS (ASIA) L.L.C. Cumming, Fiona Joy 金安琪 -Rep 2013-07-31 2021-01-01
456   Fu, Ning 付寧 -Rep 2021-01-11 2021-08-01
457   Koll, Kathy Mitsuko -Rep 2010-03-09 2021-01-11
458   Ooi, Wei Ming (SFC:BNX372) 黃偉銘 -Rep 2018-12-11 2021-01-01
459   Wang, Yunyi (SFC:BQP890) 王蘊熠 -Rep 2021-01-08 2021-02-04
460   Zhong, Hongda 鐘宏達 +Rep 2021-01-08
461 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Fu, Ning 付寧 -Rep 2021-01-11 2021-08-01
462 Goldman Sachs Asset Management (Hong Kong) Limited Chen, Tianyun 陳天韻 -Rep 2019-05-30 2021-01-06
463   Messier, Gerald -Rep 2018-03-07 2021-01-09
464 Grace Financial Limited (HK) Chia, Kok Onn 謝國安 -RO 2011-06-16 2020-12-31
465 Grand Moore Capital Limited Zhou, You (SFC:BHG937) 周游 -Rep 2018-01-10 2021-01-04
466 Grandview Capital Group Limited Hung, Chiu Tung 洪顥倫 -Rep 2021-01-06 2021-12-08
467 GRANSING SECURITIES CO., LIMITED Wong, Tsz Pan (SFC:AMU162) 黃子賓 -Rep 2021-01-08 2021-03-31
468 Great Wall Pan Asia Asset Management Limited Li, Qi (SFC:AGM782) 李琦 -RO 2018-03-23 2020-12-31
469   Liao, Jie (SFC:BQH159) 廖杰 -Rep 2021-01-06 2022-11-11
470 Green Harmony Securities Limited Xiong, Yun 熊贇 -Rep 2019-10-23 2021-01-07
471     -RO 2021-01-07 2023-08-30
472 Greencourt Financial Co., Limited Chu, Wah Cheung 朱華章 -Rep 2020-12-11 2021-01-05
473     -RO 2021-01-05 2021-12-17
474   Leung, Tat Lung 梁達龍 -RO 2019-12-17 2020-12-31
475 GROW Asset Management (HK) Limited Liao, Wei (SFC:AYJ548) 廖薇 -Rep 2019-03-01 2020-12-31
476 GSA Capital Partners (Hong Kong) Limited Spence, Kevin (SFC:BOH486) -RO 2019-08-15 2020-12-31
477 Guohua International Asset Management Limited Cheung, Hoi Ting (SFC:BHM242) 張凱婷 -Rep 2021-01-07 2022-12-31
478 Guosen Securities (HK) Brokerage Company, Limited Lau, Ka Yi (SFC:BIG902) 劉嘉怡 -Rep 2020-12-08 2021-01-11
479   Zhao, Yifan (SFC:BNG821) 趙一帆 -Rep 2019-09-30 2021-01-08
480 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Liang, Yuxuan 梁雨轩 -Rep 2018-12-07 2020-12-31
481   Song, Jiaying (SFC:BDY877) 宋佳穎 -Rep 2017-02-23 2021-01-04
482   Zhang, Chonghui 張崇輝 -Rep 2019-01-29 2020-12-31
483 GUOTAI JUNAN CAPITAL LIMITED Duan, Yanni 段燕妮 -Rep 2020-03-16 2021-01-05
484   Hui, Hin Long 許軒朗 -Rep 2017-09-15 2021-01-07
485   Meng, Yuyang 孟渝陽 -Rep 2020-01-17 2020-12-31
486   Qiu, Guoquan 邱國權 -Rep 2020-01-03 2020-12-31
487   Sheng, Chen (SFC:BQO794) 盛晨 -Rep 2020-12-30 2021-08-27
488   Yan, Ximin 嚴晞敏 -Rep 2019-12-19 2020-12-31
489   Yu, Chenkai 郁晨凱 -Rep 2019-12-06 2020-12-31
490 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Cheng, Siu Wa (SFC:ADG364) 鄭少華 +Rep 2021-01-11
491   Lau, Tsz Hung 劉子雄 -Rep 2019-04-16 2021-01-10
492   Wan, Lu 萬璐 -Rep 2019-09-09 2021-01-07
493   Wang, Weiwei (SFC:BMU905) 王瑋韡 -Rep 2018-04-20 2020-12-31
494 Guotai Junan FX Limited Lau, Tsz Hung 劉子雄 -Rep 2020-12-16 2021-01-10
495 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Cheng, Siu Wa (SFC:ADG364) 鄭少華 +Rep 2021-01-11
496   Chung, Wai Pan 鍾維斌 -Rep 2017-11-16 2020-12-31
497   Lau, Tsz Hung 劉子雄 -Rep 2019-04-16 2021-01-10
498   Wan, Lu 萬璐 -Rep 2019-08-09 2021-01-07
499   Wang, Weiwei (SFC:BMU905) 王瑋韡 -Rep 2018-04-20 2020-12-31
500   Yang, Yongqing (SFC:BOM626) 楊永晴 -Rep 2019-07-10 2021-01-04
501   Yu, An Li 余安麗 -Rep 2020-12-07 2020-12-30
502 GUOYUAN FUTURES (HONG KONG) LIMITED Du, Qingwen 杜清雯 -Rep 2019-10-22 2020-12-31
503 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED   -Rep 2019-10-22 2020-12-31
504 Haitong Futures Hong Kong Limited Wong, Fish Yuk Yu 黃堉瑀 -RO 2019-06-21 2021-01-13
505 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Zhu, Diyi 朱迪奕 -Rep 2017-10-04 2021-01-05
506 HAITONG INTERNATIONAL CAPITAL LIMITED Xie, Xinxin (SFC:BHZ673) 謝心馨 +Rep 2021-01-04
507 HAITONG INTERNATIONAL FUTURES LIMITED Chan, Kwong Hoi 陳廣海 -Rep 2019-08-14 2021-01-13
508   Cheung, Chun Kit (SFC:APO195) 張駿傑 -Rep 2007-09-04 2021-01-08
509   Chung, Dennis Wei Chiu 鍾滙超 -Rep 2020-09-10 2021-01-06
510   Fu, Xiaoqing 傅曉青 -Rep 2015-07-15 2020-12-31
511   Tse, Sheung Ming Darren 謝尚明 -Rep 2021-01-11 2021-03-08
512 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Zhu, Diyi 朱迪奕 -Rep 2017-10-04 2021-01-05
513 HAITONG INTERNATIONAL RESEARCH LIMITED Leung, Billy Ka Wai 梁家威 -Rep 2016-04-01 2021-01-08
514   Sun, Miaoling 孫淼玲 -Rep 2021-01-13 2023-07-19
515   Zong, Bo (SFC:BQL060) 宗博 -Rep 2020-12-31 2021-11-25
516 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Chan, Elton Ngok Yan 陳岳欣 -Rep 2020-01-16 2021-01-05
517   Chan, Kwong Hoi 陳廣海 -Rep 2019-08-14 2021-01-13
518   Cheung, Chun Kit (SFC:APO195) 張駿傑 -Rep 2007-09-04 2021-01-08
519   Chung, Dennis Wei Chiu 鍾滙超 -Rep 2020-09-10 2021-01-06
520   Fu, Xiaoqing 傅曉青 -Rep 2014-02-24 2020-12-31
521   Kwan, Chun Liang Nicholas 關仲良 -Rep 2019-07-26 2020-12-31
522   Ng, Wai Lam William 吳偉林 -Rep 2020-10-09 2021-01-08
523   Tse, Sheung Ming Darren 謝尚明 -Rep 2021-01-11 2021-03-08
524   Xie, Xinxin (SFC:BHZ673) 謝心馨 +Rep 2021-01-04
525 HakuCapital Global Investment Advisers Limited Broomhead, Robert Peter -Rep 2019-07-25 2020-12-31
526   Lam, Fong Tat 林方達 -Rep 2020-04-21 2020-12-31
527 HAMON ASIAN ADVISORS LIMITED Tsang, Kwok Yuk 曾國鈺 -Rep 2020-12-31 2022-05-31
528 HANG SENG INVESTMENT MANAGEMENT LIMITED Chan, Sau Ying (SFC:BAY074) 陳秀瑩 -Rep 2013-03-04 2020-12-30
529   Tang, Kai Wing (SFC:BAB779) 鄧啟榮 -Rep 2020-10-29 2021-01-03
530   Yee, Wing Ka 余詠嘉 -Rep 2013-08-23 2020-12-30
531 HANTEC FUTURES LIMITED Leung, Yu Hin (SFC:AZX593) 梁宇軒 -Rep 2018-05-30 2020-12-31
532 HANTEC SECURITIES CO., LIMITED   -Rep 2018-05-30 2020-12-31
533 Harmonia Capital Limited Ho, Hoi Shan (SFC:BMP009) 何海珊 -Rep 2020-07-10 2020-12-31
534 HARTFORD CAPITAL LIMITED Zhou, Fangyu 周芳羽 +Rep 2021-01-11
535 HBM Partners Hong Kong Limited Chen, Steve Shuo 陳碩 -RO 2021-01-07 2024-06-14
536   Chen, Xin (SFC:AUF158) 陳欣 +RO 2021-01-07
537 HEAD & SHOULDERS SECURITIES LIMITED Lo, Cho Ying 盧礎瑩 -Rep 2018-06-26 2020-12-31
538 Hermitage Capital HK Limited Chen, Ronghua (SFC:BBD166) 陳蓉華 -RO 2018-03-28 2021-01-05
539 HEUNGKONG CAPITAL LIMITED Leung, Ching Fai 梁清暉 -Rep 2019-12-13 2020-12-31
540 HF Asset Management Limited (HK) Cheng, Patrick Chi Kin 鄭子堅 -RO 2020-11-02 2021-01-13
541 HF Securities and Futures Limited   -Rep 2020-11-02 2021-01-13
542   Liu, Christina Lai Sum 廖麗心 -RO 2020-11-02 2020-12-31
543 Holly International Asset Management Company Limited Wu, Ngai Pan 胡毅彬 -RO 2019-05-07 2020-12-31
544 Holly International Financial Holdings Limited   -RO 2017-11-17 2020-12-31
545 Hope Chain Asset Management Co., Limited Fu, Yuen Lam 傅婉琳 +Rep 2021-01-04
546 HSBC BROKING FOREX (ASIA) LIMITED Ho, Tin Lai 何天麗 -Rep 2016-03-10 2020-12-31
547 HSBC BROKING FUTURES (ASIA) LIMITED   -Rep 2015-10-27 2020-12-31
548 HSBC BROKING SECURITIES (ASIA) LIMITED Cheung, Kam Wai (SFC:BQN782) 張錦偉 -Rep 2021-01-05 2023-06-26
549   Ho, Tin Lai 何天麗 -Rep 2015-10-27 2020-12-31
550 HSBC Corporate Finance (Hong Kong) Limited Gao, Zhongyuan (SFC:BNU678) 高中原 -Rep 2018-12-05 2021-01-12
551   He, Ranchong 何染憧 -Rep 2020-03-24 2021-01-08
552   Lam, Yat Shing Kenny 林日昇 -Rep 2019-10-04 2020-12-31
553 HSBC Global Asset Management (Hong Kong) Limited Pang, Jacqueline Chung Shia 馮崇霞 -Rep 2021-01-12 2021-07-28
554 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED   -Rep 2021-01-12 2021-07-28
555 HTF Securities Limited Yeung, Chi Hang (SFC:AOK041) 楊智恆 -Rep 2021-01-04 2021-02-11
556 HUA YU INVESTMENT MANAGEMENT LIMITED Ma, Chun Fai 馬進輝 -Rep 2015-07-03 2020-12-31
557 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Liu, Miao (SFC:BAK406) 劉淼 -Rep 2015-12-31 2021-01-04
558 Huarong International Securities Limited Liu, Xiguang (SFC:BQD597) 劉錫光 -RO 2021-01-06 2021-02-09
559 Huatai (Hong Kong) Futures Limited Tang, Hon Sum 鄧漢森 -Rep 2019-08-01 2021-01-12
560 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Chen, Dong (SFC:BQO797) 陈栋 -Rep 2020-12-30 2021-12-28
561   Li, Yi Sum 李懿沁 +Rep 2021-01-07
562   Lin, Huanyu 林寰宇 -Rep 2020-12-30 2024-05-31
563   Lu, Wenyu 盧文煜 -Rep 2020-12-30 2021-11-10
564   Tian, Lei (SFC:BPK390) 田蕾 -Rep 2021-01-05 2021-09-29
565   Tu, Kehan 涂可涵 +Rep 2020-12-30
566   Yao, Jack Hsin-Chou 姚信州 -Rep 2021-01-05 2022-01-06
567   Yao, Peirong 要佩蓉 +Rep 2020-12-30
568 Huge Asset Management Limited Sin, Kit Fung 冼杰烽 -Rep 2020-03-11 2021-01-07
569 I-ACCESS INVESTORS LIMITED Lui, Kam Sing 呂錦星 -Rep 2021-01-08 2022-03-31
570 IAM LEGACY LIMITED Chan, Lok Man (SFC:BMO599) 陳樂文 -Rep 2018-09-26 2020-12-30
571 ICAP Securities Hong Kong Limited Poix, Arnaud Bernard Fabrice Noel -RO 2021-01-05 2022-06-01
572 ICBC Credit Suisse Asset Management (International) Company Limited Sun, Derrick 孫裕文 -RO 2020-08-27 2021-01-11
573   Wang, Yang (SFC:BPM753) 汪颺 -RO 2021-01-05 2023-03-01
574 ICBC INTERNATIONAL FUTURES LIMITED Bai, Yuyang 白愉暘 -Rep 2019-12-09 2021-01-08
575 ICBC INTERNATIONAL SECURITIES LIMITED   -Rep 2019-12-09 2021-01-08
576 Imagi Brokerage Limited Lim, Kadir Jia Ping 林嘉彬 +Rep 2021-01-08
577 Income Partners Asset Management (HK) Limited Tang, Lorraine Lai Shim 鄧禮嬋 -Rep 2020-12-31
578 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED Velakacharla, Siddharth -RO 2009-08-06 2021-01-01
579 INFINI CAPITAL MANAGEMENT LIMITED Huang, Shangting 黃尚廷 -Rep 2021-01-12 2021-07-22
580 Infinitus Partners Asset Management Limited Au, Ka Ho Jeffrey 區家浩 -Rep 2018-04-18 2020-12-30
581     -RO 2020-12-30 2023-05-12
582   Yeung, Chun Man (SFC:ANP664) 楊俊文 -RO 2019-06-14 2020-12-31
583 INFINITY ASSET MANAGEMENT LIMITED Ng, Raymond Ying Wang 伍鷹宏 -Rep 2020-11-16 2021-01-06
584     -RO 2021-01-06 2022-05-31
585   Yu, Lu (SFC:BQN201) 余璐 -Rep 2021-01-13 2022-06-10
586 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED Shi, Wei (SFC:BIA163) 施維 -RO 2016-10-11 2020-12-31
587 Inheliance Asset Management Limited Fang, Qiuyan 方秋燕 -RO 2020-04-29 2021-01-09
588   Wang, Juejun 王珏珺 -Rep 2019-09-30 2021-01-11
589 Interactive Brokers Hong Kong Limited Wu, Pik Yan 胡碧殷 -Rep 2020-12-30 2021-08-28
590 INVESCO ASSET MANAGEMENT ASIA LIMITED Holland, Greg Anthony -Rep 2021-01-05 2021-01-29
591 INVESCO HONG KONG LIMITED   -Rep 2021-01-05 2021-01-29
592 iSAM Securities (HK) Limited Gao, Qifan 高綺繁 -Rep 2021-01-12 2021-04-01
593 J.P. MORGAN BROKING (HONG KONG) LIMITED Lin, Quan (SFC:BOE947) 林泉 -Rep 2019-03-13 2021-01-01
594   Zhai, Yanni 翟彥妮 -Rep 2017-08-08 2021-01-04
595 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Yu, Kaiyuan 俞凯元 -Rep 2020-03-27 2021-01-05
596 JANE STREET HONG KONG LIMITED Gross, William Michael -Rep 2014-12-23 2021-01-08
597   Moyen, Saajid Ehsan -Rep 2017-02-03 2021-01-01
598 Janus Henderson Investors Hong Kong Limited Goldman, Stephen Scott -Rep 2016-08-01 2020-12-30
599 JMC Capital HK Limited Kong, Ming Fai 江明輝 -Rep 2020-10-16 2021-01-06
600     -RO 2021-01-06 2022-12-31
601   Ouyang, Jiejing 歐陽潔靜 -Rep 2019-06-27 2021-01-01
602 JPMorgan Asset Management (Asia Pacific) Limited Au, Tsz Ki 區子祈 -Rep 2019-04-15 2020-12-30
603   Sau, Long Sze 仇朗思 -Rep 2020-12-31 2022-05-27
604 JPMorgan Funds (Asia) Limited Au, Tsz Ki 區子祈 -Rep 2018-03-06 2020-12-30
605   Sau, Long Sze 仇朗思 -Rep 2020-12-31 2022-05-27
606   Wong, Ho Man (SFC:BFT530) 王浩文 -Rep 2017-12-22 2021-01-08
607 K.K.M. SECURITIES LIMITED Yuen, Tsze Yee 阮子予 -Rep 2021-01-06 2021-01-31
608 Kai Yin Securities Limited Choy, Yau Fai 蔡佑徽 -RO 2016-08-31 2021-01-05
609 KARL-THOMSON COMMODITIES COMPANY LIMITED Wong, Lawrence Kwok Keung 黃國強 -Rep 2020-12-30 2022-03-31
610 KEYSTONE CAPITAL LIMITED (HK) Kwong, Adrian 鄺汶荻 -Rep 2021-01-06 2022-09-26
611 KGI ASIA LIMITED Chan, Eric Siu Ki 陳肇棋 -Rep 2020-12-30 2021-08-29
612   Chan, Sze Yuen (SFC:BQP946) 陳思遠 -Rep 2021-01-07 2022-02-04
613   Chao, Evan -Rep 2018-06-13 2021-01-06
614   Ng, Ka Yan (SFC:BQP735) 吳嘉欣 -Rep 2021-01-07 2023-03-24
615   Ng, Kwai Fong 吳桂芳 -Rep 2017-10-03 2020-12-31
616 KGI Asset Management Limited Chua, Kam Yi 蔡錦怡 +Rep 2021-01-11
617 KGI FUTURES (HONG KONG) LIMITED Chan, Sze Yuen (SFC:BQP946) 陳思遠 -Rep 2021-01-07 2022-02-04
618 KINGDOM INVESTMENT MANAGERS LIMITED Wu, Simon Wing Hong 胡永康 -RO 2021-01-04 2021-12-31
619 KINGKEY SECURITIES GROUP LIMITED Chan, Shuk Fan (SFC:BOF446) 陳淑芬 -Rep 2019-06-14 2021-01-06
620 KINGSTON SECURITIES LIMITED Kwok, Yin Fun (SFC:BPW820) 郭燕芬 -Rep 2020-11-04 2021-01-12
621 KOREA INVESTMENT & SECURITIES ASIA LIMITED Chan, Raymond Siu Lun 陳肇倫 -Rep 2020-11-04 2021-01-04
622     +RO 2021-01-04
623   Seo, Jangwon 徐章源 -Rep 2020-12-04 2020-12-30
624     +RO 2020-12-30
625 KTF CAPITAL MANAGEMENT LIMITED Hu, Nian 胡念 -RO 2019-01-10 2021-01-06
626 Lakeville Capital Management Limited Zhou, Henry -Rep 2020-01-16 2020-12-31
627 Landmark Partners (Asia) Limited Alfeld, Chad Steven -RO 2020-12-30 2023-04-01
628   Parker, Paul Edward (SFC:BQC337) -RO 2020-12-30 2023-04-01
629   Wu, Rebecca Yuan 吳圓圓 -RO 2020-12-30 2023-04-01
630 LaSalle Investment Management Hong Kong Limited Fan, David Ching 樊慶 -RO 2014-03-21 2020-12-31
631 LCA Solutions Limited Halim, Steven -Rep 2012-08-13 2021-01-07
632 Legal & General Investment Management Asia Limited Peng, David Hoantee 彭宏逖 -RO 2018-09-13 2020-12-31
633   So, Paul Ho Ching 蘇浩程 -RO 2014-12-01 2020-12-31
634 Legg Mason Asset Management Hong Kong Limited Chan, Pui Har 陳佩霞 -RO 2017-08-25 2020-12-31
635   Giuliano, Brian Louis -Rep 2021-01-12 2021-01-14
636   Lu, Shuyan (SFC:BNL573) 呂樹炎 -Rep 2019-10-24 2020-12-31
637 Lego Corporate Finance Limited Kong, Yuk Yu 江玉茹 -Rep 2021-01-06 2021-10-16
638   Lung, Tak Shing 龍德誠 -Rep 2017-07-06 2021-01-01
639 LERTHAI Asset Management Limited Yang, Shao Xing Max 楊少星 -Rep 2019-05-29 2020-12-31
640 LERTHAI Securities (Hong Kong) Limited   -Rep 2019-05-29 2020-12-31
641 Lianhe Ratings Global Limited Huang, Chia-Chi 黃佳琪 -RO 2018-07-16 2020-12-31
642   Lee, Kai Chung (SFC:BOL449) 李鎧仲 -Rep 2019-08-06 2020-12-31
643   Wong, Joshua (SFC:BQO923) 王旨豐 -Rep 2021-01-12 2021-05-31
644 Linkways Asset Management Limited Ma, Xinyu 馬鑫昱 -Rep 2018-12-19 2020-12-31
645 Linkways Investment Management Limited   -Rep 2018-10-25 2020-12-31
646 LMR Partners Limited Wong, Hung Hing (SFC:BBU649) 黃鴻鑫 -Rep 2021-01-11 2022-11-23
647 Long Bridge HK Limited Tu, Haitao 涂海濤 -Rep 2021-01-08 2021-09-16
648 LONGEVITY INVESTMENT MANAGEMENT HONG KONG LIMITED Cheng, Xi (SFC:AYR965) 程荃 +RO 2021-01-05
649   Zhang, Chao (SFC:BAK268) 張超 -RO 2021-01-05 2024-06-15
650   Zhang, Jingsi 張靜思 -RO 2021-01-05 2023-03-06
651 Look's Securities Limited Hui, Chi Kit 許志傑 -Rep 2017-11-20 2020-12-31
652 Luk Fook Capital (HK) Limited Fan, Charles Chi Yuen 樊志遠 -Rep 2018-03-07 2021-01-06
653   Leung, Ching Fai 梁清暉 -Rep 2021-01-12 2021-02-03
654 Lumineux Asset Management Limited Yu, Johnson Wai Hong 余維康 -RO 2020-01-15 2021-01-05
655 Lumineux Securities Limited   -RO 2020-02-27 2021-01-05
656 LYNX INVESTMENT PARTNERS LIMITED Murray, Lesley Ann (SFC:ADC028) -Rep 2016-12-07 2020-12-31
657 Macquarie Asia Securities Limited Suzuki (KORSUWAN), Ran (Rosalyn) -Rep 2020-09-30 2021-01-06
658 MACQUARIE CAPITAL LIMITED Hill, John Andrew (SFC:BMT336) -Rep 2019-06-25 2021-01-04
659   Hoy, Leslie Foster -Rep 2019-01-16 2021-01-04
660   Pu, Jimmy 浦仲凱 -Rep 2016-06-22 2021-01-08
661     -RO 2021-01-08 2024-03-23
662   Shiu, Jeffrey Ma -RO 2017-10-12 2021-01-08
663   Sim, Zhe Wei 沈哲威 -Rep 2020-11-24 2021-01-11
664   Siow, Jia Keen -Rep 2019-05-07 2021-01-04
665   Smith, Dominic Anthony -Rep 2017-08-29 2021-01-04
666   St John, Michael Joseph Beauchamp -Rep 2019-02-14 2021-01-04
667   Suzuki (KORSUWAN), Ran (Rosalyn) -Rep 2020-05-29 2021-01-06
668   Takahashi, Tomohiro -Rep 2017-12-18 2021-01-04
669   Werner, Conrad Jacob -Rep 2011-06-15 2021-01-04
670   Yu, Xuewen 于雪雯 -Rep 2017-04-26 2020-12-31
671 Magnum Research Limited Wang, Zhihan (SFC:BQL387) 王致瀚 -Rep 2021-01-11 2022-07-21
672 Major Asset Management Limited Yung, Ka Cheung 容家祥 -Rep 2020-12-10 2021-01-05
673     -RO 2021-01-05 2021-03-31
674   Zhao, Mingyue (SFC:BAE020) 趙明月 -Rep 2021-01-11 2021-03-12
675 Manulife Investment Management (Hong Kong) Limited Koo, Wai Sun 古偉新 -Rep 2021-01-08 2021-08-20
676   Li, Sek Fu 李錫富 -RO 2020-04-01 2020-12-31
677 Mason Global Capital Limited Fan, King Wai 范涇渭 -RO 2020-04-15 2020-12-31
678 Mason Securities Limited   -Rep 2018-09-21 2020-12-31
679 MAXA CAPITAL LIMITED Duan, Kaizhong 段凱忠 -Rep 2020-12-30 2021-07-14
680 Merdeka Investment Management Limited Koo, Tin Man 辜天汶 -Rep 2019-10-31 2021-01-05
681 Merrill Lynch (Asia Pacific) Limited Cheng, Fang Hsuan 鄭方瑄 -Rep 2019-09-03 2020-12-31
682   MacEy, Maxwell Nathan -Rep 2021-01-04 2021-09-15
683   Proffitt, Lee James +Rep 2021-01-04
684   Tzur, Yael -Rep 2020-10-22 2020-12-31
685   Zhang, Zhongwen (SFC:BKY288) 張鍾文 -Rep 2017-09-18 2021-01-11
686 Merrill Lynch Far East Limited MacEy, Maxwell Nathan -Rep 2021-01-04 2021-09-15
687   Proffitt, Lee James +Rep 2021-01-04
688   Tzur, Yael -Rep 2014-07-28 2020-12-31
689 MESSIS CAPITAL LIMITED Choi, Wing Yi (SFC:BEN508) 蔡詠兒 -Rep 2018-12-14 2020-12-31
690 Meta Elephant Capital Limited Koh, Choy (SFC:ACF185) 郭才 -Rep 2020-12-16 2020-12-31
691     -RO 2020-12-31 2022-08-26
692 MIB SECURITIES (HONG KONG) LIMITED Ong, Tiang Lock 王添樂 -Rep 2020-08-05 2021-01-08
693 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Azzouz, Hecham (SFC:AVS590) -Rep 2019-05-02 2020-12-31
694   Roy, Pierre -Rep 2015-09-04 2020-12-31
695 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Chan, Matthew (SFC:BFG309) 陳進傑 -Rep 2018-10-16 2020-12-30
696   Kartha, Harish Ramachandran -RO 2020-03-30 2020-12-30
697   Wang, Jingchen 王靜晨 -Rep 2018-03-23 2020-12-30
698 Mirae Asset Securities (HK) Limited Lui, Thomas Ting Ching 雷廷禎 -RO 2019-09-30 2021-01-01
699 Mitsubishi UFJ Investment Services (HK) Limited Hayashida, Takaho -RO 2014-01-20 2020-12-31
700   Lam, Andrew Robert 林朗生 -Rep 2019-11-14 2020-12-31
701   Lau, Kwun Ping 劉冠平 -Rep 2017-09-22 2020-12-31
702 MIZUHO SECURITIES ASIA LIMITED Hirata, Rie 平田理惠 -Rep 2013-04-03 2020-12-31
703   Stewart, Benjamin Richard -Rep 2018-04-25 2021-01-13
704   Tanaka, Keiichiro -Rep 2016-02-01 2020-12-31
705 MOELIS & COMPANY ASIA LIMITED Ding, Yifan (SFC:BQG398) 丁逸凡 -Rep 2021-01-04 2021-07-13
706 Moody's Investors Service Hong Kong Limited Choy, Peter Sing Yip 蔡承業 -Rep 2011-06-01 2020-12-31
707   Winsbury, Patrick John -Rep 2020-04-27 2021-01-08
708 Moore Capital Asia Limited Barclay, Samuel Anthony Lun -Rep 2019-03-11 2020-12-31
709   Kumar, Manu (SFC:AWJ819) -Rep 2012-09-19 2020-12-31
710   Youn, Christian Un Sik 尹彥植 -Rep 2017-01-09 2020-12-31
711 Morgan Stanley Asia Limited Andersson, Magnus Carl Gustaf -Rep 2019-01-18 2021-01-13
712     -RO 2021-01-13 2023-02-10
713   Ghosh Roy, Reema -Rep 2012-07-30 2021-01-12
714   He, Ruoheng 何若桁 -Rep 2019-07-26 2020-12-31
715   Liang, Ruiyi 梁瑞鐿 -Rep 2021-01-13 2022-08-31
716   Lui, Wing Nam (SFC:BQF351) 呂穎南 -Rep 2020-10-07 2021-01-06
717   Shaughnessy, Robert Michael -Rep 2015-12-31 2021-01-13
718   Tsai, Yun-Chen -Rep 2012-09-10 2021-01-13
719   Tse, Tung Wai 謝彤蔚 -Rep 2018-02-05 2021-01-13
720   Wu, Yao (SFC:BQE051) 吳嶢 -Rep 2020-10-21 2021-01-12
721   Yu, Jie (SFC:BNF382) 俞婕 -Rep 2018-07-23 2020-12-30
722   Yu, Xiaomei 于晓梅 -RO 2017-10-04 2020-12-31
723   Zhang, Yinan (SFC:BBT733) 張亦楠 -Rep 2014-04-04 2021-01-13
724 Morgan Stanley Hong Kong Securities Limited Ghosh Roy, Reema -Rep 2013-04-11 2021-01-12
725   Shaughnessy, Robert Michael -Rep 2015-12-31 2021-01-13
726   Wu, Yao (SFC:BQE051) 吳嶢 -Rep 2020-10-21 2021-01-12
727 Morningstar Investment Management Asia Limited Gorham, Philip Matthew (SFC:BQF352) -Rep 2020-11-10 2021-01-04
728     -RO 2021-01-04 2023-07-31
729 NATIXIS ASIA LIMITED Bernard, Arnaud Georges Herve -Rep 2013-11-13 2020-12-30
730   Zhou, Xinwen 周心文 +Rep 2021-01-11
731 Nerico Brothers Limited (HK) Tsang, Siu Chung 曾少聰 -Rep 2020-06-01 2021-01-04
732 Nice Talent Asset Management Limited Choi, Tsz Leung (SFC:ASX465) 蔡梓良 +Rep 2021-01-06
733 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Hong (SFC:AEQ337) 陳慷 -Rep 2008-10-10 2020-12-31
734   Chen, Ying (SFC:ATY273) 陳莹 +Rep 2021-01-04
735   Cheng, Tsang Shin 鄭增善 +Rep 2021-01-04
736   Du, Zhiye 杜之曄 -Rep 2021-01-05 2022-10-05
737   Moubarak, Rany -Rep 2021-01-07 2021-09-30
738   Noguchi, Masayasu -Rep 2014-03-20 2020-12-30
739   Phun, Wai Kheng 潘惠婷 -Rep 2021-01-01
740   Wu, Pin Yi 吳品一 -Rep 2008-08-20 2021-01-01
741   Yu, An Li 余安麗 +Rep 2021-01-11
742 Nuveen Hong Kong Limited Ying, Dan Yung 應丹蓉 -Rep 2021-01-08 2021-07-23
743 Ocean Arete Limited Feng, Vince 馮文石 -RO 2014-08-18 2020-12-31
744 Oceanpine Capital Management Limited He, Can 何燦 -Rep 2020-08-10 2020-12-31
745   Hu, Xiaobing 胡小冰 -Rep 2020-05-25 2021-01-07
746     +RO 2021-01-07
747 OCP Asia (Hong Kong) Limited Siu, Chan Ieong 蕭振揚 -Rep 2021-01-12 2022-05-17
748 OKACHI (HONG KONG) COMPANY LIMITED Leung, Hon Man (SFC:BMC232) 梁瀚文 -Rep 2018-01-25 2021-01-01
749   Yau, Chun Wing 邱縉穎 -Rep 2020-04-08 2021-01-01
750 OKASAN INTERNATIONAL (ASIA) LIMITED Pan, Candice 潘士縈 -Rep 2020-08-03 2021-01-12
751 OLD PEAK LIMITED (HK) Bolitho, Oliver Robert Morgan -RO 2017-12-13 2021-01-01
752   Leong, Vui Ling 梁偉靈 -RO 2007-08-30 2021-01-01
753   Luk, Terence (SFC:AGI503) 陸凱賢 -RO 2006-09-15 2021-01-01
754   Tak, Yang Hyun 卓洋炫 -Rep 2018-01-12 2021-01-01
755 Olympus Partners Asia Limited (b2018-03-15) Hong, Seung Bok 洪承福 -Rep 2019-09-10 2020-12-31
756   Kui, Hon See 瞿瀚思 -Rep 2021-01-12 2023-10-31
757 One Heritage Capital Management Limited Wai, Anthony Hau-Chun 韋厚駿 -Rep 2020-12-30 2022-08-23
758   Yiu, Tze Wai 姚志威 -Rep 2020-07-16 2021-01-05
759 OnePlatform Asset Management Limited Chang, Tsz Ling 張芷綾 -Rep 2019-01-15 2020-12-31
760   Pan, Kin Ming 彭建明 -Rep 2016-03-01 2021-01-07
761   Shazad, Amir (SFC:BQN675) 施君賢 -Rep 2021-01-05 2022-07-19
762   Tsoi, Ka Ki 蔡嘉琪 -Rep 2017-12-11 2021-01-06
763 OnePlatform Securities Limited Yuen, Tsze Yee 阮子予 -Rep 2018-07-20 2021-01-04
764 OP INVESTMENT MANAGEMENT LIMITED Ko, Denise Chi Heng 高志恆 -Rep 2020-12-30 2021-09-17
765 Open Securities Limited Tang, Ngar Fong 鄧雅芳 -Rep 2019-07-29 2020-12-31
766 Oreana Financial Services Limited Chong, William Moon Biu 莊滿標 +Rep 2021-01-11
767 ORIENT SECURITIES (HONG KONG) LIMITED Wong, Yan Tung 黃昕彤 +Rep 2021-01-13
768 ORIENTAL PATRON SECURITIES LIMITED Liu, Yi (SFC:BMY456) 劉翼 -Rep 2018-06-06 2020-12-31
769   Tam, Sze Chuen 譚思晉 -Rep 2020-05-04 2021-01-11
770     -RO 2021-01-11 2021-08-08
771 Original Group Securities Limited Iu, Pius Wai Hing 姚偉興 -Rep 2018-01-08 2021-01-08
772 ORTUS CAPITAL MANAGEMENT LIMITED Zhang, Jun (SFC:AJB857) 張軍 -Rep 2014-05-07 2021-01-04
773 Oshidori Corporate Finance Limited Chan, Sarah Yuen Ching 陳苑晴 -Rep 2021-01-07 2023-09-01
774   Wang, Lijuan (SFC:BIN154) 王麗娟 -Rep 2016-12-08 2020-12-31
775   Wang, Xi (SFC:BBZ660) 王茜 -Rep 2016-12-09 2020-12-30
776     +RO 2020-12-30
777 Oshidori Securities Limited Wang, Lijuan (SFC:BIN154) 王麗娟 -Rep 2016-12-08 2020-12-31
778   Wu, Zhaoqian 吳肇倩 -Rep 2017-08-28 2020-12-30
779     -RO 2020-12-30 2021-09-30
780 OSL Digital Securities Limited Jiang, Lingling (SFC:BLL183) 姜玲玲 -Rep 2021-01-11 2021-09-27
781   Miller, Ryan James (SFC:ARF537) -Rep 2021-01-11 2023-01-31
782   Zhao, Hong (SFC:BQO892) 趙宏 -Rep 2021-01-11 2022-10-26
783 OTCex Hong Kong Limited Balme, Remi Diego Thomas -Rep 2020-07-06 2021-01-08
784   Hoyau, Yann Daniel Leon-Pierre -Rep 2019-07-02 2020-12-31
785 Pamirs Capital (H.K.) Limited Shiau, Yann-Huei 蕭彥輝 -RO 2019-12-13 2020-12-31
786 PANTHEON VENTURES (HK) LLP Meads, Chris Stanley (1966-06-22) -RO 2010-06-30 2020-12-31
787 Pharo Management (HK) Limited Fournier, James Edward (SFC:BQI513) -Rep 2020-12-31 2023-06-14
788 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Chiu, Sin Tak Alex 趙善德 -Rep 2021-01-08 2021-08-29
789 PHILLIP COMMODITIES (H.K.) LIMITED Ho, Pak Yim 何栢焰 -Rep 2021-01-12 2022-05-13
790   Hui, Tak Lam 許德霖 -Rep 2021-01-08 2023-07-14
791 PHILLIP SECURITIES (HONG KONG) LIMITED Cheuk, Fei Fan 卓非凡 -Rep 2019-08-02 2021-01-13
792   Chiu, Sin Tak Alex 趙善德 -Rep 2021-01-08 2021-08-29
793   Ho, Pak Yim 何栢焰 -Rep 2021-01-12 2022-05-13
794   Hui, Tak Lam 許德霖 -Rep 2021-01-08 2023-07-14
795 PIMCO Asia Limited Gulati, Naveen (SFC:BQP769) +Rep 2021-01-11
796   Reeves, Melissa (SFC:BHL204) -Rep 2018-01-11 2021-01-01
797 PineBridge Investments Asia Limited Wong, Mabel Mei Po 黃美寶 -RO 2018-04-20 2020-12-31
798   Zhao, Mei (SFC:BBG719) 趙梅 -RO 2020-02-12 2020-12-30
799     -Rep 2020-12-30 2021-12-16
800 PineBridge Investments Hong Kong Limited Wong, Mabel Mei Po 黃美寶 -RO 2018-04-20 2020-12-31
801   Zhao, Mei (SFC:BBG719) 趙梅 -RO 2020-02-12 2020-12-30
802     -Rep 2020-12-30 2021-12-16
803 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Wong, Adrian Lok Ting 黃洛庭 -Rep 2021-01-05 2021-05-21
804 Plutus Securities Limited Tsang, Robert Fanqi 曾繁祈 -Rep 2020-04-06 2020-12-31
805 Po Tai Securities (Hong Kong) Limited Wu, Ngai Pan 胡毅彬 -RO 2021-01-05 2022-01-05
806 Point72 Hong Kong Limited Han, Dongjin 韓東珍 +Rep 2021-01-08
807   Lu, Yizhuo 盧亦卓 +Rep 2020-12-31
808   Yu, Guoshen 俞国申 -Rep 2016-09-06 2021-01-06
809 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED Chien, Cheng Hao 簡正浩 -Rep 2017-04-11 2020-12-31
810 PRESIDENT SECURITIES (HONG KONG) LIMITED Chow, Sau Fan 周壽芬 -Rep 2013-05-08 2020-12-31
811 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED Gazmararian, Lucy -Rep 2018-08-22 2020-12-31
812 Prime Cdex Securities Limited Liu, Xia (SFC:BQL693) 柳夏 +Rep 2021-01-13
813 PROFIT ACCESS INVESTMENTS LIMITED Law, Ching Pui 羅精沛 -Rep 2018-12-27 2021-01-08
814 PROSPER GLOBAL ASSET MANAGEMENT LIMITED Chung, Franki Ka Fai 鍾家輝 -RO 2018-01-09 2020-12-31
815 Protoss Capital Limited Jiang, Ting (SFC:BFL046) 江汀 -RO 2020-07-07 2021-01-13
816 PSI Capital Asia Limited Chung, Tsz Shan 鍾子珊 -Rep 2021-01-04 2021-10-01
817 PUREHEART CAPITAL ASIA LIMITED Tao, Sha (SFC:AYJ250) 陶莎 -Rep 2018-07-16 2021-01-08
818   Xiao, Xiangyu 肖翔宇 -Rep 2019-01-30 2020-12-31
819 PV Capital (HK) Limited Du, Weifeng (SFC:AVV544) -Rep 2021-01-11 2023-06-15
820 Quam Securities Limited Au, Tik Sun 區迪新 -Rep 2020-12-17 2021-01-07
821   Chan, Oscar Yui Pang 陳銳鵬 -Rep 2020-09-17 2020-12-31
822     -RO 2020-12-31 2021-08-06
823 Qube Research & Technologies Hong Kong Limited Moyroud, Mathieu Benjamin -Rep 2018-01-02 2021-01-08
824 RaffAello Capital Limited Wu, Benjamin Wen Jing 吳文京 -RO 2018-12-24 2021-01-06
825 RaffAello Securities (HK) Limited Mak, Yun Shum 麥潤琛 -Rep 2018-11-20 2020-12-31
826 Raffles Assets Management (HK) Co. Limited Lam, Yat Yeung 林日洋 -Rep 2020-12-31 2022-05-03
827 Rakuten Securities Hong Kong Limited Kam, Chun Hung 甘俊鴻 -Rep 2005-03-10 2021-01-11
828     -RO 2021-01-11 2021-08-15
829 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED Tam, Ken Wai Ming 譚偉明 -Rep 2020-08-14 2020-12-31
830 RBC INVESTMENT SERVICES (ASIA) LIMITED Kawano, Hiroshi (SFC:ACW174) 川野洋 -Rep 2017-12-15 2021-01-01
831 Red South Investment Management Limited Chan, Lawrance Chun Kit 陳駿傑 -RO 2021-01-05 2022-10-20
832 Regan International Securities Limited Lam, Chun Yuk 林俊旭 -RO 2019-07-23 2021-01-04
833 Rifa Futures Limited Siu, Man Lok 邵文洛 -Rep 2020-07-14 2021-01-01
834   Yiu, Wing Cheong 姚詠鏘 -Rep 2021-01-04 2021-03-13
835 Rifa Securities Limited Siu, Man Lok 邵文洛 -Rep 2020-07-14 2021-01-01
836   Yiu, Wing Cheong 姚詠鏘 -Rep 2021-01-04 2021-03-13
837 Right Time Asset Management Company Limited Sun, Congshi 孫聰士 -Rep 2020-05-14 2021-01-06
838 RISING GLORY FINANCE LIMITED Yip, Kin Kong (SFC:ADS751) 葉建剛 -Rep 2019-01-15 2020-12-30
839     +RO 2020-12-30
840 ROCKPOOL CAPITAL LIMITED Yu, Daniel Ting Yao 余庭耀 -RO 2019-01-04 2021-01-06
841     -Rep 2021-01-06 2021-02-16
842 Rothschild & Co Hong Kong Limited Florry, Harry Simon Richard -Rep 2019-03-19 2020-12-31
843 ROYSTON SECURITIES LIMITED (GBEN) Chan, Ho Yee (SFC:BQE384) 陳顥怡 -Rep 2020-11-02 2021-01-04
844 Ruffer (Asia) Limited Li, Zhiran 李之然 -Rep 2016-03-01 2021-01-01
845 Ruibang Securities Limited Choy, Yau Fai 蔡佑徽 -RO 2021-01-08 2021-04-30
846   Klip, Donald William -RO 2017-02-06 2020-12-31
847 Ruisen Port Securities Limited Liang, Lihua 梁麗華 -RO 2020-11-20 2021-01-04
848 Safari Asia Limited Hui, Chi Kit 許志傑 -Rep 2017-11-20 2020-12-31
849 Saxo Capital Markets HK Limited Cheng, Ka Chai 鄭家齊 -Rep 2020-12-31 2022-01-08
850 SBI China Capital Financial Services Limited Leung, Jason Tye 梁泰 -Rep 2020-06-08 2021-01-04
851 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Devitre, Zal Dinyar -Rep 2020-10-09 2020-12-31
852 SDHG International Asset Management Limited Yu, Bernard Shui Sang 余瑞生 -RO 2018-06-13 2021-01-03
853 SDHG International Securities Limited   -RO 2020-11-25 2021-01-03
854 SDICS International Futures (Hong Kong) Limited Ma, Ming Chun 馬銘俊 -Rep 2013-07-11 2020-12-30
855     +RO 2020-12-30
856 SDICS International Securities (Hong Kong) Limited Feng, Jinyi (SFC:AXZ592) 馮錦宜 -Rep 2011-09-30 2020-12-30
857     -RO 2020-12-30 2021-10-06
858   Ma, Ming Chun 馬銘俊 -Rep 2013-07-11 2020-12-30
859     +RO 2020-12-30
860 Seazen Resources Futures Limited Chan, Shiu Yeung 陳兆陽 -Rep 2017-03-23 2021-01-01
861   Lau, Kwok Man 劉國文 -Rep 2017-03-23 2021-01-01
862 SG SECURITIES (HK) LIMITED Feng, Yahui 馮雅慧 -Rep 2018-01-17 2021-01-08
863   Kim, Nicolas Samuel -Rep 2021-01-04 2021-04-21
864   Qiao, Zheyuan 喬喆沅 -Rep 2018-11-30 2021-01-11
865   Sheng, Jie (SFC:BOX017) 盛杰 -Rep 2019-10-02 2020-12-31
866   Wang, Han (SFC:BIC317) 汪涵 -Rep 2019-10-28 2020-12-31
867   Wong, Cynthia Yuan Sin 黃浣蒨 -RO 2013-11-20 2020-12-31
868   Zhang, Jiheng (SFC:BIC147) 張驥恆 -Rep 2016-09-01 2020-12-31
869 SGI Capital Asset Management Limited Chan, Chun King 陳振琼 -Rep 2021-01-04 2021-01-28
870 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Leung, Yin Wing 梁彥頴 -Rep 2021-01-12 2021-02-26
871 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Duan, Lian (SFC:BOH861) 段煉 -Rep 2020-04-07 2021-01-04
872   Zhao, Tian (SFC:BGW991) 趙恬 +RO 2021-01-05
873 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-01-13 2021-10-15
874 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Zhang, Yijun (SFC:BDA073) 張漪筠 -Rep 2020-09-22 2020-12-30
875     +RO 2020-12-30
876 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Ho, Lai Shan (SFC:BQF885) -Rep 2020-11-09 2021-01-06
877   Pan, Ying (SFC:BEQ552) 潘瑩 -Rep 2020-12-30 2021-06-28
878   Wu, Yanwan 吳艷婉 -Rep 2020-10-15 2020-12-31
879   Zhou, Yang (SFC:BNF447) 周扬 -Rep 2020-12-30 2022-02-11
880 Silk Road International Capital Limited Huo, Yuheng 霍昱衡 -Rep 2021-01-12 2023-03-31
881 SILVER NILE GLOBAL INVESTMENTS LIMITED Leung, Ching Fai 梁清暉 -Rep 2020-01-08 2020-12-31
882 SILVERHORN INVESTMENT ADVISORS LIMITED Agrawal, Manish (SFC:BQQ405) -Rep 2021-01-13 2022-04-07
883 Sino-Rich Securities & Futures Limited Hung, Gary Lok Ming 熊洛銘 +Rep 2021-01-04
884 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Zhang, Yu (SFC:BEX944) 張郁 -RO 2019-12-04 2021-01-04
885     -Rep 2021-01-04 2022-09-28
886 SINOMAX SECURITIES LIMITED Chau, Chun Ho 周振豪 -Rep 2021-01-04 2022-07-11
887   Li, Ming Hei (SFC:AUJ251) 李銘熙 -Rep 2010-01-18 2021-01-05
888 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Tsai, Chi-Lin 蔡季霖 -Rep 2020-07-10 2020-12-31
889 SINOPAC SECURITIES (ASIA) LIMITED Lau, Debby Wai Mei 劉惠媚 -RO 2017-02-13 2020-12-31
890 SMART EMPIRE ASSET MANAGEMENT LIMITED Chong, Sui Lam 莊瑞霖 +Rep 2021-01-04
891 SMBC Nikko Securities (Hong Kong) Limited Xiao, Xiruo 肖西若 -Rep 2019-01-18 2021-01-12
892 SoFi Securities (Hong Kong) Limited Chan, Yuk Wah (SFC:BOA335) 陳玉華 -Rep 2019-01-28 2021-01-11
893   Chow, Tsz Kwan (SFC:BQP759) 周芷君 -Rep 2021-01-06 2022-01-01
894   Lam, Hiu Tung (SFC:BOF254) 林曉彤 -Rep 2020-12-07 2021-01-04
895   Wong, Yat Lung 黃溢隆 -Rep 2020-11-05 2021-01-05
896 Soliton Securities Limited Diec, Christie Kwan Yu 易鈞儒 -Rep 2019-09-03 2020-12-31
897 Solomon Capital Management Limited (HK) Gan, Zhonghui 甘中輝 -Rep 2021-01-07 2024-02-14
898 Solomon JFZ (Asia) Holdings Limited Chan, Chun King 陳振琼 -Rep 2018-11-30 2020-12-31
899 Soochow Securities International Asset Management Limited Liu, Sufeng 劉蘇鋒 +Rep 2021-01-04
900 Soochow Securities International Brokerage Limited Choi, Antonius Chi Cheong 蔡熾昌 -Rep 2021-01-04 2023-11-23
901   Kwan, Chung Tsz 關頌慈 -Rep 2021-01-04 2023-03-20
902   Li, Hanyue 李晗玥 -Rep 2021-01-04 2022-06-23
903   Yeung, Ho Hung 楊浩鴻 -Rep 2021-01-04 2021-12-31
904 Soochow Securities International Futures Limited Kwan, Chung Tsz 關頌慈 -Rep 2021-01-04 2023-03-20
905   Li, Hanyue 李晗玥 -Rep 2021-01-04 2022-06-23
906 SOUTH CHINA COMMODITIES LIMITED Chan, Sai Keung (SFC:BNR456) 陳世強 -Rep 2021-01-04 2021-06-04
907 South Oak Capital Management (Hong Kong) Company Limited Wang, Yi (SFC:BBC899) 王一 +RO 2021-01-07
908   Wu, Andrew Kai 吳凱 +RO 2021-01-07
909 SPARC CAPITAL MANAGEMENT LIMITED Fan, Kwan Ho 范君豪 -RO 2020-07-31 2021-01-04
910 SPDB International Capital Limited Chen, Yuying (SFC:BQM386) 陳鈺影 +Rep 2021-01-06
911   Hua, Zhenyu 華震宇 -Rep 2021-01-06 2024-07-02
912 SPDB International Investment Management Limited Chen, Bijun (SFC:BOA182) 陳碧君 -Rep 2021-01-08 2022-11-10
913   Ma, Kai (SFC:ANU813) 馬凱 -Rep 2020-10-28 2020-12-31
914 SPDB International Securities Limited Wang, Weiying (SFC:AUK275) 王惟穎 -Rep 2020-04-15 2021-01-09
915 Spring Asset Management Limited (HK) Dong, Yuchao 董宇超 -Rep 2014-07-15 2020-12-31
916 Springboard Capital Limited Mo, Yan Tsun Ricky 巫甄焌 -Rep 2017-12-04 2020-12-31
917 St. James's Place (Hong Kong) Limited Adham, Zuba -Rep 2018-11-02 2020-12-31
918   Povey, Jonathan Luke (SFC:BPE705) -Rep 2019-12-10 2020-12-31
919 Standard Chartered Securities (Hong Kong) Limited Botha, Darren Phillip (SFC:BMM574) -RO 2018-07-30 2020-12-31
920 STATE STREET GLOBAL ADVISORS ASIA LIMITED Leung, Ka Wai (SFC:AOK606) 梁家瑋 -Rep 2017-05-22 2021-01-11
921   Wong, June Wai Man 黃慧敏 -RO 2016-08-17 2021-01-07
922 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED   -RO 2016-10-27 2021-01-07
923 Stellar Securities Limited Tong, Yuxiang (SFC:BFV918) 童宇翔 -Rep 2020-10-09 2021-01-12
924 StormHarbour Securities (Hong Kong) Limited Su, Dan (SFC:BPD753) 蘇丹 -Rep 2019-11-20 2021-01-01
925 Strategic Vision Investment Limited McGregor, Scot Edward -Rep 2021-01-11 2022-01-19
926 Success Securities Limited Leung, Sui Chung 梁帥聰 -Rep 2011-04-21 2020-12-30
927 Sumitomo Mitsui Trust (Hong Kong) Limited Kubo, Tomohiko 久保智彥 -Rep 2017-05-02 2021-01-04
928 SUN GROWTH SECURITIES LIMITED Cheung, Sandra Wing Yi 張詠儀 -Rep 2019-01-30 2020-12-31
929   Lee, Wai Keung (SFC:ANT413) 李偉強 -RO 2019-10-04 2020-12-31
930 Sunny Fortune Capital Limited Luk, Pui Chi 陸佩芝 -Rep 2021-01-11 2021-02-18
931 Sunrise Brokers (Hong Kong) Limited Hollands, Richard Dudley -Rep 2011-04-12 2020-12-31
932 SunRiver International Securities Group Limited Chu, Tai Wai 朱大衛 -RO 2021-01-05 2023-08-10
933   Tang, Kin Chor 鄧建初 -RO 2021-01-05 2023-10-09
934 Swiss China Capital Limited Chen, Shen (SFC:BQM328) 陳深 -Rep 2020-12-30 2022-10-02
935 Swiss International Asset Management Limited Delorenzi, Raffaele -Rep 2017-03-02 2021-01-13
936     +RO 2021-01-13
937 Swiss-Asia Asset Management (HK) Limited Nastanski, Neil Adam -Rep 2020-01-14 2021-01-07
938 Symmetry Investments (Hong Kong) Limited Howe, Nicholas Gregory Msitu (SFC:BNV666) -Rep 2018-12-05 2020-12-30
939 T. M. MANAGEMENT LIMITED Sun, Chao (SFC:BNF102) 孫超 -Rep 2018-10-19 2020-12-31
940 T. Rowe Price Hong Kong Limited Alderson, Christopher David -Rep 2015-12-03 2020-12-31
941   Marden, Adam Campbell -Rep 2021-01-05 2021-12-28
942 T.F.S. Derivatives HK Limited Brady, Mark Joseph -Rep 2021-01-12 2021-03-16
943   Pinteaux, Adrien Pierre Andre +Rep 2021-01-04
944   Young, Alan James Michael -RO 2017-05-04 2021-01-04
945 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ng, King Kwong 吳景光 +Rep 2021-01-12
946 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Li, Guanda 李冠達 -Rep 2015-06-05 2021-01-04
947   Zhou, Mi (SFC:BQO816) 周咪 -Rep 2021-01-11 2022-03-04
948 Tandem Investors Limited Bae, Hyun Eui 裴賢義 -RO 2014-12-24 2020-12-31
949 TARGET CAPITAL MANAGEMENT LIMITED (HK) Zheng, Yongsheng 鄭永生 -Rep 2018-11-15 2020-12-31
950 TELLIGENT CAPITAL MANAGEMENT LIMITED Tai, Lok Sang 戴樂生 -Rep 2021-01-11 2021-01-22
951   Xu, Muhan (SFC:BQO409) 徐慕涵 -Rep 2021-01-11 2024-08-16
952 Templewater Hong Kong Limited Cowney, Nicholas Edward -Rep 2019-06-19 2020-12-31
953   Li, Jason Sze Kwok 李思國 -Rep 2021-01-04 2021-09-01
954 TFI Asset Management Limited Huang, Zidong 黃梓東 -Rep 2021-01-06 2021-06-25
955 TFI Securities and Futures Limited   -Rep 2021-01-06 2021-06-25
956   Xie, Yunjia 謝云佳 -Rep 2020-10-28 2020-12-31
957   Zhu, Yunpeng 朱云鵬 -Rep 2021-01-06 2022-01-24
958 TIANDA ASSET MANAGEMENT LIMITED Lee, Chun Bong (SFC:ALR864) 李鎮邦 -Rep 2020-02-10 2020-12-31
959 Tongfang Securities Limited Chan, Man Sze (SFC:AZZ250) 陳敏思 -Rep 2019-07-25 2021-01-03
960   Han, Yuzhu 韓喻竹 -Rep 2017-12-18 2021-01-06
961   Lin, Xiaohui (SFC:BOF862) 林曉輝 -Rep 2019-06-19 2020-12-31
962 Topaz Financial Group Limited Choi, Man Wing 蔡文荣 +Rep 2021-01-11
963 Towering Securities Limited Ng, Wai Kit (SFC:AVT524) 吳偉傑 -RO 2019-07-11 2021-01-01
964   Yeung, Tak Lam 楊德霖 -RO 2020-06-01 2020-12-30
965 Towers Watson Investment Services Hong Kong Limited Berriman, Paul Christopher -RO 2017-05-08 2020-12-31
966   Shim, Sojeong 沈昭貞 +Rep 2021-01-11
967 TPG Capital, Limited Lee, Jin Won 李真源 -Rep 2019-02-14 2020-12-31
968 TRADER CITY LIMITED Bowers, Fredson Thayer -RO 2016-04-28 2020-12-31
969   Cheng, Angus Ronald Yan Tak 鄭恩德 -RO 2016-04-28 2020-12-31
970 TRANSASIA PRIVATE CAPITAL LIMITED Atup, Mary Desiree Tahud -Rep 2019-09-26 2021-01-13
971   Clothier, Samuel Brian -Rep 2020-01-22 2021-01-08
972   Dana, Justin Robert +Rep 2021-01-11
973   Zhai, Hongwu 翟泓武 -Rep 2020-12-30 2021-02-19
974 Triada Capital Limited (HK) Wang, Yijie (SFC:BPD586) 王儀洁 -Rep 2021-01-07 2021-09-17
975 TT INTERNATIONAL (HONG KONG) LIMITED De Bont, Sebastiaan -Rep 2010-10-04 2020-12-31
976 TTB Partners Limited Chapman, Peter Alexander +Rep 2021-01-12
977 TULLETT PREBON (HONG KONG) LIMITED Ashby, Nicholas Stephen -Rep 2021-01-05 2021-03-31
978   Poix, Arnaud Bernard Fabrice Noel -RO 2021-01-05 2022-06-01
979 UBS Asset Management (Hong Kong) Limited Lo, Ann An Yee 羅安宜 +Rep 2021-01-06
980 UBS SECURITIES ASIA LIMITED Cheng, Kai-Wen 鄭凱文 -Rep 2021-01-13 2024-08-02
981   Wang, Yujue 王玉珏 +Rep 2021-01-08
982   Zhang, Yueyang (SFC:BQQ175) 張悅洋 +Rep 2021-01-13
983 UBS SECURITIES HONG KONG LIMITED Cheng, Kai-Wen 鄭凱文 -Rep 2021-01-13 2024-08-02
984   Feng, Xinglei 冯星磊 -Rep 2020-10-16 2021-01-13
985   Gupta, Kapil (SFC:BPY730) -Rep 2020-09-15 2021-01-08
986   Lin, Michelle Chia-Hsing -Rep 2021-01-08 2022-11-10
987   Wang, Yujue 王玉珏 +Rep 2021-01-08
988 UOB KAY HIAN (HONG KONG) LIMITED King, Yueh Hann 金約翰 +Rep 2021-01-13
989   Lau, Kwan Ming 劉君明 -Rep 2017-04-26 2021-01-12
990   Wan, Lewis King Sun 尹景燊 +Rep 2021-01-11
991   Wong, Nga Sze (SFC:ATC256) 黃雅詩 -Rep 2020-07-14 2021-01-07
992 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Chan, Heung Shing 陳香城 -Rep 2014-09-19 2021-01-11
993     +RO 2021-01-11
994   King, Yueh Hann 金約翰 +Rep 2021-01-13
995   Lau, Kwan Ming 劉君明 -Rep 2017-04-26 2021-01-12
996   Wan, Lewis King Sun 尹景燊 +Rep 2021-01-11
997   Wong, Nga Sze (SFC:ATC256) 黃雅詩 -Rep 2020-07-14 2021-01-07
998 uSmart Securities Limited Cheng, Chi Ho (SFC:AWC625) 鄭智浩 -Rep 2020-12-07 2021-01-03
999 VALUABLE CAPITAL LIMITED Chan, Po Yi (SFC:BQQ373) 陳寶怡 -Rep 2021-01-13 2024-02-01
1000   Fan, Hiu Ying Joyce 范曉瑩 -Rep 2020-07-28 2021-01-03
1001   Ip, Thomas Hon Tak 葉漢德 -RO 2021-01-11 2023-09-30
1002   Lam, Wai Hin (SFC:BQP695) 林偉軒 -Rep 2021-01-05 2021-07-16
1003   Yuen, Chu Ping 袁柱平 +Rep 2021-01-11
1004   Zhong, Ni 鍾逆 -Rep 2021-01-13 2022-07-14
1005 Vantage Capital Markets HK Limited Macfarlane, Richard James -Rep 2020-09-18 2021-01-13
1006     -RO 2021-01-13 2022-08-12
1007   Quinn, Joseph (SFC:BQP052) -Rep 2020-12-31 2022-09-30
1008 VARDE PARTNERS HONG KONG LIMITED Kwong, Alexandra Hok Yan 鄺學欣 -RO 2019-10-16 2020-12-31
1009   Rydqvist, Craig Ivan (SFC:BOM591) -RO 2019-10-16 2020-12-31
1010 VC ASSET MANAGEMENT LIMITED Chan, King Yeung (SFC:BCF239) 陳景揚 -Rep 2020-07-02 2021-01-02
1011 VC BROKERAGE LIMITED   -Rep 2020-07-02 2021-01-02
1012 Venture Smart Asia Limited Wong, Emily Ho-Luen 黃皓麟 -Rep 2016-06-14 2021-01-08
1013 Victory Asset Management Limited Chen, Xiu Zhu (SFC:BPM663) 陳修竹 +Rep 2020-12-31
1014   Lau, Gordon Ka Ho 劉家豪 -RO 2020-12-31 2022-10-04
1015 VICTORY SECURITIES COMPANY LIMITED Zhu, Weini 朱韋妮 -Rep 2020-12-31 2021-06-15
1016 VISION FINANCE ASSET MANAGEMENT LIMITED Qu, Lu (SFC:AXO049) 瞿璐 -Rep 2011-07-06 2021-01-04
1017 VMI Securities Limited Chan, Jessica Yan Yu 陳欣餘 -Rep 2021-01-08 2021-02-08
1018 VMS Asset Management Limited Hai, Ka Ki Martin 奚家褀 -Rep 2020-12-31 2024-03-05
1019   Leung, Sin Tung 梁善同 -Rep 2019-01-10 2021-01-01
1020 Vontobel Limited Leung, Kwun Fung 梁冠峰 -Rep 2017-06-15 2021-01-13
1021     -RO 2021-01-13 2024-05-31
1022 VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED Lee, Kwok Cheong (SFC:AGA695) 李國昌 -RO 2021-01-05 2021-07-31
1023   Wong, Dorothy Wai Han 黃慧嫻 -RO 2019-08-12 2020-12-31
1024 Walker Capital Limited (HK) Chan, Micky Conita 陳詠琪 -Rep 2021-01-11 2021-02-03
1025   Guo, Tianxiao 郭天晓 -Rep 2019-02-21 2020-12-31
1026 WARD FERRY MANAGEMENT LIMITED Garg, Prateet -Rep 2020-08-28 2021-01-05
1027 WE Asset Management Limited Ng, Howard Ho Yuen 伍浩源 -RO 2018-03-19 2020-12-31
1028 WE Securities Limited   -RO 2018-10-02 2020-12-31
1029 Wealthy Securities Limited Lam, Ricky Tim 林添 -RO 2019-12-19 2020-12-31
1030 Well Link Asset Management Limited Poon, Wai Lim William (SFC:BQO865) 潘維濂 -Rep 2020-12-30 2022-01-21
1031 Well Link Securities Limited Liu, Jia Kung 劉家鋼 -Rep 2020-03-26 2020-12-31
1032 WELLCHAMP CAPITAL LIMITED Wong, Kim Kiu 黃劍翹 -Rep 2016-10-04 2021-01-04
1033 Wellington Management Hong Kong Limited (b2003-01-02) Lee, Kyung Jik -Rep 2017-04-26 2020-12-31
1034   Puritz, Adam Todd -RO 2017-09-15 2020-12-31
1035 Wells Fargo Securities Asia Limited Erikci, Serkan -RO 2017-02-03 2021-01-08
1036   Wong, Barbara (SFC:AQU335) 黃曼君 -Rep 2020-12-15 2021-01-08
1037 Wisdom Asset Management Limited (HK) Zhang, Yaoyu 張耀予 -Rep 2020-02-25 2021-01-07
1038 Xen Capital (HK) Limited Ian, Ho On 甄浩安 -Rep 2019-09-17 2020-12-30
1039   Tsoi, Kwan Yee 蔡君義 -Rep 2020-10-07 2020-12-30
1040   Yiong, Hoi San 楊海山 -RO 2019-11-15 2020-12-30
1041 Xin Tian Dou Asset Management Limited Kwok, Chun Kong 郭振江 -RO 2020-06-15 2021-01-08
1042 Xuanwu Capital Management Limited Wang, Kai (SFC:BBR122) 王凱 -Rep 2019-12-05 2020-12-31
1043   Wang, Yan (SFC:BOS518) 王妍 -Rep 2019-09-19 2020-12-31
1044   Wei, Yumou 魏雨繆 -Rep 2019-08-15 2020-12-31
1045   Wu, Yue (SFC:AFU292) 吳鉞 -RO 2020-04-28 2020-12-31
1046 YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Chen, Baiyi 陳柏伊 -Rep 2020-09-14 2020-12-31
1047 Yishao Capital Management (HK) Limited Dai, Yuanyuan 代媛媛 -Rep 2020-12-14 2020-12-30
1048     +RO 2020-12-30
1049 Yuanta Securities (Hong Kong) Company Limited Chan, Lut Kwan 陳律君 -Rep 2014-02-12 2021-01-07
1050 YUANYIN ASSET MANAGEMENT LIMITED Lu, Lei (SFC:BLT136) 呂雷 -RO 2020-04-27 2021-01-06
1051 Yue Xiu Capital Limited Lau, Wan Ki (1985) 劉運祺 -Rep 2020-12-30 2021-04-01
1052 YUE XIU FUTURES COMPANY LIMITED Wai, Chi Tat 韋志達 -Rep 2018-09-20 2021-01-08
1053 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2018-09-20 2021-01-08
1054 Yuet Sheung International Securities Limited Liang, Christopher 梁梓灝 -Rep 2021-01-07 2021-06-03
1055 Yunfeng Asset Management Limited Tong, Cheuk Fu Jeffery 湯卓夫 -RO 2020-04-15 2021-01-10
1056 Yunfeng Financial Markets Limited Chen, Wuyou (SFC:BPX683) 陳无懮 -Rep 2020-12-08 2021-01-03
1057   Lam, Cheuk Sun 林卓燊 -Rep 2021-01-07 2021-01-31
1058   Tong, Cheuk Fu Jeffery 湯卓夫 -RO 2020-04-15 2021-01-10
1059 Yunfeng Securities Limited Chen, Wuyou (SFC:BPX683) 陳无懮 -Rep 2020-12-08 2021-01-03
1060   Lam, Cheuk Sun 林卓燊 -Rep 2021-01-07 2021-01-31
1061   Tong, Cheuk Fu Jeffery 湯卓夫 -RO 2020-08-12 2021-01-10
1062 Yunqi Capital Limited Littmann, Edward Raymond -RO 2018-05-11 2021-01-08
1063 ZEAL ASSET MANAGEMENT LIMITED Fung, Yi 馮夷 -Rep 2021-01-12 2021-06-01
1064 Zentrum Capital Advisors Limited Lau, Tsz Him (SFC:BIR342) 劉梓謙 -Rep 2016-12-30 2020-12-31
1065 Zerobridge Partners Advisory Limited Lam, Kin Chun 林建津 -Rep 2020-11-04 2021-01-05
1066 Zhong Xiang Securities Limited Wong, Kam Yuen (SFC:BHC234) 王錦源 -Rep 2018-02-06 2021-01-08
1067 Zhong Yang Capital Limited Li, Shu Ip 李樹業 -RO 2018-02-05 2021-01-11
1068 ZHONGDA (HONGKONG) FUTURES LIMITED Gu, Kaiqi 顾凯亓 -Rep 2019-09-27 2021-01-08
1069 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED Mok, Wai Yip 莫偉業 -RO 2017-07-31 2020-12-31
1070     -Rep 2020-12-31 2022-01-28
1071   Yang, Yang (SFC:BQK770) 楊阳 -Rep 2020-12-31 2022-04-08
1072 Zhongrong International Capital Management Limited Ma, Ginny Sai Wun 馬世媛 -Rep 2020-10-16 2021-01-11
1073     -RO 2021-01-11 2021-07-30
1074 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Wang, Huangji 王煌基 -Rep 2019-01-07 2021-01-06
1075 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Chan, Kit Ying (SFC:ARE706) 陳潔瑩 -Rep 2018-06-11 2020-12-31
1076   Chang, Jingyi (SFC:BQO521) 常景怡 -Rep 2021-01-05 2022-11-12
1077   Lau, Chak Wing 劉澤榮 -Rep 2016-08-16 2020-12-31
1078 ZM ASSET MANAGEMENT LIMITED (GBEN) Hui, Peter Sai Tsun 許世駿 -RO 2019-07-03 2020-12-31

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