GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-23 | 16 | 205 | 221 | 92.76% |
| 2024-12-31 | 18 | 212 | 230 | 92.17% |
| 2023-12-31 | 18 | 218 | 236 | 92.37% |
| 2022-12-31 | 20 | 206 | 226 | 91.15% |
| 2021-12-31 | 17 | 227 | 244 | 93.03% |
| 2020-12-31 | 20 | 206 | 226 | 91.15% |
| 2019-12-31 | 16 | 183 | 199 | 91.96% |
| 2018-12-31 | 9 | 146 | 155 | 94.19% |
| 2017-12-31 | 7 | 97 | 104 | 93.27% |
| 2016-12-31 | 7 | 84 | 91 | 92.31% |
| 2015-12-31 | 3 | 66 | 69 | 95.65% |
| 2014-12-31 | 4 | 55 | 59 | 93.22% |
| 2013-12-31 | 4 | 48 | 52 | 92.31% |
| 2012-12-31 | 3 | 38 | 41 | 92.68% |
| 2011-12-31 | 2 | 31 | 33 | 93.94% |
| 2010-12-31 | 3 | 28 | 31 | 90.32% |
| 2009-12-31 | 3 | 21 | 24 | 87.50% |
| 2008-12-31 | 3 | 15 | 18 | 83.33% |
| 2007-12-31 | 2 | 13 | 15 | 86.67% |
| 2006-12-31 | 2 | 11 | 13 | 84.62% |
| 2005-12-31 | 2 | 11 | 13 | 84.62% |
| 2004-12-31 | 2 | 10 | 12 | 83.33% |
| 2003-12-31 | 3 | 17 | 20 | 85.00% |
| 2003-03-31 | 3 | 45 | 48 | 93.75% |
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