HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 11 | 176 | 187 | 94.12% |
| 2024-12-31 | 12 | 164 | 176 | 93.18% |
| 2023-12-31 | 12 | 157 | 169 | 92.90% |
| 2022-12-31 | 9 | 168 | 177 | 94.92% |
| 2021-12-31 | 7 | 174 | 181 | 96.13% |
| 2020-12-31 | 8 | 138 | 146 | 94.52% |
| 2019-12-31 | 6 | 92 | 98 | 93.88% |
| 2018-12-31 | 8 | 59 | 67 | 88.06% |
| 2017-12-31 | 6 | 71 | 77 | 92.21% |
| 2016-12-31 | 8 | 74 | 82 | 90.24% |
| 2015-12-31 | 9 | 61 | 70 | 87.14% |
| 2014-12-31 | 7 | 55 | 62 | 88.71% |
| 2013-12-31 | 5 | 23 | 28 | 82.14% |
| 2012-12-31 | 5 | 20 | 25 | 80.00% |
| 2011-12-31 | 7 | 28 | 35 | 80.00% |
| 2010-12-31 | 8 | 14 | 22 | 63.64% |
| 2009-12-31 | 6 | 9 | 15 | 60.00% |
| 2008-12-31 | 6 | 8 | 14 | 57.14% |
| 2007-12-31 | 4 | 8 | 12 | 66.67% |
| 2006-12-31 | 4 | 7 | 11 | 63.64% |
| 2005-12-31 | 4 | 4 | 8 | 50.00% |
| 2004-12-31 | 5 | 2 | 7 | 28.57% |
| 2003-12-31 | 5 | 3 | 8 | 37.50% |
| 2003-03-31 | 7 | 191 | 198 | 96.46% |
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