Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 17 | 88 | 105 | 83.81% |
| 2023-12-31 | 17 | 95 | 112 | 84.82% |
| 2022-12-31 | 19 | 92 | 111 | 82.88% |
| 2021-12-31 | 17 | 105 | 122 | 86.07% |
| 2020-12-31 | 18 | 101 | 119 | 84.87% |
| 2019-12-31 | 17 | 105 | 122 | 86.07% |
| 2018-12-31 | 18 | 100 | 118 | 84.75% |
| 2017-12-31 | 16 | 98 | 114 | 85.96% |
| 2016-12-31 | 12 | 95 | 107 | 88.79% |
| 2015-12-31 | 13 | 118 | 131 | 90.08% |
| 2014-12-31 | 16 | 137 | 153 | 89.54% |
| 2013-12-31 | 15 | 153 | 168 | 91.07% |
| 2012-12-31 | 10 | 177 | 187 | 94.65% |
| 2011-12-31 | 14 | 271 | 285 | 95.09% |
| 2010-12-31 | 17 | 240 | 257 | 93.39% |
| 2009-12-31 | 13 | 116 | 129 | 89.92% |
| 2008-12-31 | 12 | 95 | 107 | 88.79% |
| 2007-12-31 | 10 | 80 | 90 | 88.89% |
| 2006-12-31 | 9 | 50 | 59 | 84.75% |
| 2005-12-31 | 6 | 42 | 48 | 87.50% |
| 2004-12-31 | 5 | 37 | 42 | 88.10% |
| 2003-12-31 | 3 | 39 | 42 | 92.86% |
| 2003-03-31 | 3 | 35 | 38 | 92.11% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy