Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Adachi, Mimiko 安達美味子 F Rep 2008-11-10 2009-04-18
2 Akaiwa, Sumiyuki RO 2006-05-26 2008-04-17
3 Ang, Soo Kee Rep 2009-08-24 2009-11-30
4 Au-Yeung, Wendy Wing Yee 歐陽詠儀 F Rep 2008-11-04 2011-09-10
5 Bailey, Simon Boulstridge M Rep 2003-09-19 2004-09-14
6 Bhisitkul, John Bunkrit M Rep 2007-07-09 2012-02-16
7 Cailao, Antonio Del Pilar M Rep 2003-10-15
8 Chan, Alan On Lan 陳安瀾 M Rep 2009-08-24 2009-09-18
9 Chan, Amy Tsui Mei 陳翠薇 F Rep 2006-06-06
10 Chan, Andrew Shingfun 陳盛勳 M Rep 2009-08-24 2011-06-27
11 Chan, Derek Kwun Wah 陳冠樺 39 M Rep 2008-04-01 2008-04-28
RO 2008-04-28 2009-01-10
12 Chan, Germaine Chore Man 陳楚雯 29 F Rep 2008-01-25 2010-06-29
13 Chan, Ka Kit (SFC:AED841) 陳家傑 Rep 2004-12-09 2007-09-29
14 Chan, Mong Har (SFC:AHT095) Rep 2007-10-05 2009-02-28
15 Chan, Shuk Yin (SFC:AGH360) 陳淑賢 Rep 2004-01-31
16 Chan, Shun Ho 陳舜河 Rep 2007-08-20
17 Chan, Sik Tin 陳昔典 Rep 2009-08-24 2010-03-31
18 Chan, Sui On (SFC:AOY504) 陳瑞安 Rep 2008-10-28 2011-05-21
19 Chan, Tsz Kwan (SFC:APF801) 陳芷筠 Rep 2009-08-03 2010-10-28
20 Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 Rep 2008-03-14 2014-12-03
21 Chander, Vijaykumar Rep 2003-09-16
22 Chang, Chiung-Wen 張瓊文 Rep 2009-11-03 2011-06-03
23 Chang, Kwok Fai 鄭國輝 Rep 2007-11-01 2008-01-29
24 Cheah, Yew Wee Rep 2006-10-26 2012-02-20
25 Cheng, Bik Hoi 鄭碧海 Rep 2009-08-24 2010-08-04
26 Cheung, Anthony Chun Yue 張振宇 27 M Rep 2007-04-11 2007-04-11
27 Cheung, Kwok Wah (SFC:AGO346) 張國華 Rep 2006-12-01
28 Chey, Jung-Hyun Rep 2003-07-21 2004-04-12
29 Chng, Eric Chee Beng 莊志明 M Rep 2008-09-08 2011-06-01
30 Chow, Ting Ka 周廷珈 Rep 2007-04-10 2007-08-04
31 Chu, Chun-Ju 朱俊如 Rep 2009-04-28 2011-05-06
32 Chu, Peter Ka Kit 朱家傑 M Rep 2009-08-24 2012-02-16
33 Chu, Pui Fan 朱佩芬 Rep 2006-11-24 2009-01-10
34 Chung, Wing Sze 鍾穎詩 Rep 2007-10-25 2010-07-08
35 Collett, Benjamin Robert M Rep 2007-11-01 2008-12-12
36 Fan, Ernest Kwong Hung 范廣鴻 M Rep 2004-01-13 2004-02-09
37 Fang, Hei 方曦 Rep 2004-03-05 2013-11-01
38 Fang, Hong (SFC:ALY689) 方紅 Rep 2005-04-29 2009-04-24
39 Finnemore Capon, Andrew Charles M Rep 2007-09-10 2009-01-14
40 Fok, Christopher See Chun 霍思俊 M Rep 2008-05-20 2008-08-19
41 Fujii, Takashi (SFC:APW946) Rep 2007-10-26 2008-04-12
42 Fujishima, Hisako Rep 2004-03-19 2007-04-16
43 Fukano, Shojiro 深野正二朗 Rep 2007-11-06 2011-10-15
44 Fukuchi, Toshimitsu (SFC:APY946) Rep 2007-11-08 2009-08-11
45 Fukushima, Yoshihiro M Rep 2007-08-06 2010-02-26
46 Fung, Cissy 馮婉詩 F Rep 2005-12-29
47 Fung, Karfield Ka Fai 馮嘉輝 Rep 2009-04-15
48 Ge, Xing 戈星 Rep 2007-12-24 2012-09-05
49 Gornall, Adrian Rubin M Rep 2003-04-23 2004-05-10
50 Goto, Hiroyuki 合戶宏之 Rep 2009-04-21 2015-10-13
51 Goto, Motomasa 後藤元誠 Rep 2007-10-25 2011-07-17
52 Grabner, Heinrich 葛侃寧 35 M Rep 2004-05-25
53 Hau, Chun Kei 侯鎮基 Rep 2007-11-08 2011-09-14
54 Himoto, Tatsuya Rep 2005-03-01 2005-04-28
RO 2005-04-28 2008-07-31
55 Hirai, Akihito 平井明人 Rep 2008-07-24 2009-12-24
56 Ho, Andy Tsz Ho 何子浩 Rep 2005-09-23
57 Ho, Anita Hoi Lam 何海琳 F Rep 2006-11-02 2007-07-25
58 Ho, Ka Wai (SFC:AJK540) 何家偉 Rep 2004-01-20 2007-01-26
59 Ho, Kenny Ting Hong 何定康 M Rep 2008-08-07 2010-06-09
60 Ho, Man Ling 何曼玲 Rep 2006-06-16 2009-03-18
61 Ho, Wai Kei 何偉基 Rep 2009-08-24 2013-09-25
62 Horita, Tomotake Rep 2007-11-06 2012-04-06
63 Hsu, She-Hung Danny Rep 2009-11-06 2011-03-01
64 Hung, Leon Lum 洪霖 M Rep 2004-03-30 2010-08-16
65 Igarashi, Minori Rep 2005-12-29 2015-01-31
66 Inoue, Mariko Rep 2008-08-20 2009-04-14
67 Irvine, Craig Wycliffe 歐陽貴 M Rep 2009-08-24 2009-10-20
RO 2009-10-20 2011-01-29
68 Ishii, Chikara 石井主稅 Rep 2006-11-07 2008-06-23
RO 2008-06-23 2009-10-10
69 Itasaka, Yusaku Rep 2007-07-19 2012-04-14
70 Ito, Kanako Rep 2008-08-26 2012-02-16
71 Jim, Ka Shun 詹嘉淳 28 M Rep 2006-06-15 2008-09-26
Rep 2008-12-18 2011-01-14
72 Kagotani, Kenichi Rep 2005-08-16 2008-08-23
73 Kaji, Taiki Rep 2009-08-24 2009-12-31
74 Kam, Wai Lun 甘偉倫 Rep 2009-08-24 2012-02-16
75 Kan, Kwok Yu 簡國裕 Rep 2009-08-24
76 Kaneko, Kojiro 金子甲二郎 Rep 2008-11-07 2009-10-24
77 Kang, Kyong Pil 康景弼 Rep 2007-10-05
RO 2007-10-05 2013-06-28
78 Kato, Takashi (SFC:AUD160) M Rep 2009-11-09 2017-11-15
79 Kazui, Yoshiyuki Rep 2008-04-14
RO 2008-04-14 2009-10-31
80 Kiang, Grace Li Chin 姜麗菁 F Rep 2008-07-22 2010-10-22
81 Kim, Hae Ryong Rep 2006-03-22 2016-02-16
82 Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 Rep 2009-03-13 2011-08-01
83 Kobayashi, Sachiko 小林幸子 Rep 2016-08-04
84 Kot, Jack Hou Eric 葛積豪 M Rep 2008-10-27
85 Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 Rep 2008-08-13 2011-05-01
86 Kwan, Christine Shumann 關詩敏 F Rep 2009-06-22 2012-02-16
87 Kwan, Joyce Po Kuen 關寶娟 F Rep 2007-03-02 2010-10-03
88 Kwan, Ringo Cheukkai 關卓啟 40 M Rep 2006-12-27 2007-01-04
RO 2007-01-04 2010-02-20
89 Kwok, Nuen Yee 郭煖儀 Rep 2008-01-11 2009-11-07
90 Kwong, Emily Ho Kei 鄺可琪 F Rep 2006-08-22
RO 2006-08-22 2006-10-04
91 Lai, Chi Man (SFC:APQ351) 賴志文 Rep 2009-08-24
92 Lai, Joyce Yuen Yee 黎婉儀 F Rep 2003-11-01
93 Lai, Ringo Leong Hang 黎亮恆 M Rep 2003-04-10 2012-07-20
94 Lapakulchai, Vacharachai 林銘輝 Rep 2003-10-29 2016-06-23
95 Latzer, Alexander M Rep 2009-08-24 2012-08-29
96 Lau, Alfred 劉雅瀚 M Rep 2009-08-24 2009-09-11
97 Lau, Hon 劉侃 Rep 2005-09-27 2005-10-04
98 Lau, Kelvin Wai Kin 劉偉健 M Rep 2009-08-24
99 Law, Joe Hin Pong 羅顯邦 Rep 2006-08-10 2011-03-21
100 Law, Ka Po 羅嘉寶 Rep 2005-05-17 2007-06-08
Rep 2007-09-27 2013-05-25
101 Lee, Hon Nam 李翰南 Rep 2004-10-05 2006-08-24
RO 2006-08-24 2012-02-16
102 Lee, Jong Song 李鐘松 Rep 2003-07-24 2004-04-12
Rep 2004-05-17 2005-11-10
103 Lee, Kee Siong 李淦祥 Rep 2009-08-24
104 Lee, Paul Man Yiu 李文耀 M Rep 2007-08-20 2007-11-17
105 Lee, Ping (SFC:AKN220) 李萍 Rep 2004-04-28 2009-05-01
106 Lee, Sze Wan (SFC:AKS933) 李詩韻 Rep 2006-09-25 2011-09-20
107 Lee, Wai Chung (SFC:ADW149) 李慧中 F Rep 2004-05-11 2004-07-29
108 Lee, Yan Ki 李恩琪 Rep 2007-04-26 2010-07-08
109 Leung, Ching (SFC:ALI727) 梁青 Rep 2006-07-18 2006-10-17
110 Leung, Chor Ming 梁礎銘 Rep 2003-11-04 2004-08-19
111 Leung, Chun Yue 梁振宇 Rep 2004-11-25
112 Leung, Kevin Koon Yip 梁冠業 M Rep 2009-08-24 2010-07-30
113 Leung, Teresa Oi Yi 梁靄怡 F Rep 2007-10-05 2008-08-02
114 Leung, Wai Chee (SFC:ATO785) 梁偉志 Rep 2009-08-20 2011-09-10
115 Li, Benson Chun Yu 李振宇 M Rep 2008-01-31 2011-03-21
116 Li, Hao (SFC:AQL242) 李豪 Rep 2008-02-05 2011-08-25
117 Li, Jixiang (SFC:APW452) 李吉祥 Rep 2009-08-24 2010-01-28
118 Li, Sandy Pak Lin 李白蓮 Rep 2006-10-23 2009-08-07
119 Liang, Florence Feng Chun 梁鳳淳 F Rep 2009-08-24 2010-03-24
120 Lim, Swee Tin Lisa 林瑞珍 Rep 2007-07-24 2008-05-05
RO 2008-05-05 2010-10-20
121 Lin, Hung Yuan 林宏遠 32 M Rep 2006-10-05 2008-03-26
122 Lin, Yu-Ting (SFC:AUA690) 林育廷 Rep 2009-10-23 2013-03-05
123 Liu, Chang (SFC:ALI154) 劉暢 Rep 2004-10-11 2005-02-24
124 Liu, Chung Hsun 劉宗勳 Rep
125 Liu, Wendy Wing Yin 廖穎賢 F Rep 2008-02-26 2009-01-10
126 Liu, Xiaohong 劉曉紅 Rep 2006-05-29 2007-03-09
RO 2007-03-09 2016-09-29
127 Lo, Loretta Shuk Yan 羅淑茵 F Rep 2005-08-05 2011-06-28
128 Lo, Ming Hung 盧銘雄 Rep 2009-08-24 2011-09-22
129 Lo, Wendy Sze Man 盧詩敏 F Rep 2007-10-10 2011-09-07
130 Lok, Chi Yeung 駱子洋 Rep 2005-08-15 2005-12-01
131 Lok, Marshal Wai Chun 駱瑋浚 Rep 2005-10-20 2006-11-14
132 Loke, Wai Ming 陸偉明 Rep 2009-07-09 2010-03-11
133 Luchangco, Eric Roberto Mirasol M Rep 2006-05-24 2007-10-27
134 Ma, Adeline 馬雅蓮 F Rep 2005-07-13 2005-07-27
135 Ma, Hon Kin 馬漢堅 Rep 2009-08-24 2011-06-11
136 Maetani, Masashi 前谷雅司 Rep 2008-03-04 2009-10-15
137 Mar, Johnson M Rep 2008-11-11 2012-08-30
138 Matsumoto, Ko Rep 2007-11-16 2009-10-17
139 Matsumoto, Satoshi RO 2006-04-03
140 Matsushita, Noriko Rep 2008-07-08
141 McConagha, Adam Cameron M Rep 2007-08-06 2008-11-08
142 Miu, Hon Kit 繆漢傑 42 M Rep 2008-03-04 2012-10-30
143 Miyabe, Nagahisa Rep 2009-08-24 2009-10-20
RO 2009-10-20 2014-05-10
144 Miyamoto, Tsutomu Rep 2009-12-18 2012-04-21
145 Mizoguchi, Hironori Rep 2009-04-01
146 Mizukoshi, Kazuyoshi RO 2004-05-24
RO 2009-01-07 2011-10-14
147 Mizuno, Kosuke Rep 2005-09-30
RO 2005-09-30 2007-10-27
148 Mizuno, Masashi RO 2004-05-24
Rep 2008-05-15 2008-10-10
149 Mok, Yuk Sze 莫若詩 Rep 2004-02-02 2005-05-17
150 Ng, Alexander Kwong 伍剛 31 M Rep 2006-06-29 2007-10-19
151 Ng, Chak Chung 吳澤松 Rep 2007-08-16 2007-12-20
152 Ng, John Wah 伍華安 M Rep 2007-10-10 2011-08-01
153 Ng, King Chuen 吳景荃 Rep 2009-08-24 2010-07-09
154 Ng, Peter Kwok Shing 伍國成 M Rep 2010-07-30
155 Ng, Virginia Suk Yin 吳淑燕 F Rep 2003-09-03
156 Ng, Wai Kee (SFC:APC928) 吳偉基 Rep 2007-06-25 2008-05-28
157 Ng, Wai Yu (SFC:AGJ184) 吳惠如 Rep 2006-08-17 2008-11-08
158 Ngai, Heung Ming 魏香鳴 Rep 2009-09-14 2010-05-25
159 Ngai, Kwok Fung 魏國峰 Rep 2003-09-18 2005-01-20
160 Ngan, Andrew Lit Chong 顏烈創 M Rep 2008-03-04 2011-06-01
161 Nomura, Hiroyuki RO 2008-06-13 2011-04-16
162 Numata, Saneyuki 沼田真之 Rep 2007-09-14 2008-08-09
163 Ohira, Yuko Rep 2014-06-07
164 Oide, Shinya Rep 2007-04-25 2008-10-10
165 Oka, Taikan Rep 2008-10-30 2010-10-21
166 Ong, Cilicia Cheng Choo 王清珠 Rep 2009-11-10 2011-09-16
167 Ono, Jumpei Rep 2009-11-06 2011-10-08
168 Onoue, Tsutomu Rep 2004-03-24
RO 2004-03-24 2005-04-22
169 Osawa, Miyuki Rep 2007-06-18
170 Otani, Tomono 大谷知乃 Rep 2003-04-10 2004-05-31
171 Pak, Hiu Ching 白曉青 Rep 2006-07-19 2006-12-01
RO 2006-12-01 2007-05-18
Rep 2007-05-18 2009-06-08
RO 2009-06-08 2011-01-10
172 Pienaar, Ross Daniel M Rep 2009-02-02 2014-08-06
173 Qian, Zewei 錢澤偉 34 M Rep 2008-06-18 2014-08-30
174 Ruffy, Bruce Howard M Rep 2005-09-14 2007-06-12
175 Saito, Shoichi 齋藤彰一 Rep 2004-03-19 2004-06-01
RO 2004-06-01 2008-01-11
RO 2009-06-08 2012-07-18
176 Sakuraba, Masayuki 櫻庭幹維 Rep 2008-07-22 2009-10-17
177 Sarmah, Pranab Kumar M Rep 2009-08-24 2013-09-25
178 Sasaki, Shinichi 佐佐木伸一 Rep 2008-07-21 2011-04-24
179 Sasao, Mari Rep 2009-05-07 2013-06-01
180 Sawlani, Danny Thakurdas Rep 2007-10-05 2009-08-27
181 Sazawa, Jinya Rep 2007-11-02 2009-10-17
182 Shen, Janet Wei Ling 沈慧玲 F Rep 2005-05-30 2006-09-13
183 Shimada, Kenji Rep 2005-07-15
RO 2005-07-15 2007-07-17
184 Shinoda, Yumi Rep 2009-11-06 2011-10-08
185 Shiraishi, Takeshi 白石武 Rep 2003-04-16 2003-11-16
186 Sia, Kwong Hai Rep 2003-10-21
187 Siu, Anthony Yan Hong 蕭寅康 M Rep 2004-04-02
RO 2004-04-02 2004-11-18
188 Song, Yu (SFC:ANU527) 宋玉 Rep 2008-08-05 2009-01-10
189 Sripunporn, Roger Ardisorn 潘小山 M Rep 2007-10-04 2008-01-05
190 Sullivan, Andrew Michael M Rep 2004-10-11 2007-12-06
191 Suyama, Takuro 巢山拓郎 Rep 2008-10-30 2012-04-03
192 Suzuki, Naoto Rep 2007-04-24 2007-11-28
RO 2007-11-28 2009-04-01
193 Takase, Eiji 高瀨英二 Rep 2004-08-12 2008-10-14
194 Tam, Kin Fong 譚建方 Rep 2008-02-21 2009-07-04
195 Tam, Shing Hei 譚成希 Rep 2007-08-13 2011-09-10
196 Tam, Tak Wing (SFC:AFR780) 譚德榮 Rep 2003-08-16
197 Tanefusa, Toru Rep 2003-09-26 2004-03-08
198 Tang, Alvin Chi Heng 鄧志恆 M Rep 2009-02-18 2009-06-13
199 Tang, Michelle Yuen Sheung 鄧婉湘 F Rep 2005-12-07 2006-11-04
200 Tang, Stanley Siu Lai 鄧兆澧 M Rep 2005-05-30 2005-06-14
201 Tang, Wai Chun (SFC:APC908) 鄧惠珍 F Rep 2007-06-25 2007-09-18
202 Tanimitsu, Hideya Rep 2009-08-17 2010-10-28
203 Teratani, Norio Rep 2007-09-14 2009-03-12
204 Terrebrood, Henry Lee Jr M Rep 2008-11-21 2010-07-21
205 Tham, Mun Hon 譚文漢 Rep 2009-08-24 2011-09-16
206 To, Tsz Wai 杜子偉 Rep 2005-03-10
207 Tom, Judy F Rep 2009-03-02 2009-08-01
208 Tominaga, Satoshi Rep 2008-10-24 2010-08-17
209 Tomiyama, Takuya 富山卓也 M Rep 2004-08-10
210 Tong, Wai Lun (SFC:AAE161) 唐偉麟 Rep 2008-12-13
211 Tsang, Chi Kin (SFC:AOR993) 曾智健 Rep 2009-11-02
212 Tsang, Yin Chun 曾然進 Rep 2007-12-04 2008-06-27
213 Tse, William Wai Luen 謝偉麟 M Rep 2008-04-07 2009-01-10
214 Tseung, Henry Hiu Wai 蔣曉偉 M Rep 2007-04-12 2009-11-24
215 Tsuji, Tomonori Rep 2007-11-12 2011-04-21
216 Tsun, Rowena Wai Hang 秦緯珩 Rep 2003-12-09 2004-03-01
217 Van Gulik, Robert Ken M Rep 2009-04-22 2010-12-24
218 Wan, Joyce Nga Yee 溫雅怡 F Rep 2009-11-24 2010-01-16
219 Wan, Maurine 溫慕蓮 F Rep 2009-08-24
220 Wang, Lan Ling Rep 2004-10-30
221 Wang, Lumeng 王魯蒙 Rep 2003-11-10
Rep 2003-12-09 2007-05-18
Rep 2009-05-07 2012-07-20
222 Wang, Michael Tsu Tsong 王智聰 M Rep 2008-09-17 2012-03-24
223 Wang, Yong (SFC:AOM636) 王勇 Rep 2009-08-24 2011-09-27
224 Watanabe, Ai Rep 2007-10-26 2010-08-06
225 Watkins, Bryan M Rep 2007-07-23 2008-05-15
226 Williamson, David White M Rep 2003-07-28 2007-01-26
227 Wong, Chi Leung (SFC:ABF032) 黃志良 Rep 2003-11-01
228 Wong, Gary Man Kuen 黃文權 M Rep 2007-08-28
229 Wong, Kwun Hung 王冠雄 Rep 2007-04-24 2007-07-26
230 Wong, Po Chin 黃步前 Rep 2005-04-23 2006-08-05
231 Wong, Po Yee (SFC:AJE274) 黃寶儀 Rep 2009-08-24 2010-07-30
232 Wong, Sheh Yung 王錫勇 Rep 2007-11-13 2008-06-29
233 Wong, Simon Kai Tung 黃繼東 42 M Rep 2007-07-19 2009-09-17
234 Wong, Steven Wai Chiu 王偉超 M Rep 2005-01-03 2005-10-14
Rep 2006-02-16
235 Wong, Wai Wah (SFC:ADQ101) 黃慧華 Rep 2004-11-06
236 Woo, Patrick Chi Wang 胡志宏 M Rep 2006-09-09
237 Xia, Yibing 夏宜冰 Rep 2009-08-24 2010-10-15
238 Xu, Qing (SFC:AUC278) 許清 Rep 2009-11-05 2011-07-03
239 Yamaguchi, Daisuke Rep 2005-11-21 2007-10-26
240 Yamashita, Ichiro Rep 2007-09-14 2008-10-17
241 Yan, Angus Ka Shing 甄家誠 Rep 2009-08-11 2010-04-23
242 Yang, Qing (SFC:ARO431) 楊青 Rep 2008-09-01 2009-11-15
243 Yau, Henry Clement Hok Wai 邱學煒 M Rep 2004-12-13 2004-12-21
RO 2004-12-21 2009-01-10
244 Yen, Tzu-han 嚴子涵 Rep 2007-03-07 2007-05-09
245 Yeu, Chiu Wah 姚昭華 Rep 2006-09-28 2006-12-01
RO 2006-12-01 2014-04-16
246 Yeung, Beata Kit Sum 楊潔心 Rep 2004-09-02 2012-02-16
247 Yeung, Kenneth Wing Kwong 楊永光 M Rep 2007-03-26 2013-10-18
248 Ying, Hak Kai 應克佳 Rep 2003-06-06 2010-11-29
249 Yokota, Fumiko 橫田文子 F Rep 2003-08-06
250 Yoshida, Tomoko 吉田朋子 Rep 2003-06-14
251 Yoshihara, Koji Rep 2004-03-16 2004-06-01
RO 2004-06-01 2005-03-14
252 Yu, Kin Lok (SFC:AOE771) 庾建樂 Rep 2008-01-07 2009-02-14
253 Yuihama, Hirokazu Rep 2009-08-24 2009-10-20
RO 2009-10-20 2010-04-09
254 Yung, Fion Man Fong 容敏芳 Rep 2005-06-27
255 Zamora, Poch Edward Imperial M Rep 2008-10-21 2011-02-12
256 Zee, Timothy Yuen Cheng M Rep 2008-08-07 2011-11-10
257 Zhang, Xiongfeng 張雄峰 41 M Rep 2004-12-28 2010-11-09
258 Zhu, Hongxia 諸紅霞 Rep 2009-09-22 2017-05-11

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top