GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Cheung, Charles Lai Yan 張禮仁 M AAV372 RO 2011-03-08
2 San To, Hok Kwan 申屠學軍 M AID493 Rep 2003-10-23
3 Shum, Christ Chi Kau 岑智球 ACO429 Rep 2010-05-03
4 Yim, Fung 閻峰 40 M AFP741 RO 2020-11-16

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