GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Chan, Ivan Man Sum 陳文深 30 M AGS453 Rep 2004-05-22
2 Ho, Chi Ho (SFC:AEH818) 何治豪 AEH818 RO 2005-06-20
3 Leung, Chi On (SFC:ADA866) 梁志安 ADA866 Rep 2007-05-03
4 Lo, Wilson Kwong Shun 羅廣信 30 M AFQ413 Rep 2006-05-22
5 Lui, David 雷昌年 M ABJ630 RO 2007-10-08
6 Luo, Pengwei 羅鵬巍 AJC185 Rep 2003-08-25 2004-06-08
7 Tam, Kwok Leung (SFC:AFT103) 譚國樑 AFT103 Rep 2005-01-29
8 Wong, Anthony (SFC:AFU754) 黃嘉賢 M AFU754 Rep 2005-09-07
9 Wong, Chi Ching (SFC:AGJ939) 黃智清 AGJ939 Rep 2004-04-17
10 Wong, Tung Ching 王冬青 32 M AGG343 Rep 2010-02-26
11 Xia, Hua (SFC:AJC199) 夏華 AJC199 Rep 2003-09-23 2004-11-01
12 Yang, Fenglin 楊鳳林 34 M AGR580 RO 2003-04-15 2005-05-05
13 Yau, Deirdre 邱迪怡 F ADS781 RO 2021-01-31
14 Yeung, Henry Kai Ho 楊繼灝 M AEZ712 Rep 2003-06-02
RO 2003-06-02 2008-04-29
15 Yuen, Wyman Chi King 源子敬 29 M AGK997 Rep 2005-10-01
16 Zhao, Xiao (SFC:AJC187) 趙晓 AJC187 Rep 2003-08-25 2012-08-06

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