Northern Trust Company of Hong Kong Limited (The)

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Au, Lawrence Kin Wah 區建華 M AFT602 RO 2010-03-25
2 Bentsen, Richard Boldt M ACO808 RO 2003-06-20
3 Chai, Pamela Pui Pui 蔡蓓蓓 F ADT113 Rep 2007-04-18
4 Chark, Alexis Chi Wing 翟志榮 AFU893 Rep 2006-10-25
5 Cheung, Meng Chu 張孟珠 AGL948 Rep 2004-11-23
6 Farquhar, Yumi AFE410 RO 2011-10-31
7 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2003-07-30 2006-12-11
8 Leung, Kwok Ming (SFC:AIZ701) 梁國明 AIZ701 Rep 2003-06-02 2007-02-27
9 Tee, Tsun Chiek 鄭俊傑 AJH146 RO 2004-03-19 2004-12-01
10 Timpany, David Allan M ACO810 RO 2005-01-31
11 Tsui, Jintz Wai Ying 徐惠盈 AFI797 Rep 2007-09-07

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