GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Bradford, David John M ADO053 Rep 2004-11-22 2007-07-24
2 Chew, Philip Guy (SFC:ALN622) M ALN622 Rep 2004-12-08 2008-07-01
3 Crossan, Robert Emmit M ADA458 Rep 2003-06-30
4 Hall, Jon (SFC:AGK991) AGK991 Rep 2005-03-07 2007-08-13
5 Halper, Brady Seth M AHC187 Rep 2004-09-22
6 Hine, Peter John M ADR773 Rep 2005-03-23
RO 2005-03-23 2005-09-08
7 Kosaka, Tomomi (SFC:AHT189) å°å‚æœ‹įžŽ AHT189 Rep 2005-02-17 2009-12-10
8 Mariano, Timothy Charles M AHC188 Rep 2005-03-09
RO 2005-03-09 2019-05-15
9 Nesbitt, Jonathan Michael M ALK388 Rep 2004-11-19 2009-12-25
10 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
11 Simpson, Robert Roy Charles M ALS066 RO 2005-03-10 2007-08-01
12 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05

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