UBS Asset Management (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Bhagwat, Niraj Dilip AHU701 Rep 2005-10-24
2 Bustnes, Brynjar Eirik ALJ914 Rep 2004-11-01 2006-12-31
3 Chan, Chee Seng (SFC:AJO200) AJO200 Rep 2004-03-17
4 Chan, Patrick Hin Wai 陳獻為 M AAZ195 Rep 2004-06-16
RO 2004-06-16 2004-12-23
Rep 2004-12-23 2008-05-24
5 Eichacker, Markus Karl Eugen 37 M AGP574 Rep 2003-11-13
RO 2003-11-13 2008-09-13
6 Fu, Teh-Hsiu 傅德修 ADL952 RO 2003-12-05
7 Gao, Hui (SFC:AKW845) 高卉 AKW845 Rep 2004-07-06 2008-10-13
8 Halek, David Neil M ACJ179 Rep 2003-08-29
RO 2003-08-29 2013-06-03
9 Hong, James Shu Kin (SFC:AAK376) 洪樹堅 M AAK376 RO 2009-10-31
10 Lee, Teong Gee 李忠義 ACU300 Rep 2005-05-26 2006-10-18
11 Leung, Ho Wa (SFC:AAV118) 梁可華 AAV118 Rep 2003-10-11
12 Tan, Siew Ming 陳秀敏 ALO563 Rep 2004-12-29 2008-09-26
13 Yeo, Keng Swee 楊慶瑞 ALW483 Rep 2005-04-11 2008-07-14

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