GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ivan Man Sum 陳文深 |
32 |
M |
AGS453 |
Rep |
|
2004-05-22 |
| 2 |
Ho, Chi Ho (SFC:AEH818) 何治豪 |
|
|
AEH818 |
RO |
|
2005-06-20 |
| 3 |
Leung, Chi On (SFC:ADA866) 梁志安 |
|
|
ADA866 |
Rep |
|
2007-05-03 |
| 4 |
Lo, Wilson Kwong Shun 羅廣信 |
32 |
M |
AFQ413 |
Rep |
|
2006-05-22 |
| 5 |
Lui, David 雷昌年 |
|
M |
ABJ630 |
RO |
|
2007-10-08 |
| 6 |
Luo, Pengwei 羅鵬巍 |
|
|
AJC185 |
Rep |
2003-08-25 |
2004-06-08 |
| 7 |
Mo, Winds Tin Yat 毛天一 |
|
|
ALC482 |
Rep |
2004-09-30 |
2007-05-03 |
| 8 |
Song, Yi (SFC:AJH758) 宋漪 |
|
|
AJH758 |
Rep |
2004-02-12 |
2004-11-01 |
| 9 |
Tam, Kwok Leung (SFC:AFT103) 譚國樑 |
|
|
AFT103 |
Rep |
|
2005-01-29 |
| 10 |
Tang, Stanley Siu Lai 鄧兆澧 |
|
M |
AFQ893 |
Rep |
2004-07-05 |
2005-05-26 |
| 11 |
Wong, Anthony (SFC:AFU754) 黃嘉賢 |
|
M |
AFU754 |
Rep |
|
2005-09-07 |
|
|
|
RO |
2005-09-07 |
2023-01-30 |
| 12 |
Wong, Chi Ching (SFC:AGJ939) 黃智清 |
|
|
AGJ939 |
Rep |
|
2004-04-17 |
| 13 |
Wong, Tung Ching 王冬青 |
34 |
M |
AGG343 |
Rep |
|
2010-02-26 |
| 14 |
Xia, Hua (SFC:AJC199) 夏華 |
|
|
AJC199 |
Rep |
2003-09-23 |
2004-11-01 |
| 15 |
Xu, Ping (SFC:AMN642) 許娉 |
|
|
AMN642 |
Rep |
2005-09-30 |
2020-08-07 |
| 16 |
Yang, Fenglin 楊鳳林 |
36 |
M |
AGR580 |
RO |
2003-04-15 |
2005-05-05 |
| 17 |
Yau, Deirdre 邱迪怡 |
|
F |
ADS781 |
RO |
|
2021-01-31 |
| 18 |
Yen, George Chang Chi 嚴昌麒 |
|
M |
AHU592 |
Rep |
2005-06-02 |
2006-09-22 |
| 19 |
Yeung, Henry Kai Ho 楊繼灝 |
|
M |
AEZ712 |
Rep |
|
2003-06-02 |
|
|
|
RO |
2003-06-02 |
2008-04-29 |
| 20 |
Yuen, Wyman Chi King 源子敬 |
31 |
M |
AGK997 |
Rep |
|
2005-10-01 |
| 21 |
Zhao, Xiao (SFC:AJC187) 趙晓 |
|
|
AJC187 |
Rep |
2003-08-25 |
2012-08-06 |
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