PIONEER GLOBAL INVESTMENTS (HK) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Bakhshi, Tavneet Kaur ALI504 Rep 2006-05-26 2007-05-15
2 Bannon, Deborah Mary F AIK991 Rep 2008-06-24
3 Chan, Percy Pak Hin 陳柏軒 M AEB921 Rep 2005-04-18 2006-08-31
4 Dallas, Ian George 49 M AAJ394 RO 2003-05-02
Rep 2003-12-15 2004-10-28
5 Ip, Joyce Po San 葉寶珊 F AFF506 Rep 2007-10-12
6 Lacis, Edmunds Janis ACQ607 RO 2003-05-05 2008-07-01
7 Lee, Melissa (SFC:ADK623) 李潔冰 F ADK623 Rep 2005-06-28 2010-03-31
8 Sze, Albert Chun Hong 施振康 M ADG965 Rep 2005-02-24
RO 2005-02-24 2008-07-19
9 Tsang, Angela Nga Yan 曾雅恩 F AMG900 Rep 2005-07-19 2008-05-16
10 Tse, Brenda Ka Yee 謝嘉儀 F AFR862 Rep 2005-04-27
11 Tuohy, Patrick Joseph M ABE544 RO 2004-02-01

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