GFI (HK) SECURITIES L.L.C.
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aquino, Derrick Anthony Constantino | M | ANG464 | Rep | 2006-06-05 | 2009-08-19 | |
| 2 | Bavis, Mark John | M | ALH714 | Rep | 2006-03-03 | 2012-01-05 | |
| 3 | Bradford, David John | M | ADO053 | Rep | 2004-11-22 | 2007-07-24 | |
| 4 | Chew, Philip Guy (SFC:ALN622) | M | ALN622 | Rep | 2004-12-08 | 2008-07-01 | |
| 5 | Cooney, Michael James (SFC:AJD244) | M | AJD244 | Rep | 2006-03-03 | 2006-10-31 | |
| 6 | Crossan, Robert Emmit | M | ADA458 | Rep | 2003-06-30 | ||
| 7 | Hall, Jon (SFC:AGK991) | AGK991 | Rep | 2005-03-07 | 2007-08-13 | ||
| 8 | Halper, Brady Seth | M | AHC187 | Rep | 2004-09-22 | ||
| 9 | Hine, Peter John | M | ADR773 | Rep | 2005-03-23 | ||
| RO | 2005-03-23 | 2005-09-08 | |||||
| 10 | Kosaka, Tomomi (SFC:AHT189) 小坂朋美 | AHT189 | Rep | 2005-02-17 | 2009-12-10 | ||
| 11 | Lee, Cliff Yee Gong 李宜剛 | M | AEH826 | Rep | 2006-09-27 | 2008-02-29 | |
| 12 | Mariano, Timothy Charles | M | AHC188 | Rep | 2005-03-09 | ||
| RO | 2005-03-09 | 2019-05-15 | |||||
| 13 | McGlynn, Paul Anthony (SFC:ALJ765) | M | ALJ765 | Rep | 2007-01-11 | 2007-06-23 | |
| 14 | Nesbitt, Jonathan Michael | M | ALK388 | Rep | 2004-11-19 | 2009-12-25 | |
| 15 | Peard, Andrew Davis Lozada | M | AHA360 | Rep | 2004-11-19 | 2012-09-14 | |
| 16 | Quevedo, Ma. Carla Valenzuela | AOC699 | Rep | 2006-12-29 | 2016-10-05 | ||
| 17 | Simpson, Robert Roy Charles | M | ALS066 | RO | 2005-03-10 | 2007-08-01 | |
| 18 | White, Paul George | M | ALQ641 | Rep | 2005-01-19 | 2012-01-05 | |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy