CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Mang Kiu 陳漫橋 | AIS524 | Rep | 2006-08-10 | 2007-03-01 | ||
| 2 | Chen, Xinyu (SFC:AMP260) 陳新宇 | AMP260 | Rep | 2005-10-20 | 2006-06-02 | ||
| 3 | Cheung, David Wai Shun 張為信 | M | AMF145 | Rep | 2005-07-06 | 2011-04-29 | |
| 4 | Cheung, Wai Kuen (SFC:ALQ278) 張偉權 | ALQ278 | Rep | 2005-01-14 | 2009-03-20 | ||
| 5 | Chung, Wai Shing (SFC:AFP827) 鍾偉誠 | AFP827 | Rep | 2005-05-30 | 2007-04-24 | ||
| 6 | Ho, Alvin Man 何敏 | 39 | M | ACT360 | RO | 2009-10-30 | |
| 7 | Hung, Iris Mei Ha 孔美霞 | F | AEC989 | Rep | 2006-09-11 | 2008-12-03 | |
| 8 | Ip, Laurence Yegene 葉奕雋 | M | ACA689 | Rep | 2008-03-13 | 2015-08-14 | |
| 9 | Lam, Erica Joyce (SFC:AQX491) | F | AQX491 | Rep | 2008-04-29 | 2014-04-08 | |
| 10 | Lam, Steve Kwok Leung 林國樑 | M | AGC469 | Rep | 2006-05-25 | 2006-06-07 | |
| 11 | Lee, Chia Huan | AQR078 | Rep | 2008-03-19 | 2021-07-20 | ||
| 12 | Lee, Seng Chow 李成就 | ADK172 | Rep | 2004-10-19 | 2006-06-09 | ||
| 13 | Li, On Ki 李安琪 | ANA057 | Rep | 2006-02-03 | 2018-03-09 | ||
| 14 | Lin, Peicong 林培聰 | 32 | M | ANB735 | Rep | 2006-02-24 | 2016-12-16 |
| 15 | Man, Hau Shing 文孝誠 | AME521 | Rep | 2005-06-27 | 2007-04-04 | ||
| 16 | McCoy, Michael Andrew | M | AAF167 | Rep | 2006-07-12 | 2009-01-01 | |
| 17 | Nguyen, Kim Thi | ANA971 | Rep | 2006-09-28 | 2010-10-27 | ||
| 18 | Paterson, James Willock | M | ADA085 | Rep | 2005-11-02 | 2006-01-30 | |
| 19 | Pattar, Jasvinder Singh | 50 | ALE828 | Rep | 2004-09-07 | 2004-10-25 | |
| RO | 2004-10-25 | 2018-07-14 | |||||
| 20 | Phen, Vincent Chun Shing 彭鎮城 | 32 | M | AOR251 | Rep | 2007-03-13 | 2009-04-24 |
| 21 | Price, Josephine (1954) 潘佐芬 | 54 | F | AAJ083 | RO | 2008-06-01 | |
| 22 | Tam, Pui Chi (SFC:AFT247) 譚佩芝 | AFT247 | Rep | 2006-06-07 | |||
| RO | 2006-06-07 | 2008-06-01 | |||||
| 23 | Tan, Keng Hui | ALG317 | Rep | 2004-09-23 | 2007-12-30 | ||
| Rep | 2008-02-25 | 2011-08-14 | |||||
| 24 | Tang, Miranda Ka Yee 鄧嘉儀 | F | AEZ134 | RO | 2019-07-05 | ||
| 25 | Tsai, Teddy Hong Teh | M | AMP367 | Rep | 2008-03-27 | 2010-05-19 | |
| 26 | Woo, Samuel Wing Sum 胡穎森 | M | ALN679 | Rep | 2004-12-10 | 2013-02-09 | |
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