GFI (HK) SECURITIES L.L.C.
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Aquino, Derrick Anthony Constantino | M | ANG464 | Rep | 2006-06-05 | 2009-08-19 | |
2 | Bavis, Mark John | M | ALH714 | Rep | 2006-03-03 | 2012-01-05 | |
3 | Bollerman, Luke Andre | M | ARI552 | Rep | 2008-07-29 | 2009-07-31 | |
4 | Bradford, David John | M | ADO053 | Rep | 2004-11-22 | 2007-07-24 | |
RO | 2007-07-24 | 2009-06-03 | |||||
5 | Cheung, Ellen Ngar Yan 張雅茵 | F | AQV671 | Rep | 2008-05-20 | 2011-05-11 | |
6 | Chew, Philip Guy (SFC:ALN622) | M | ALN622 | Rep | 2004-12-08 | 2008-07-01 | |
7 | Cooney, Michael James (SFC:AJD244) | M | AJD244 | Rep | 2006-03-03 | 2006-10-31 | |
8 | Crossan, Robert Emmit | M | ADA458 | Rep | 2003-06-30 | ||
9 | Fung, Kin Leung 馮健樑 | APP362 | Rep | 2007-09-17 | 2008-05-01 | ||
10 | Gougenheim, Jeremie | AMK157 | Rep | 2007-09-06 | 2012-01-14 | ||
11 | Grimes, Ryan Mccracken | M | AOA142 | Rep | 2007-11-02 | 2011-05-20 | |
12 | Hall, Jon (SFC:AGK991) | AGK991 | Rep | 2005-03-07 | 2007-08-13 | ||
13 | Halper, Brady Seth | M | AHC187 | Rep | 2004-09-22 | ||
14 | Hine, Peter John | M | ADR773 | Rep | 2005-03-23 | ||
RO | 2005-03-23 | 2005-09-08 | |||||
15 | Kosaka, Tomomi (SFC:AHT189) 小坂朋美 | AHT189 | Rep | 2005-02-17 | 2009-12-10 | ||
16 | Lee, Cliff Yee Gong 李宜剛 | M | AEH826 | Rep | 2006-09-27 | 2008-02-29 | |
17 | Mariano, Timothy Charles | M | AHC188 | Rep | 2005-03-09 | ||
RO | 2005-03-09 | 2019-05-15 | |||||
18 | McGlynn, Paul Anthony (SFC:ALJ765) | M | ALJ765 | Rep | 2007-01-11 | 2007-06-23 | |
19 | Nesbitt, Jonathan Michael | M | ALK388 | Rep | 2004-11-19 | 2009-12-25 | |
20 | Peard, Andrew Davis Lozada | M | AHA360 | Rep | 2004-11-19 | 2012-09-14 | |
21 | Quevedo, Ma. Carla Valenzuela | AOC699 | Rep | 2006-12-29 | 2016-10-05 | ||
22 | Simpson, Robert Roy Charles | M | ALS066 | RO | 2005-03-10 | 2007-08-01 | |
Rep | 2007-08-01 | 2008-07-01 | |||||
23 | White, Paul George | M | ALQ641 | Rep | 2005-01-19 | 2012-01-05 | |
24 | Wilson, Matthew Elliot | M | ARB300 | Rep | 2008-06-19 | 2010-04-15 |
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