CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Hsu, Cheng-I 徐正一 | ASP977 | Rep | 2009-03-31 | 2018-10-01 | ||
| 2 | Lau, Simon Shek Yuen 劉錫源 | 39 | M | ADW646 | RO | 2007-12-07 | 2016-05-05 |
| 3 | Lee, Tsz Hin (SFC:ASI165) 李梓軒 | ASI165 | Rep | 2009-02-17 | 2010-07-31 | ||
| 4 | Lum, Chi Yeung 林智洋 | ASX252 | Rep | 2009-05-06 | 2016-11-22 | ||
| 5 | Mak, Ka Sing 麥嘉聲 | AFA762 | RO | 2008-12-24 | 2012-05-09 | ||
| 6 | So, Kwok Keung 蘇國強 | 48 | M | ABP335 | RO | 2007-12-07 | 2016-12-10 |
| 7 | Soong, Gary Yuk Lun 宋煜麟 | M | ADP887 | Rep | 2009-05-21 | 2015-03-17 | |
| 8 | Tang, Wai Kong (SFC:ANX094) 鄧煒崗 | ANX094 | Rep | 2009-05-21 | 2015-03-17 | ||
| 9 | Wong, Bonnie Ka Wai 黃嘉慧 | F | AQQ838 | Rep | 2008-03-17 | 2016-11-10 | |
| 10 | Wu, Mo Hung 胡慕虹 | ASP712 | Rep | 2009-05-18 | 2015-01-01 |
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