GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Lai, Oi Sai 黎凱茜			ASD555	Rep	2009-01-12	2012-11-26
2	Lau, Chi Wing (SFC:ABK629) 劉志榮			ABK629	Rep	2005-01-14	2010-05-12
3	Sze, Derick Shun Yee 施信義		M	ABD577	RO	2005-05-13	2012-11-26
4	Tsang, Tammy Tak Mei 曾德美		F	AGP491	Rep	2005-01-03	2012-11-26
5	Yankson, Sidney		M	AJE147	RO	2005-06-20	2011-07-18

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