Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Ahn, Junsang 安俊相 | AQT284 | Rep | 2008-05-05 | 2011-12-04 | ||
2 | Antweiler Iii, John Christian | M | ALQ494 | RO | 2008-10-30 | 2013-01-07 | |
3 | Auger, Kevin D'Arcy | M | ARP061 | Rep | 2008-09-10 | 2009-04-13 | |
4 | Boice Iii, James Hillyer | M | ACN485 | RO | 2008-04-25 | 2011-05-26 | |
5 | Chang, Hwa-Ping 張華平 | AQW385 | Rep | 2008-05-21 | 2009-03-11 | ||
6 | Chiang, Pei Yun 蔣佩芸 | ARF128 | Rep | 2008-07-31 | 2017-05-17 | ||
7 | Ching, Kerry Kim Wai 程劍慧 | F | AFF128 | Rep | 2008-10-23 | 2008-12-01 | |
8 | Choong, Ignatius Wooi Kean | 48 | M | ADT736 | RO | 2009-08-10 | 2010-10-11 |
9 | Chow, King Man (SFC:AQT305) 周敬民 | AQT305 | Rep | 2008-05-05 | 2009-03-13 | ||
10 | Chu, Betty Kar Chun 朱家珍 | F | AQB147 | Rep | 2009-10-30 | 2010-09-29 | |
11 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | RO | 2008-04-25 | 2013-08-31 | |
12 | Espineli, Reynaldo Miguel Nazareno | ARM746 | Rep | 2008-09-05 | 2009-04-24 | ||
13 | Ho, Noelle Ying 何熒 | F | AQT287 | Rep | 2008-05-05 | 2015-08-31 | |
14 | Kwon, Sung Wook | ATO040 | Rep | 2009-08-17 | 2019-09-30 | ||
15 | Lam, Cham (SFC:ARA670) 林箴 | ARA670 | Rep | 2008-05-19 | 2014-06-03 | ||
16 | Lee, Jih-Pao 李日寶 | AQW408 | Rep | 2008-05-21 | 2009-03-12 | ||
17 | Leung, Lai Woon 梁禮桓 | ARF127 | Rep | 2008-07-31 | 2015-10-23 | ||
18 | Lin, Chun Ju 林純如 | AQW398 | Rep | 2008-05-21 | 2013-12-31 | ||
19 | Mao, Shuguang 毛曙光 | 41 | M | AMY549 | Rep | 2008-05-05 | 2008-05-30 |
20 | McDermott, Glen Michael | M | ARM737 | Rep | 2008-09-01 | 2009-03-13 | |
21 | Peng, Yu Yuan 彭鈺元 | AQW409 | Rep | 2008-05-21 | 2009-03-12 | ||
22 | Sheh, Ho Kwong 佘浩光 | ABZ266 | Rep | 2008-05-19 | 2012-03-12 | ||
23 | Song, Sally | F | APZ784 | Rep | 2009-07-24 | 2011-05-06 | |
24 | Wang, Yu-Ming 王裕閔 | APL801 | RO | 2008-04-25 | 2009-02-27 |
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