Wells Fargo Securities Asia Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Ahn, Junsang 安俊相 AQT284 Rep 2008-05-05 2011-12-04
2 Antweiler Iii, John Christian M ALQ494 RO 2008-10-30 2013-01-07
3 Auger, Kevin D'Arcy M ARP061 Rep 2008-09-10 2009-04-13
4 Boice Iii, James Hillyer M ACN485 RO 2008-04-25 2011-05-26
5 Chang, Hwa-Ping 張華平 AQW385 Rep 2008-05-21 2009-03-11
6 Chiang, Pei Yun 蔣佩芸 ARF128 Rep 2008-07-31 2017-05-17
7 Ching, Kerry Kim Wai 程劍慧 F AFF128 Rep 2008-10-23 2008-12-01
8 Choong, Ignatius Wooi Kean 48 M ADT736 RO 2009-08-10 2010-10-11
9 Chow, King Man (SFC:AQT305) 周敬民 AQT305 Rep 2008-05-05 2009-03-13
10 Chu, Betty Kar Chun 朱家珍 F AQB147 Rep 2009-10-30 2010-09-29
11 Donohugh, William Hugh McGregor 唐威林 M ACM011 RO 2008-04-25 2013-08-31
12 Espineli, Reynaldo Miguel Nazareno ARM746 Rep 2008-09-05 2009-04-24
13 Ho, Noelle Ying 何熒 F AQT287 Rep 2008-05-05 2015-08-31
14 Kwon, Sung Wook ATO040 Rep 2009-08-17 2019-09-30
15 Lam, Cham (SFC:ARA670) 林箴 ARA670 Rep 2008-05-19 2014-06-03
16 Lee, Jih-Pao 李日寶 AQW408 Rep 2008-05-21 2009-03-12
17 Leung, Lai Woon 梁禮桓 ARF127 Rep 2008-07-31 2015-10-23
18 Lin, Chun Ju 林純如 AQW398 Rep 2008-05-21 2013-12-31
19 Mao, Shuguang 毛曙光 41 M AMY549 Rep 2008-05-05 2008-05-30
20 McDermott, Glen Michael M ARM737 Rep 2008-09-01 2009-03-13
21 Peng, Yu Yuan 彭鈺元 AQW409 Rep 2008-05-21 2009-03-12
22 Sheh, Ho Kwong 佘浩光 ABZ266 Rep 2008-05-19 2012-03-12
23 Song, Sally F APZ784 Rep 2009-07-24 2011-05-06
24 Wang, Yu-Ming 王裕閔 APL801 RO 2008-04-25 2009-02-27

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