Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
2 | Bhatia, Chetan (SFC:AUG618) | AUG618 | RO | 2010-02-12 | 2012-01-27 | ||
3 | Bu, Wenyuan 卜文淵 | AUW509 | Rep | 2010-04-19 | 2011-10-11 | ||
4 | Cook Iii, Thomas Crawford | M | ASI335 | RO | 2010-02-12 | 2010-09-07 | |
5 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
6 | Huang, Bo-Kai 黃柏愷 | AKY607 | Rep | 2010-10-13 | 2012-01-18 | ||
7 | Hui, Florence Wai Ying 許慧瑩 | F | AUW505 | Rep | 2010-04-19 | 2011-03-21 | |
8 | Kaneko, Satsuki | ANT209 | Rep | 2010-08-27 | 2011-02-07 | ||
9 | Kang, Minja | AGJ645 | Rep | 2010-09-24 | 2011-05-18 | ||
10 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2010-08-05 | 2013-02-18 | |
11 | Liao, Ya Tzu 廖雅姿 | ALN825 | Rep | 2010-10-15 | 2011-10-21 | ||
12 | Lin, Michelle Chia-Hsing | F | AUW242 | Rep | 2010-04-19 | 2011-03-18 | |
13 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2010-03-16 | 2011-03-27 | ||
14 | Millet, Matthieu Louis Fumiyochi | M | ARH193 | Rep | 2010-03-11 | 2011-08-25 | |
15 | Ng, Chi Fai (SFC:ACR411) 吳梓輝 | ACR411 | RO | 2010-02-12 | 2011-03-09 | ||
16 | Wang, Shuyi (SFC:AVQ913) 王舒誼 | AVQ913 | Rep | 2010-08-31 | 2011-04-19 | ||
17 | Wong, Jia 王嘉 | AUW494 | Rep | 2010-04-19 | 2012-04-16 | ||
18 | Xu, Dapeng (SFC:AUZ670) 徐大鵬 | AUZ670 | Rep | 2010-05-28 | 2015-06-30 | ||
19 | Yip, Chung Leung 葉仲量 | AWF608 | Rep | 2010-11-08 | 2012-04-26 | ||
20 | Yiu, Ka Hing 姚嘉興 | AVW705 | Rep | 2010-10-08 | 2010-10-15 |
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