Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Bernstein, Steven A M AUQ299 RO 2010-02-12 2011-11-30
2 Bhatia, Chetan (SFC:AUG618) AUG618 RO 2010-02-12 2012-01-27
3 Bu, Wenyuan 卜文淵 AUW509 Rep 2010-04-19 2011-10-11
4 Cook Iii, Thomas Crawford M ASI335 RO 2010-02-12 2010-09-07
5 Holmes, Charles Broadfoot M AUG616 RO 2010-02-12 2015-03-15
6 Huang, Bo-Kai 黃柏愷 AKY607 Rep 2010-10-13 2012-01-18
7 Hui, Florence Wai Ying 許慧瑩 F AUW505 Rep 2010-04-19 2011-03-21
8 Kaneko, Satsuki ANT209 Rep 2010-08-27 2011-02-07
9 Kang, Minja AGJ645 Rep 2010-09-24 2011-05-18
10 Lau, Caroline Man Har 劉曼霞 F AVK663 Rep 2010-08-05 2013-02-18
11 Liao, Ya Tzu 廖雅姿 ALN825 Rep 2010-10-15 2011-10-21
12 Lin, Michelle Chia-Hsing F AUW242 Rep 2010-04-19 2011-03-18
13 Liu, Hanhua 劉漢華 AUW243 Rep 2010-03-16 2011-03-27
14 Millet, Matthieu Louis Fumiyochi M ARH193 Rep 2010-03-11 2011-08-25
15 Ng, Chi Fai (SFC:ACR411) 吳梓輝 ACR411 RO 2010-02-12 2011-03-09
16 Wang, Shuyi (SFC:AVQ913) 王舒誼 AVQ913 Rep 2010-08-31 2011-04-19
17 Wong, Jia 王嘉 AUW494 Rep 2010-04-19 2012-04-16
18 Xu, Dapeng (SFC:AUZ670) 徐大鵬 AUZ670 Rep 2010-05-28 2015-06-30
19 Yip, Chung Leung 葉仲量 AWF608 Rep 2010-11-08 2012-04-26
20 Yiu, Ka Hing 姚嘉興 AVW705 Rep 2010-10-08 2010-10-15

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