ICBC (ASIA) SECURITIES LIMITED 工銀亞洲証券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2011 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Kwok Keung (SFC:AAC262) 陳國強 |
|
M |
AAC262 |
RO |
2011-02-23 |
2011-06-08 |
| 2 |
Chan, Oi Hing 陳愛卿 |
|
|
AGP659 |
Rep |
|
2020-09-30 |
| 3 |
Chan, Tin Wai (SFC:AUR573) 陳天偉 |
|
|
AUR573 |
Rep |
2011-06-16 |
2013-07-02 |
| 4 |
Cheung, Man Keung 張文強 |
|
|
AAK112 |
RO |
|
2005-11-07 |
| 5 |
Choi, Fung Yee 蔡鳳儀 |
|
|
ABJ812 |
Rep |
|
2016-12-31 |
| 6 |
Fong, Wai Man Joy 方偉文 |
|
|
AFV920 |
Rep |
2011-06-15 |
2013-10-07 |
| 7 |
Ho, Gareth Kwok Wai 何國偉 |
|
M |
ACP902 |
Rep |
2008-11-26 |
2011-06-20 |
| 8 |
Lai, Shek Wo 賴錫和 |
|
|
AOQ589 |
RO |
2008-03-18 |
2024-07-31 |
| 9 |
Lee, Man Ching (SFC:ABY751) 李敏菁 |
|
|
ABY751 |
Rep |
|
2004-07-31 |
| 10 |
Leung, Wai Ha 梁惠霞 |
|
|
AGP653 |
Rep |
|
2018-11-30 |
| 11 |
Li, Daniel Dun Yuen 李敦源 |
41 |
M |
ACP898 |
Rep |
2011-03-02 |
2019-06-30 |
| 12 |
Liu, Tsz Mei 廖子美 |
|
|
AEI272 |
Rep |
|
2019-06-30 |
| 13 |
Lui, Wai Ling 呂慧鈴 |
|
|
AXH795 |
Rep |
2011-06-15 |
2017-11-20 |
| 14 |
Mok, Hiu Yan 莫曉欣 |
|
|
AGP652 |
Rep |
|
2019-06-30 |
| 15 |
Ng, Chi Wah (SFC:APB775) 吳志華 |
|
|
APB775 |
Rep |
2007-07-09 |
2021-02-26 |
| 16 |
Poon, Bo Ching 潘步程 |
|
|
AJF189 |
RO |
2008-02-22 |
2012-09-11 |
| 17 |
Tam, Kim Sing 談儉成 |
50 |
M |
ANT745 |
RO |
2006-12-21 |
2007-06-20 |
|
|
|
Rep |
2007-06-20 |
2010-08-12 |
| 18 |
Tam, Siu Ling (SFC:AAF537) 譚少玲 |
|
|
AAF537 |
RO |
|
2024-01-07 |
| 19 |
Wong, Muk Yiu 黃木耀 |
|
|
ADO970 |
RO |
2005-11-02 |
2009-06-11 |
| 20 |
Wong, Tin Yu (SFC:AFS830) 黃天宇 |
|
|
AFS830 |
Rep |
2004-05-17 |
2007-05-27 |
| 21 |
Wu, Yuk Kwan 胡玉羣 |
|
|
ACJ213 |
Rep |
|
2018-10-16 |
| 22 |
Yang, Yan (SFC:ALW928) 楊仁 |
|
|
ALW928 |
RO |
2009-08-24 |
2019-11-18 |
| 23 |
Yeung, Kai Ming 楊啟明 |
|
|
APB776 |
Rep |
2007-07-09 |
2015-10-29 |
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