Neuberger Berman Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Bao, Hui Ying 鮑慧穎 AQH585 Rep 2011-11-11 2015-06-13
2 Chong, Sue Ching 張素菁 F AQN999 Rep 2008-04-23 2014-07-01
3 Du, Yanyi 杜延奕 AGB123 Rep 2012-09-24 2017-04-28
4 Gan, Ying 干迎 AXZ691 Rep 2011-10-19 2017-04-28
5 Gao, Xinyu 高新宇 AYW246 Rep 2012-02-03 2017-04-28
6 Henchman, Jason Christopher D. M AMS676 RO 2010-05-31 2024-07-25
7 Hoar, Nicholas John Francis 45 M AXR713 RO 2012-03-21 2022-07-29
8 Holzherr, Thomas Markus M AVS009 Rep 2012-06-01
9 Jiang, Bo (SFC:AWD081) 姜博 AWD081 Rep 2012-05-07 2015-07-11
10 McGrath, Danielle Marie F AYO990 Rep 2011-12-07 2016-06-09
11 Nova, Ria Therese F APR251 RO 2011-08-29 2014-12-31
12 Pan, Calliea AWZ809 Rep 2011-03-21 2013-10-16
13 Schrage, Rebecca Mak Karen F AUE422 Rep 2012-02-01 2015-02-28
14 Serocold, Mark Joseph Pearce M AWI427 Rep 2012-05-02 2016-04-05
15 Tang, Lihui 湯禮輝 AQI649 Rep 2008-04-23 2017-04-28
16 Wang, Nan (SFC:ATY806) 王楠 ATY806 Rep 2009-10-21 2014-04-01
17 Watkins, Junjie 趙俊杰 AQS396 Rep 2008-03-27 2015-09-06
18 Weng, Youyi 翁有誼 AVV680 Rep 2010-09-07 2017-04-28
19 Williams, Douglas Brock M AQX957 Rep 2008-11-25 2017-07-14
20 Wong, Johnny Yat Hong 黃日康 M ABV900 Rep 2012-10-25 2015-07-01
21 Yao, Yulin (SFC:AQI648) 姚毓林 AQI648 RO 2009-05-18 2017-04-20
22 Yu, Adrianne Jia Yan 余家延 F ARQ478 Rep 2011-07-25 2017-04-28

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