Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Au, Hin Man 區顯民 | AOK562 | Rep | 2012-04-03 | 2015-05-18 | ||
2 | Chung, Tak Wai (SFC:ATE071) 鍾德偉 | ATE071 | Rep | 2012-09-14 | 2013-05-08 | ||
3 | Helbo, Flemming | AZG589 | RO | 2012-05-24 | 2014-10-31 | ||
4 | Hornsleth, Lars | AVD125 | RO | 2011-01-19 | 2014-03-13 | ||
5 | Kwan, Hann Long 關翰龍 | AVD142 | Rep | 2011-01-20 | 2011-07-15 | ||
6 | Kwok, Man Yu (SFC:ALY348) 郭敏瑜 | ALY348 | Rep | 2013-08-23 | 2014-01-30 | ||
RO | 2014-01-30 | 2014-06-30 | |||||
7 | Lai, Chung Cheong 黎仲昌 | ADZ903 | Rep | 2012-12-11 | 2013-01-10 | ||
RO | 2013-01-10 | 2015-05-21 | |||||
8 | Lee, Francis (SFC:AIM240) 李紀綱 | M | AIM240 | RO | 2011-01-19 | 2014-08-08 | |
9 | Leung, Ching Man (SFC:ANU059) 梁靜雯 | ANU059 | Rep | 2011-01-20 | 2011-10-28 | ||
10 | Poon, Kit Man Joe 潘傑文 | AYC465 | Rep | 2011-09-23 | 2012-12-18 | ||
11 | Sun, Ji 孫佶 | BBR305 | Rep | 2013-08-07 | 2014-03-01 | ||
12 | Tsai, Tik Sze 蔡奕詩 | AOJ333 | Rep | 2011-01-20 | 2014-06-30 | ||
13 | Umatani, Toru | AVD144 | RO | 2011-01-19 | 2011-06-13 | ||
14 | Wan, Sok Mun 溫淑敏 | AVD145 | RO | 2011-01-19 | 2012-09-06 | ||
15 | Wong, Chi Ching (SFC:ANY418) 黃持正 | ANY418 | Rep | 2011-01-20 | 2013-07-02 |
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