Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Au, Hin Man 區顯民 AOK562 Rep 2012-04-03 2015-05-18
2 Chung, Tak Wai (SFC:ATE071) 鍾德偉 ATE071 Rep 2012-09-14 2013-05-08
3 Helbo, Flemming AZG589 RO 2012-05-24 2014-10-31
4 Hornsleth, Lars AVD125 RO 2011-01-19 2014-03-13
5 Kwan, Hann Long 關翰龍 AVD142 Rep 2011-01-20 2011-07-15
6 Kwok, Man Yu (SFC:ALY348) 郭敏瑜 ALY348 Rep 2013-08-23 2014-01-30
RO 2014-01-30 2014-06-30
7 Lai, Chung Cheong 黎仲昌 ADZ903 Rep 2012-12-11 2013-01-10
RO 2013-01-10 2015-05-21
8 Lee, Francis (SFC:AIM240) 李紀綱 M AIM240 RO 2011-01-19 2014-08-08
9 Leung, Ching Man (SFC:ANU059) 梁靜雯 ANU059 Rep 2011-01-20 2011-10-28
10 Poon, Kit Man Joe 潘傑文 AYC465 Rep 2011-09-23 2012-12-18
11 Sun, Ji 孫佶 BBR305 Rep 2013-08-07 2014-03-01
12 Tsai, Tik Sze 蔡奕詩 AOJ333 Rep 2011-01-20 2014-06-30
13 Umatani, Toru AVD144 RO 2011-01-19 2011-06-13
14 Wan, Sok Mun 溫淑敏 AVD145 RO 2011-01-19 2012-09-06
15 Wong, Chi Ching (SFC:ANY418) 黃持正 ANY418 Rep 2011-01-20 2013-07-02

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