INNOVATION SECURITIES CO., LIMITED 鼎新證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
SFC ID Role From Until
1 Chan, Kazier Kit Wah 陳潔華 ANJ136 RO 2016-02-16 2016-07-31
2 Chan, Ronnie Kin Yu 陳建宇 M AIB744 Rep 2018-08-01
3 Huang, Xiaobo (SFC:ALZ455) 黃小波 ALZ455 Rep 2016-07-04 2017-06-08
4 Kuang, Michelle Xia 匡霞 F AML239 RO 2016-02-16
5 Lau, Abbott Sik Kwong 劉錫光 AAC963 Rep 2016-04-14 2016-07-13
RO 2016-07-13
6 Ma, Hong (SFC:BHG427) 馬紅 BHG427 Rep 2016-04-28 2019-07-22
7 Sanft, Erwin Ralph 歐文 48 M AED179 Rep 2017-03-27 2018-01-02
8 Sun, Yijiang 孫一江 BAQ096 Rep 2017-01-16 2023-11-03
9 Tse, Yuk Yung 謝旭容 BHJ474 Rep 2016-06-03 2021-06-04
10 Wu, Chi Ho (SFC:BDD657) 胡志豪 BDD657 Rep 2016-04-27 2017-04-27
11 Yim, Eric Ying Yee 嚴英宜 M AAQ123 Rep 2018-05-28 2018-12-03

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