SHANGGU ASSET MANAGEMENT (ASIA) LIMITED 上古亞洲資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Chan, James Wai Keung 陳偉強 BJD772 RO 2017-06-16 2021-02-04
2 Chan, King Yuet 陳琼月 AHF243 Rep 2017-12-20 2018-03-14
3 Chan, Pui Shuen 陳沛璇 AQM267 Rep 2018-09-14 2019-01-25
4 Choi, Ching Lam (SFC:BMI298) 蔡清琳 BMI298 Rep 2018-04-04 2018-10-21
5 Koay, Yi Chuan 郭毅全 BNO680 Rep 2018-12-11 2023-04-01
6 Lau, Hok Sum (SFC:ADV455) 劉學森 ADV455 Rep 2017-09-01 2018-02-13
7 Leung, Yiu Lun (SFC:AFV160) 梁耀麟 AFV160 Rep 2018-02-02 2018-07-13
8 Lin, Ni (SFC:BAL766) 林昵 BAL766 RO 2017-06-16 2018-05-31
9 Lo, Kong Kin 盧剛建 ATJ079 Rep 2018-06-06 2018-12-31
10 Ma, Hiu Fai 馬曉暉 AOR615 Rep 2018-09-11
11 Mok, Sin Yee 莫倩儀 AMS525 RO 2017-06-16 2020-01-01
12 Pang, Ching Man 彭政文 AQS351 Rep 2018-04-18 2018-05-29
RO 2018-05-29 2019-07-05
13 Tang, Donmany Hing Pang 鄧慶鵬 AEX291 Rep 2018-02-22 2018-09-07
14 Tse, Yuen Fun 謝苑芬 ACE215 Rep 2018-04-11 2019-12-18
15 Tsui, Jane Ching 徐晶 F AMM147 Rep 2018-05-07
16 Wang, Wei (SFC:AKI926) 王瑋 AKI926 RO 2017-06-16 2019-01-31
17 Wong, Simon Sun Ming 王新鳴 M AMX405 Rep 2018-01-18

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