Axial Partners Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Chan, Christopher Wei Jin 陳偉仁		M	AMA925	RO	2019-12-05	2022-01-14
2	Chang, Carmen 張嘉雯		F	AVS344	Rep	2017-12-12	2022-01-05
3	Harper, Anthony Joseph		M	BAQ704	RO	2017-11-07	2019-04-30
4	Hopkins, Paul Stephen		M	BJB374	RO	2017-11-07	2019-12-06
5	Lee, David Hyung-Tek 李享澤		M	AOV740	RO	2021-10-27	2022-08-26
6	Lindsay, James Stuart		M	BOL436	Rep	2019-07-08	2020-06-30
7	Uding, Gerardus Henricus Paulus		M	AUZ982	RO	2017-11-07	2022-01-13

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