MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2022 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Arrowsmith, Neil Robert |
|
M |
AZO197 |
RO |
2012-09-14 |
|
| 2 |
Backwell, Michael Charles |
|
M |
BOR335 |
Rep |
2019-08-22 |
2022-11-15 |
| 3 |
Carr, Matthew Ben |
|
M |
BEA641 |
Rep |
2014-08-29 |
|
| 4 |
Chan, Amanda Denise Yiying |
|
F |
BNH872 |
Rep |
2018-08-01 |
2022-06-21 |
| 5 |
Chan, Jody Kit Yee 陳潔儀 |
|
|
APJ514 |
Rep |
2010-12-31 |
2023-10-05 |
| 6 |
Chan, Lok Ho Jonathan 陳樂濠 |
|
M |
BRE620 |
Rep |
2021-05-14 |
|
| 7 |
Chan, Yat Man (SFC:BJX332) 陳逸文 |
|
|
BJX332 |
Rep |
2017-07-14 |
|
| 8 |
Chang, Mei-Lin (SFC:BNU255) 張美玲 |
|
|
BNU255 |
Rep |
2018-11-12 |
|
| 9 |
Cheung, Wilson Yee Shun 張以信 |
|
M |
AOJ215 |
Rep |
2018-09-28 |
|
| 10 |
Chiu, Lai Tim 趙麗甜 |
|
|
BNO181 |
Rep |
2018-09-28 |
2022-08-19 |
| 11 |
Choi, Sheung Wing 蔡尚榮 |
|
|
AEA666 |
Rep |
2017-07-14 |
|
| 12 |
Choi, Yung Woo |
|
|
AOB450 |
Rep |
2016-04-05 |
|
| 13 |
Dipsellas, Stephen |
|
M |
BNV302 |
Rep |
2018-11-26 |
2025-08-15 |
| 14 |
Dong, Minzhuo 董敏卓 |
|
|
BOX021 |
Rep |
2021-03-22 |
|
| 15 |
Hahm, Candace |
|
F |
BBS816 |
Rep |
2016-06-24 |
|
| 16 |
Henderson, Mark Peter (SFC:BJV445) |
|
M |
BJV445 |
RO |
2020-03-05 |
|
| 17 |
Jiao, Yiwei 焦弋惟 |
|
|
BPP242 |
Rep |
2021-08-23 |
|
| 18 |
Kanodia, Kunal |
|
|
AZT431 |
RO |
2017-06-01 |
2022-08-31 |
| 19 |
Kato, Akira 加藤明 |
|
|
BPY006 |
RO |
2021-03-03 |
2022-04-29 |
| 20 |
Kim, Vincent Taeho |
|
M |
BDP113 |
Rep |
2022-03-28 |
|
| 21 |
King, Augusto Yuk Shun 金毓珣 |
|
|
AFH014 |
RO |
2015-12-08 |
|
| 22 |
Koba, Hiroshi |
|
M |
BLX816 |
Rep |
2018-01-05 |
2023-07-28 |
| 23 |
Kosovich, Zachary Kevin |
|
M |
BRM047 |
Rep |
2021-07-19 |
2024-11-01 |
| 24 |
Lam, Wan Tsiang 藍萬青 |
|
|
BPH402 |
Rep |
2020-01-02 |
|
| 25 |
Lam, Wing Sze (SFC:BAK601) 林詠詩 |
|
|
BAK601 |
Rep |
2018-09-24 |
2025-07-31 |
| 26 |
Lee, Ka Ki Gary 李家騏 |
|
M |
BQQ748 |
Rep |
2021-01-14 |
|
| 27 |
Lee, Wai Yin (SFC:AYW252) 李偉賢 |
|
|
AYW252 |
Rep |
2021-08-09 |
|
| 28 |
Li, Chi Lung 李智龍 |
|
|
AZL751 |
Rep |
2021-04-14 |
2023-10-25 |
| 29 |
Li, Ka Man (SFC:BRK337) 李嘉敏 |
|
|
BRK337 |
Rep |
2021-07-09 |
2023-11-23 |
| 30 |
Li, Lin (SFC:AVD808) 李琳 |
|
|
AVD808 |
Rep |
2021-03-10 |
|
| 31 |
Lim, Wei Han |
|
|
BNU272 |
Rep |
2018-11-23 |
|
| 32 |
Lo, Karen Ka-Wai 盧嘉慧 |
|
F |
ACD184 |
RO |
2020-03-12 |
2025-06-03 |
| 33 |
Matsushita, Masahiro 松下昌宏 |
|
|
AVN515 |
Rep |
2010-12-31 |
2023-12-29 |
| 34 |
Mayhew, William John 梅卓立 |
|
M |
BSB940 |
Rep |
2022-01-27 |
|
| 35 |
Mohammad, Sajjad (SFC:BDM517) |
|
|
BDM517 |
Rep |
2018-03-14 |
2023-06-15 |
| 36 |
Nomura, Shingo |
|
|
BJN129 |
Rep |
2017-05-05 |
2023-04-28 |
| 37 |
Ooi, Chenn Siong |
|
|
AXR955 |
RO |
2020-09-09 |
|
| 38 |
Saraf, Shyam |
|
|
BNU836 |
Rep |
2018-11-16 |
|
| 39 |
Sato, Wakako |
|
|
BBI874 |
Rep |
2019-07-08 |
2023-07-28 |
| 40 |
Segal, James Marc Lee |
|
M |
ANM994 |
Rep |
2018-07-03 |
2025-01-24 |
| 41 |
Siddharth, Rahul |
|
|
BOP861 |
Rep |
2019-07-23 |
|
| 42 |
Su, Liting 蘇李婷 |
|
|
BPL982 |
Rep |
2020-03-12 |
|
| 43 |
Tan, Lee Kwang |
|
|
BNU843 |
Rep |
2018-11-16 |
2022-04-29 |
| 44 |
Tang, Lai Woon 鄧麗垣 |
|
|
BNO297 |
Rep |
2018-09-24 |
|
| 45 |
Uchino, Akihiko |
|
M |
BMH729 |
Rep |
2018-03-01 |
2023-07-28 |
| 46 |
Venkatraman, Shailesh |
|
|
AMY984 |
Rep |
2020-10-30 |
2025-06-23 |
| 47 |
Wakizaki, Hiroshi 脇崎浩 |
|
M |
BBQ443 |
Rep |
2013-08-05 |
2022-09-28 |
| 48 |
Wang, Qian (SFC:BHZ255) 汪倩 |
|
|
BHZ255 |
Rep |
2020-10-09 |
|
| 49 |
Watanabe, Naoki (SFC:AQD803) |
|
|
AQD803 |
Rep |
2013-01-02 |
2023-12-22 |
| 50 |
Wong, Carina Jaime |
|
F |
BRO745 |
Rep |
2021-08-16 |
2022-07-13 |
| 51 |
Wong, Irene Hau Ying 黃巧瑩 |
|
F |
AEV889 |
Rep |
2014-11-24 |
|
| 52 |
Wong, Ka Ki (SFC:BOJ254) 黃嘉琪 |
|
|
BOJ254 |
Rep |
2019-05-21 |
|
| 53 |
Wong, Pui Ying Smona 黃沛盈 |
|
|
BRZ498 |
Rep |
2021-12-28 |
|
| 54 |
Wong, Sam Chi Tung 黄志東 |
|
|
BFU597 |
Rep |
2018-09-28 |
|
| 55 |
Wong, Wai Wah (SFC:ADQ101) 黃慧華 |
|
|
ADQ101 |
Rep |
2015-05-13 |
|
| 56 |
Wu, Huanxin 吳寰昕 |
|
|
BRT454 |
Rep |
2021-10-21 |
2024-09-09 |
| 57 |
Xiong, Jun (SFC:BOJ666) 熊俊 |
|
|
BOJ666 |
Rep |
2019-06-17 |
|
| 58 |
Yeo, Kevin Neng Kai |
|
M |
BOR340 |
Rep |
2019-08-20 |
2022-08-23 |
| 59 |
Yeoh, Seng Ghee 楊誠義 |
|
|
BDT353 |
RO |
2015-05-18 |
|
| 60 |
Yiu, Yan Ching 饒仁靜 |
|
|
ALR855 |
Rep |
2019-05-24 |
2022-08-17 |
| 61 |
Yoshioka, Masahiko |
|
|
BHJ396 |
Rep |
2018-03-14 |
2023-06-15 |
| 62 |
Yu, Yanming (SFC:BHU077) 喻彥銘 |
|
|
BHU077 |
Rep |
2017-08-21 |
|
| 63 |
Yuen, Theresa Pui Shan 阮珮珊 |
|
F |
BOJ252 |
Rep |
2019-05-21 |
|
| 64 |
Zhao, Ye (SFC:BAD298) 趙曄 |
|
|
BAD298 |
Rep |
2013-09-16 |
|
| 65 |
Zhou, Long (SFC:BOJ160) 周隆 |
|
|
BOJ160 |
Rep |
2019-05-20 |
|
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