AS CAPITAL LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Cheung, Pui Pui 張佩佩			Rep	2023-02-09	2024-06-30
2	Kang, In Muk 姜仁默			RO	2023-03-28	2023-11-01
3	Mishra, Rishi			Rep	2022-11-18	2023-10-24
4	Sing, Raymond Pui Choy 成培洲		M	Rep	2021-07-22
5	Thomson, Charles Rupert Edward		M	RO	2019-09-24

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