Nuveen Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2023 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Baik, Kyungwon | Rep | 2021-02-05 | 2023-03-31 | ||
2 | Cameron, Mark William (SFC:BTB128) 甘穆仁 | M | Rep | 2022-10-27 | ||
3 | Chan, David Hantang 陳漢唐 | M | Rep | 2021-11-12 | ||
4 | Chang, Jae Ho | Rep | 2020-07-09 | 2022-06-01 | ||
RO | 2022-06-01 | |||||
5 | Cheung, Ka Chun (SFC:BBK722) 張嘉俊 | RO | 2017-06-21 | |||
6 | Chow, Tsz Yan (SFC:BSG374) 周芷恩 | Rep | 2022-03-23 | |||
7 | Chui, Henry Kar-Kea 徐家傑 | M | Rep | 2020-03-24 | 2022-09-14 | |
8 | Chung, Kai Man 鍾啟文 | Rep | 2022-04-27 | |||
9 | Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 | Rep | 2019-04-12 | |||
10 | England-Brammer, Simon James | M | RO | 2017-06-21 | 2023-10-26 | |
11 | Ghuman, Jagdeep Singh (SFC:BNV380) | RO | 2019-04-16 | 2020-09-01 | ||
12 | Kavanagh, Louise Margaret | F | Rep | 2017-11-27 | 2019-04-16 | |
RO | 2019-04-16 | |||||
13 | Kwok, Man Sin 郭文倩 | Rep | 2021-07-27 | |||
14 | Lam, Carol Wan Yeung 林韻洋 | F | Rep | 2022-08-19 | ||
15 | Lau, Chris Cheuk Wah 劉卓樺 | M | Rep | 2023-12-22 | ||
16 | Ledger, Neal Fletcher David (SFC:BTR763) | M | Rep | 2023-05-05 | 2023-09-11 | |
17 | Lee-Tong, Georgette Chi Wai 唐李之慧 | F | Rep | 2019-12-09 | ||
18 | Leung, Hiu Yee | Rep | 2021-11-23 | 2021-12-13 | ||
19 | Ma, Jason Kit Sang 馬傑笙 | M | Rep | 2018-08-31 | 2021-10-31 | |
20 | Ng, Samson Siu Fung 吳肇鋒 | M | Rep | 2019-10-21 | 2022-05-06 | |
21 | Shum, King Tung 岑璟彤 | Rep | 2023-05-02 | 2024-03-27 | ||
22 | Tan, Harry Yong Kian 陳永健 | M | Rep | 2021-07-26 | 2022-12-31 | |
23 | Tang, Lok Yi 鄧樂宜 | Rep | 2023-07-14 | |||
24 | Wong, Wai Chung (SFC:AUM604) 王瑋中 | Rep | 2018-09-26 | 2022-06-01 | ||
RO | 2022-06-01 | |||||
25 | Yang, Si (SFC:BQQ856) 杨思 | Rep | 2021-05-14 | 2023-10-27 | ||
26 | Ying, Dan Yung 應丹蓉 | Rep | 2021-01-08 | 2021-07-23 | ||
27 | Zhang, Qianyun 张倩云 | Rep | 2021-02-01 | 2021-08-16 | ||
28 | Zhou, Jing (SFC:BQS804) 周靜 | Rep | 2021-02-25 | 2024-04-12 |
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