Nuveen Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2024 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Baik, Kyungwon |
|
|
BQQ774 |
Rep |
2021-02-05 |
2023-03-31 |
| 2 |
Cameron, Mark William (SFC:BTB128) 甘穆仁 |
|
M |
BTB128 |
Rep |
2022-10-27 |
|
| 3 |
Chan, David Hantang 陳漢唐 |
|
M |
ATH921 |
Rep |
2021-11-12 |
|
| 4 |
Chang, Jae Ho |
|
|
BPU322 |
Rep |
2020-07-09 |
2022-06-01 |
|
|
|
RO |
2022-06-01 |
|
| 5 |
Cheung, Ka Chun (SFC:BBK722) 張嘉俊 |
|
|
BBK722 |
RO |
2017-06-21 |
|
| 6 |
Chow, Tsz Yan (SFC:BSG374) 周芷恩 |
|
|
BSG374 |
Rep |
2022-03-23 |
|
| 7 |
Chui, Henry Kar-Kea 徐家傑 |
|
M |
AQI323 |
Rep |
2020-03-24 |
2022-09-14 |
| 8 |
Chung, Kai Man 鍾啟文 |
|
|
BSI353 |
Rep |
2022-04-27 |
|
| 9 |
Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 |
|
|
BEN580 |
Rep |
2019-04-12 |
|
| 10 |
England-Brammer, Simon James |
|
M |
AXZ247 |
RO |
2017-06-21 |
2023-10-26 |
| 11 |
Ghuman, Jagdeep Singh (SFC:BNV380) |
|
|
BNV380 |
RO |
2019-04-16 |
2020-09-01 |
| 12 |
Hui, Shing Hon 許承瀚 |
|
|
BUP703 |
Rep |
2024-02-01 |
|
| 13 |
Kavanagh, Louise Margaret |
|
F |
APJ851 |
Rep |
2017-11-27 |
2019-04-16 |
|
|
|
RO |
2019-04-16 |
|
| 14 |
Koo, Bon Soo |
|
|
BOR645 |
Rep |
2024-01-26 |
|
| 15 |
Kwok, Man Sin 郭文倩 |
|
|
AYJ714 |
Rep |
2021-07-27 |
|
| 16 |
Lam, Carol Wan Yeung 林韻洋 |
|
F |
AOQ811 |
Rep |
2022-08-19 |
|
| 17 |
Lau, Chris Cheuk Wah 劉卓樺 |
|
M |
AYO821 |
Rep |
2023-12-22 |
2024-10-25 |
| 18 |
Ledger, Neal Fletcher David (SFC:BTR763) |
|
M |
BTR763 |
Rep |
2023-05-05 |
2023-09-11 |
| 19 |
Lee-Tong, Georgette Chi Wai 唐李之慧 |
|
F |
BEV745 |
Rep |
2019-12-09 |
|
| 20 |
Leung, Hiu Yee |
|
|
BRV489 |
Rep |
2021-11-23 |
2021-12-13 |
| 21 |
Ma, Jason Kit Sang 馬傑笙 |
|
M |
BAZ553 |
Rep |
2018-08-31 |
2021-10-31 |
| 22 |
Ng, Samson Siu Fung 吳肇鋒 |
|
M |
AXL878 |
Rep |
2019-10-21 |
2022-05-06 |
| 23 |
Shum, King Tung 岑璟彤 |
|
|
BRV553 |
Rep |
2023-05-02 |
2024-03-27 |
| 24 |
Tan, Harry Yong Kian 陳永健 |
|
M |
BRJ734 |
Rep |
2021-07-26 |
2022-12-31 |
| 25 |
Tang, Lok Yi 鄧樂宜 |
|
|
BTY067 |
Rep |
2023-07-14 |
|
| 26 |
Wong, Wai Chung (SFC:AUM604) 王瑋中 |
|
|
AUM604 |
Rep |
2018-09-26 |
2022-06-01 |
|
|
|
RO |
2022-06-01 |
|
| 27 |
Yang, Si (SFC:BQQ856) 杨思 |
|
|
BQQ856 |
Rep |
2021-05-14 |
2023-10-27 |
| 28 |
Ying, Dan Yung 應丹蓉 |
|
|
AOK932 |
Rep |
2021-01-08 |
2021-07-23 |
| 29 |
Zhang, Qianyun 张倩云 |
|
|
BMU863 |
Rep |
2021-02-01 |
2021-08-16 |
| 30 |
Zhou, Jing (SFC:BQS804) 周靜 |
|
|
BQS804 |
Rep |
2021-02-25 |
2024-04-12 |
|
|
|
RO |
2024-04-12 |
|
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