Keefe, Bruyette & Woods Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Carey, Andre' Lionel | M | ADV085 | RO | 2010-03-03 | 2011-07-28 | |
2 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2010-03-04 | 2012-06-25 | ||
3 | Fan, Henry | M | AYJ967 | Rep | 2011-11-07 | 2012-08-10 | |
4 | Larsen, Steffen Kolbe | M | AWP884 | Rep | 2011-01-25 | 2012-10-24 | |
5 | Leung, Bik San 梁碧珊 | 41 | F | AKT369 | RO | 2010-03-03 | 2012-12-31 |
6 | Li, Zhongyuan 李仲源 | AXD238 | Rep | 2011-05-03 | 2012-11-14 | ||
7 | Lu, Jessica Zi Jie 呂自潔 | F | AUJ946 | Rep | 2010-08-20 | 2012-06-25 | |
8 | Randall Kim, He Shin | AEK389 | Rep | 2010-03-03 | 2011-05-19 | ||
9 | Rosenberg, Zachry David (SFC:ALP666) | M | ALP666 | RO | 2010-03-03 | 2012-07-26 | |
10 | Spence, Robert Hector John | M | AJD110 | Rep | 2011-08-30 | 2011-11-08 | |
RO | 2011-11-08 | 2012-11-14 | |||||
11 | Stacey, William John 史達思 | M | AIK894 | Rep | 2010-06-04 | 2010-09-13 | |
RO | 2010-09-13 | 2012-11-14 | |||||
12 | Starr, Michael Lewis | M | AWP051 | Rep | 2011-01-04 | 2012-08-31 | |
13 | Tariq, Natasha (SFC:AUI293) | AUI293 | Rep | 2010-03-04 | 2012-11-14 | ||
14 | Tho, Lye Keong | AJF938 | RO | 2010-03-03 | 2012-11-14 | ||
15 | Yeoh, Jonathan Sheung Chern | M | ANB177 | Rep | 2010-03-04 | 2012-08-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy