South West Capital Limited (d2013-12-11) 西南融資有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Lo, Barry Wai Kong 羅煒剛		M	ABC563	RO	2011-06-30	2011-09-30
2	Truong, To Linh 張素玲			AFB064	RO	2011-06-30	2011-09-30

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