CMBC SECURITIES COMPANY LIMITED 民銀證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Chau, Wing Ka 周榮嘉 AMT949 Rep 2011-12-08 2016-03-01
2 Fan, Felix King Yip 范敬業 M AXC707 Rep 2011-12-08 2015-09-06
3 Lee, Wai Nam 李偉南 ACI717 RO 2011-10-26 2012-05-07
4 Lo, Tin Po (SFC:ADN296) 羅天保 ADN296 RO 2011-10-26 2016-10-31
5 Lok, Siu Kee 駱兆基 M ACQ301 RO 2011-10-26 2016-12-06

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