Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2013 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Beveridge, Neil Alexander Stewart |
|
M |
ATM595 |
RO |
2011-09-28 |
|
| 2 |
Bian, Lu 邊璐 |
|
|
AWZ273 |
Rep |
2011-10-24 |
2016-06-27 |
| 3 |
Chen, Mo (SFC:AYI933) 陳默 |
|
|
AYI933 |
Rep |
2011-10-31 |
2014-02-15 |
| 4 |
Cheng, Hua (SFC:AXQ586) 程華 |
|
|
AXQ586 |
Rep |
2011-10-27 |
2014-05-12 |
| 5 |
Chia, Kiara Kim Szu Shyan |
|
|
AVT057 |
Rep |
2011-10-24 |
2013-04-02 |
| 6 |
Chung, Ka Po 鍾家寶 |
|
|
ANN404 |
Rep |
2011-10-24 |
2022-07-18 |
| 7 |
Cox, Mark Henry 郭馬克 |
|
M |
ADP699 |
RO |
2011-09-28 |
2022-03-31 |
| 8 |
Feng, Siwei 馮思為 |
|
|
AZZ395 |
Rep |
2012-08-16 |
2013-06-22 |
| 9 |
Garcia, Cristobal Antonio |
|
M |
ANM682 |
Rep |
2011-10-24 |
2021-06-30 |
| 10 |
Gordon, Daniel (SFC:AHE138) |
|
M |
AHE138 |
RO |
2011-09-28 |
2024-04-09 |
| 11 |
Henderson, Samuel Thomas |
|
M |
AVD913 |
Rep |
2011-10-24 |
2013-06-26 |
| 12 |
Herman, Neal Thomson |
|
|
AVO978 |
Rep |
2013-01-07 |
2014-07-14 |
| 13 |
Hulkunte Nagaraj, Ayush |
|
|
AVV794 |
Rep |
2011-10-24 |
2019-02-22 |
| 14 |
Koay, Siu Choon 郭修俊 |
|
|
AXX210 |
Rep |
2011-10-27 |
2013-03-09 |
| 15 |
Koo, Da Wan 丘多完 |
|
|
AXR520 |
Rep |
2012-07-27 |
2013-12-28 |
| 16 |
Lau, Johnny Ka Ki 劉家棋 |
|
M |
AOS269 |
Rep |
2011-10-24 |
2021-08-27 |
| 17 |
Lau, Vanessa Bik Yun 劉碧茵 |
41 |
F |
AYW242 |
Rep |
2012-01-27 |
2015-09-13 |
| 18 |
Leung, Alex Sing Pong 梁承邦 |
|
|
AVI140 |
Rep |
2011-10-24 |
2015-11-23 |
| 19 |
Li, Hsinlin 李欣霖 |
|
|
AVK469 |
Rep |
2011-10-24 |
|
| 20 |
Liang, Michelle Alison Hing Man 梁馨文 |
|
F |
AXF635 |
Rep |
2011-10-24 |
2013-08-31 |
| 21 |
Lou, Ying (SFC:AVV243) 樓瑩 |
|
|
AVV243 |
Rep |
2011-10-24 |
2013-09-08 |
| 22 |
Lu, Hui-Chen 呂慧珍 |
|
|
ARN240 |
Rep |
2011-10-24 |
2013-02-09 |
| 23 |
Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) |
|
F |
AXW260 |
RO |
2012-10-10 |
2016-07-30 |
| 24 |
Miles, Michael Christopher |
|
M |
AZT872 |
Rep |
2012-07-03 |
2016-09-25 |
| 25 |
Moel Modiano, Alberto |
|
M |
AVD880 |
Rep |
2011-10-24 |
2017-06-30 |
| 26 |
Newman, Mark Christopher (SFC:AVK470) |
|
M |
AVK470 |
Rep |
2011-10-24 |
2021-02-12 |
| 27 |
Parker, Michael Wade |
|
M |
AUR866 |
Rep |
2011-10-24 |
2016-11-02 |
| 28 |
Qiu, Wangshu 裘望舒 |
|
|
AVW563 |
Rep |
2011-10-24 |
2013-08-23 |
| 29 |
Tiano, Joseph Salvatore |
|
M |
AVM432 |
Rep |
2011-10-24 |
2013-06-29 |
| 30 |
Topouzoglou, Norbert Mihran |
|
M |
AZI605 |
Rep |
2012-04-23 |
2018-05-25 |
| 31 |
Tsang, Kenneth Ky Sung 曾紀崇 |
|
M |
AZH816 |
Rep |
2012-04-17 |
2014-01-09 |
| 32 |
Tse, Jaff Ka Wai 謝家威 |
|
|
ADR277 |
RO |
2011-09-28 |
2018-09-26 |
| 33 |
Tsui, Eva Tsun Ying 徐俊英 |
|
F |
AZQ388 |
Rep |
2012-06-15 |
2013-07-08 |
| 34 |
Van Brugge, Robert Pieter |
|
M |
AUA340 |
RO |
2011-09-28 |
|
| 35 |
Wang, Lu (SFC:AXX186) 王璐 |
|
|
AXX186 |
Rep |
2011-10-24 |
2015-02-04 |
| 36 |
Wen, Bo (SFC:BAD547) 文博 |
|
|
BAD547 |
Rep |
2012-09-04 |
2016-01-30 |
| 37 |
Werner, Michael Joseph |
|
M |
AUO124 |
Rep |
2011-10-24 |
2013-09-11 |
| 38 |
Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 |
|
M |
AXO118 |
Rep |
2011-10-24 |
2018-01-28 |
| 39 |
Zhu, Binbin (SFC:AYQ808) 朱璸鑌 |
|
|
AYQ808 |
Rep |
2012-06-07 |
|
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