Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chung, Michael (SFC:AUC505) | M | AUC505 | Rep | 2013-07-02 | ||
| 2 | Desai, Keemesh (SFC:AUL786) | AUL786 | Rep | 2014-08-04 | 2016-08-08 | ||
| 3 | Green, Robin Adam | M | ACQ540 | RO | 2013-01-29 | 2017-08-31 | |
| 4 | He, Jia (SFC:AOJ239) 賀佳 | AOJ239 | Rep | 2014-03-13 | 2015-07-24 | ||
| 5 | Holder, Daniel William (SFC:AQM604) | M | AQM604 | RO | 2013-01-29 | 2013-08-31 | |
| 6 | Huang, Cliff Stevens 黃子明 | M | AIM307 | Rep | 2013-05-30 | 2013-08-12 | |
| RO | 2013-08-12 | ||||||
| 7 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2014-01-17 | 2014-03-21 | ||
| RO | 2014-03-21 | ||||||
| 8 | Lai, Voon San 賴汶山 | ACQ503 | Rep | 2013-01-29 | 2013-05-31 | ||
| 9 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2013-01-29 | 2013-02-18 | |
| 10 | Lim, Jie Ru Gillian | F | BBA912 | Rep | 2013-03-25 | 2014-03-07 | |
| 11 | Ruddick, Matthew | M | AKI367 | Rep | 2013-03-11 | 2013-07-08 | |
| RO | 2013-07-08 | 2013-12-31 | |||||
| 12 | So, Mei Lun 蘇美倫 | ADK736 | Rep | 2013-05-02 | 2014-01-24 | ||
| 13 | Ye, Calvin | M | AZL767 | Rep | 2013-03-15 | 2014-01-15 | |
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