GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chiu, Simon Siu Hung 趙少洪 | M | ALW291 | RO | 2016-05-20 | 2023-12-31 | |
| 2 | Guo, Rui (SFC:BDA213) 郭睿 | BDA213 | Rep | 2016-04-14 | 2024-08-30 | ||
| 3 | Hong, Mei 洪梅 | BAM634 | Rep | 2012-11-23 | 2020-04-20 | ||
| 4 | Kwong, Janet Sau King 江秀琼 | F | AMR826 | Rep | 2016-04-26 | 2019-02-28 | |
| 5 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | BCC071 | Rep | 2013-10-17 | 2020-11-13 | ||
| 6 | Luo, Zhongyan 羅忠雁 | BEZ255 | Rep | 2015-02-11 | 2017-06-12 | ||
| 7 | Ma, Kai (SFC:ANU813) 馬凱 | ANU813 | RO | 2015-12-23 | 2020-09-23 | ||
| 8 | Ming, Liang (1981) 明亮 | 35 | F | AQS482 | Rep | 2008-08-29 | 2017-12-06 |
| 9 | Nan, Nan (SFC:AXG319) 南楠 | AXG319 | Rep | 2016-05-27 | 2018-09-01 | ||
| 10 | Sung, On Na 宋安娜 | AXI168 | Rep | 2011-05-27 | 2020-08-10 | ||
| 11 | Xu, Shiyang 徐詩阳 | BGQ334 | Rep | 2015-12-07 | 2019-09-26 | ||
| 12 | Ye, Yingcong (SFC:ARW530) 叶英聰 | ARW530 | Rep | 2016-05-25 | 2018-06-25 | ||
| 13 | Yim, Fung 閻峰 | 53 | M | AFP741 | RO | 2004-11-29 | 2020-11-16 |
| 14 | Yuan, Junping 袁軍平 | ALS806 | RO | 2011-03-07 | 2017-09-04 |
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