Northern Trust Company of Hong Kong Limited (The)

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
SFC ID Role From Until
1 Arnott, Robert Lauriston John 50 M BBY536 RO 2017-03-10 2021-06-23
2 Campling, Neil Allan (SFC:BJP479) M BJP479 Rep 2017-05-29 2017-09-05
3 Cheung, Kai Ho (SFC:BLY773) 張繼浩 BLY773 Rep 2020-05-19 2022-01-21
4 Eastwood, Helen Rebecca F BEO215 Rep 2017-05-18 2021-06-23
5 Fannin, Dane Gower AQG777 RO 2017-07-11 2021-12-13
6 Footer, Cameron Duncan (SFC:BIW042) M BIW042 RO 2017-03-10 2021-02-03
7 Higgins, Caroline Mary F BCW430 RO 2021-07-26 2023-09-25
8 Lam, Chi Ping 林治平 AOY505 RO 2017-08-22
9 Lee, Eric Joon Ho M BIV170 Rep 2019-04-01 2025-07-24
10 Lee, Halim BOP329 Rep 2021-02-25 2021-12-30
11 Li, Xinyi (SFC:BHO437) 李心怡 BHO437 Rep 2019-04-01 2021-10-13
12 McCareins Jr, John Martin (SFC:BHF472) M BHF472 RO 2017-08-15 2025-04-07
13 Morton, Douglas James Macleod 44 M BEO419 Rep 2017-05-18 2018-11-14
14 Phillips, Daniel Jason M BNV264 Rep 2018-12-12 2019-02-25
15 Pincon, Benoit M BPX520 Rep 2020-08-13 2024-10-31
16 Tung, Tsit Shan 董哲珊 AFJ430 Rep 2019-04-03 2023-10-31
17 Wu, Michael Chu Mo M BFI735 RO 2017-03-10 2021-06-30
18 Yoo, Yong Jae BMQ117 Rep 2018-10-08 2020-11-21

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