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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Cheng, Fung Kit 鄭豐傑			AGL892	RO	2018-12-11
2	Kwok, Wing Lun 郭詠麟			AND706	RO	2017-07-14	2017-08-28
3	Shea, Patrick Kwok Hing 佘國興		M	AAC349	RO	2017-07-14	2018-11-09
					Rep	2020-09-07	2020-09-18
					RO	2020-09-18
4	Shum, Yuen Fai 沈遠輝			AXG206	RO	2017-09-07	2019-12-15
5	Wong, Wai Man (SFC:AEZ021) 王慧敏			AEZ021	RO	2020-04-28	2020-06-28
6	Yu, Kwan Lung 余君龍			AAC706	RO	2022-04-06

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