ALPINE SECURITIES LIMITED 高山證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Chan, Joseph Kwok Wai 陳國偉		M	RO	2018-07-31	2021-03-10
2	Hang, David Kwong Lam 幸廣林		M	RO	2018-07-31	2022-08-08
3	Lai, Iven Tak Leung 黎德良		M	Rep	2022-10-26	2022-11-21
				RO	2022-11-21
4	Ng, Fanny Ho Man 吳皓敏		F	RO	2018-07-31	2021-01-18
5	Tong, Leung Sang 湯亮生	74	M	Rep	2018-10-09	2018-11-29
				RO	2018-11-29
6	Yu, James Chun Man 余鎮民		M	RO	2022-08-05	2022-11-30
7	Zhang, Chenchen (SFC:BSF412) 張晨晨			Rep	2022-04-08	2023-03-24

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